-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOLQh9NbKN3PxIQ/sIYAiuhT7PBwg3jYsLlElW2eixKinJisamFlmAmf5UXYB7Zq 5KPzh5s3xMxZteu1lI5Skw== 0001209191-09-009476.txt : 20090217 0001209191-09-009476.hdr.sgml : 20090216 20090217144736 ACCESSION NUMBER: 0001209191-09-009476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090212 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS JAMES E CENTRAL INDEX KEY: 0001185852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 09610769 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-12 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185852 EVANS JAMES E ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Sr. V. Pres. & Gen. Counsel Common Stock 2009-02-12 4 A 0 9375 0.00 A 189032 D Common Stock 9380 I #1 Common Stock 37.9904 I #2 Employee Stock Option 19.10 2009-02-12 4 A 0 31250 0.00 A 2019-02-12 Common Stock 31250 31250 D Represents the grant of restricted stock that vests four years from the date of grant. Indirect #2: Shares allocated to the reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2008. Additional shares were purchased in 2008 in the Issuer's Dividend Reinvestment Plan (the "DRIP"). All DRIP information reported herein is based on a plan statement dated as of Decembe 31, 2008. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. James E. Evans By: Karl J. Grafe, as Attorney-in-Fact 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----