-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FjacX2e13rB/ViFcD6jGczH4bDjxtwIKSVp3+SNbL0YAvnh3D4M1oKYlAfxKa4r8 l94a7N0Y3nxUU1b3H/iqrw== 0001209191-08-007640.txt : 20080205 0001209191-08-007640.hdr.sgml : 20080205 20080205141728 ACCESSION NUMBER: 0001209191-08-007640 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080205 DATE AS OF CHANGE: 20080205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 08575459 BUSINESS ADDRESS: BUSINESS PHONE: 5155792540 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2007-12-31 0 0 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 0 D Common Stock 2007-05-03 5 G 0 7179 0.00 D 3200350 I #1 Common Stock 2007-05-08 5 G 0 13916 0.00 D 3186434 I #1 Common Stock 2007-06-06 5 G 0 34812 0.00 D 3625232 I #1 Common Stock 2007-12-04 5 G 0 5253 0.00 D 3619979 I #1 Common Stock 2007-12-21 5 G 0 34224 0.00 D 3585755 I #1 Common Stock 2007-12-28 5 G 0 35904 0.00 D 3549851 I #1 Common Stock 32333 I #2 Common Stock 36687 I #4 Common Stock 0 I #5 Common Stock 0 I #6 Common Stock 191202 I #7 Common Stock 191202 I #8 Common Stock 30457 I #9 Common Stock 34360 I #10 Common Stock 30457 I #11 Common Stock 1468500 I #12 Common stock 2376 I #14 Common Stock 34375 I #15 Common Stock 2635229 I #18 On 3/30/2007, Indirect #18 transferred 215,582 shares of common stock to Indirect #1. On 7/2/2007, Indirect #18 transferred 215,708 shares of common stock to Indirect #1. And on 10/14/2007, Indirect #18 transferred 257,902 shares of common stock to Indirect #1. Indirect #1: CHL III, TTEE of the Second Amended & Restated CHL III Family Trust DTD 3/11/94. Indirect #2: Martha S. Lindner, TTEE of the Second Amended & Restated Family Trust DTD 3/11/94. Indirect #4: The Company's Retirement and Savings Plans. The number of shares of common stock which would be represented by the value of the Reporting Person's Company securities funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/2007. On September 27, 2007, Indirect #5 transferred to two emancipated children of the Reporting Person, each 191,203 shares of common stock, and transferred to Indirect #7 and Indirect #8 each 191,203 shares of common stock. Indirect #5: By Keith E. Lindner, Trustee under an Irrevocable Trust Indenture with Carl H. Lindner III dated 11/1/82. On September 27, 2007, Indirect #6 transferred 30,457 shares of common stock each to two emancipated children of the Reporting Person and 30,457 shares of common stock each to Indirect #9 and Indirect #11. Indirect #6: By Keith E. Lindner, Trustee under an Irrevocable Trust Indenture with Carl H. Lindner III dated 7/1/83. Indirect #7: Keith E. Lindner TTEE, for a minor child, Irrevocable Trust Agreement DTD 11/1/82. Indirect #8: Keith E. Lindner TTEE, for a minor child, Irrevocable Trust Agreement DTD 11/1/82. Indirect #9: Keith E. Lindner TTEE, for a minor child, Irrevocable Trust Agreement DTD 7/1/83. Indirect #10: KEL, TTEE Under Irrevocable Trust Agreement with CHL III and Martha S. Lindner Grantors Dated 9/26/89. Indirect #11: Keith E. Lindner TTEE, of a minor, Irrevocable Trust Agreement DTD 7/1/83. Indirect #12: CHL Investments, LLC Indirect #14: CHL III, custodian of a minor. indirect #15: Son of the Reporting Person. Indirect #18: CHL III, TTEE CHL III 2005-1 Qualified Annuity Trust DTD 10/26/05. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2008-02-05 -----END PRIVACY-ENHANCED MESSAGE-----