-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lu5vIgz33hC7RBse1sc4Xu0iEX7DtWf/zsp8GUmUmvW2jGXYjhJURyl0OkvnX2N1 DpB0ga4EdGdfVFFlP1Mvsw== 0001209191-09-038611.txt : 20090803 0001209191-09-038611.hdr.sgml : 20090801 20090803172457 ACCESSION NUMBER: 0001209191-09-038611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090730 FILED AS OF DATE: 20090803 DATE AS OF CHANGE: 20090803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 09981067 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-07-30 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2009-07-30 4 M 0 82500 13.1667 A 3847382 D Common Stock 2009-07-30 4 M 0 82500 13.2267 A 3929882 D Common Stock 2009-07-30 4 F 1 87765 24.81 D 3842882 D Common Stock 2009-07-30 4 S 0 66200 24.80 D 3776682 I #1 Common Stock 2009-07-31 4 S 0 133100 24.5822 D 3643582 I #1 Common Stock 2009-08-03 4 S 0 150700 24.6964 D 3492882 I #1 Common Stock 110162 I #3 Common Stock 2009-08-03 4 S 0 7838 24.8097 D 29398 I #6 Common Stock 1020043 I #9 Common Stock 1485000 I #10 Common Stock 37679.02 I #12 Common Stock 63604 I #14 Common Stock 63604 I #15 Common Stock 2009-08-03 4 S 0 7455 24.8902 D 56149 I #16 Common Stock 36330 I #20 Common Stock 2009-08-03 4 S 0 34707 24.8387 D 306861 I #23 Common Stock 13.2267 2009-07-30 4 M 0 82500 0.00 D 2010-02-21 Common 82500 0 D Common 13.1667 2009-07-30 4 M 0 82500 0.00 D 2010-12-17 Common 82500 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.70 to $24.97, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, 6, 13 and 16 to this Form 4. Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to 24.94, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.73, inclusive. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.80 to $24.8350, inclusive. Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. (SCL) Indirect #9: KEL, TTEE Under an Irrev. Trust Ind. with SCL DTD 12/22/83. (SCL) Indirect #10: SCL Investments, LLC (SCL) Indirect #12: The Company's Retirement and Savings Plans. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/08. (SCL) Indirect #14: M. Nyhart TTEE CEL Under Trust Agreement dtd 3/8/96. (SCL) Indirect #15: M. Nyhart TTEE CAL Under Trust Agreement dtd 3/8/96. (SCL) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.89 to $24.891, inclusive. Indirect #16: M. Nyhart TTEE CFL Under Trust Agreement dtd 3/8/96. (SCL) Indirect #20: KEL, TTEE CFL C/U Irrev Trust DTD 2/13/85. (SCL) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.81 to $24.87, inclusive. Indirect #23: CFL TR U/A DTD 4/21/05 FRL TTEE (SCL) These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2009-08-03 -----END PRIVACY-ENHANCED MESSAGE-----