-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HpkNhqZN9Q0Kd5683xXlG8QVtoab9SA7PPH4mpalB2ywPCjrYiIAvwL444A67pIO aYkDdg0EB3slDnX3K0uO3w== 0001209191-09-025437.txt : 20090508 0001209191-09-025437.hdr.sgml : 20090508 20090508165155 ACCESSION NUMBER: 0001209191-09-025437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090506 FILED AS OF DATE: 20090508 DATE AS OF CHANGE: 20090508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 09811485 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-06 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2009-03-17 5 G 0 E 1713 0.00 A 5325231 I #1 Common Stock 2009-03-23 5 G 0 E 24853 0.00 D 5300378 I #1 Common Stock 2009-05-05 5 G 0 E 32329 0.00 D 5268049 I #1 Common Stock 2009-05-06 4 S 0 250000 20.533 D 5018049 I #1 Common Stock 2009-05-08 4 S 0 100000 20.6707 D 4918049 I #1 Common Stock 2009-03-17 5 A 0 E 1713 0.00 A 34901 I #2 Common Stock 37176.88 I #4 Common Stock 0 I #6 Common Stock 129151 I #7 Common Stock 191202 I #8 Common Stock 10055 I #9 Common Stock 20402 I #11 Common Stock 1468500 I #12 Common Stock 2376 I #14 Common Stock 30457 I #15 Common Stock 2009-03-17 5 G 0 E 1713 0.00 A 36943 I #19 Common Stock 2009-05-08 4 S 0 30000 20.4586 D 263091 I #20 Common Stock 2009-05-08 4 S 0 30000 20.4586 D 263091 I #21 Common Stock 2009-05-07 4 S 0 180000 20.2679 D 113019 I #22 Common Stock 22051 I #23 Common Stock 2009-03-17 5 G 0 E 1317 0.00 A 1713 I #24 Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. (c3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.72, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), (3), (16) and (19) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.54 to 20.80, inclusive. Indirect #2: Martha S. Lindner, (or her Successor) o the Martha S. Lindner Family Trust DTD 8/30/02 as amended. (c3) Indirect #4: The Company's Retirement and Savings Plans. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/08. On 2/12/2009, Indirect #6 transferred 10 shares to Indirect #19. Indirect #6: CDL (c3) Indirect #7: Keith E. Lindner TTEE, CDL Trust C/U Irrevocable Trust Agreement DTD 11/1/82. (c3) Indirect #8: Keith E. Lindner TTEE, MLB Trust C/U Irrevocable Trust Agreement DTD 11/1/82. (c3) Indirect #9: Keith E. Lindner TTEE, CDL Withdrawal Trust C/U Irrevocable Trust Agreement DTD 7/1/83. (c3) Indirect #11: Keith E. Lindner TTEE, CDL Trust C/U Irrevocable Trust Agreement DTD 7/1/83. (c3) Indirect #12: CHL Investments, LLC (c3) Indirect #14: CHL III, custodian of a minor. (c3) Indirect #15: KEL TTEE, MBL Trust C/U Irrevocable Trust Agreement DTD 7/1/83. (c3) Indirect #19: CDL TTEE of the CDL TR Dtd 11/22/06. (c3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to 20.86, inclusive. Indirect #20: SCL TTEE CDL Trust DTD 10/26/05. (c3) Indirect #21: SCL TTEE MBL Trust Dtd 10/26/05. (c3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.02 to 20.83, inclusive. Indirect #22: SCL TTEE GD Trust Dtd 10/26/05. (c3) Indirect #23: KEL TTEE CDL Withdrawal Trust C/U Irrevocable Trust Agreement DTD 11/1/82. (c3) Indirect #24: KEL, TTEE Under Irrevocable Trust Agreement with CHL III and MSL, Grantors dated 9/26/1989. (c3) Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2009-05-08 -----END PRIVACY-ENHANCED MESSAGE-----