-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QmBi7OsAlO4xmImKghBX56ofmZ7p5KOG3Rj19r0WPZaPYN4D7Xe4FjXOjAOemkWF 1WCkinUCw2TM8VRyjt42kg== 0001209191-06-061991.txt : 20061130 0001209191-06-061991.hdr.sgml : 20061130 20061130135114 ACCESSION NUMBER: 0001209191-06-061991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061129 FILED AS OF DATE: 20061130 DATE AS OF CHANGE: 20061130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 061247719 BUSINESS ADDRESS: STREET 1: 2ND FLOORPROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-29 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 0 D Common Stock 2006-11-28 5 G 0 E 440 0.00 D 2212149 I #1 Common Stock 2006-11-29 4 M 0 50000 37.88 A 2262149 I #1 Common Stock 2006-11-29 4 M 0 40000 42.06 A 2302149 I #1 Common Stock 2006-11-29 4 M 0 22579 35.69 A 2324728 I #1 Common Stock 2006-11-29 4 F 0 83870 52.25 D 2240858 I #1 Common Stock 0 I #2 Common Stock 51291 I #3 Common Stock 16373 I #5 Common Stock 16373 I #6 Common Stock 16373 I #7 Common Stock 96881 I #8 Common Stock 680029 I #9 Common Stock 990000 I #10 Common Stock 16240.88 I #12 Common Stock 1540511 I #13 Common Stock 42403 I #14 Common Stock 42403 I #15 Common Stock 42403 I #16 Employee Stock Option 37.88 2006-11-29 4 M 0 50000 A 2007-03-14 Common Stock 50000 0 D Employee Stock Option 42.06 2006-11-29 4 M 0 40000 A 2008-03-20 Common Stock 40000 0 D Employee Stock Option 35.69 2006-11-29 4 M 0 22579 A 2009-02-26 Common Stock 22579 27421 D On October 5, 2006, Indirect #13 Transferred 99,228 shares of the Issuer's common stock to Indirect #1 Indirect #1: By S. Craig Lindner, Trustee for the S. Craig Lindner Living Trust dated 3/30/83. Indirect #2: Malott Nyhart, Trustee of the SCL 1996-2 Qualified Annuity Trust dated 3/28/96. Indirect #3: By Frances R. Lindner (spouse), Trustee for the Frances R. Lindner Living Trust dated 9/13/93. Indirect #5: Corinne E. Lindner, TTEE, CEL 2002 Living Trust DTD 11/14/02. Indirect #6: By Frances R. Lindner (spouse), Custodian for minor child. Indirect #7: By Frances R. Lindner (spouse), Custodian for minor child. Indirect #8: By Keith E. Lindner, Trustee under an Irreocable Trust Indenture with Frances R. Lindner dated 2/13/85. Indirect #9: KEL, TTEE Under an Irrev. Trust Ind. with SCL DTD 12/22/83. Indirect #10: SCL Investments, LLC Indirect #12: The Company Retirement and Savings Account. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/2005. Indirect #13: SCL, TTEE of the SCL 2005-1 Qualified Annuity Trust DTD 4/21/05. Indirect #14: M. Nyhart, TTEE Corinne Under Trust Agreement dated 3/8/96. Indirect #15: M. Nyhart TTEE Clara Under Trust Agreement dted 3/8/96. indirect #16: M. Nyhart TTEE Christine Under Trust Agreement dtd 3/8/96. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. The Reporting Person exercised this option using previously held shares of the Issuer. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2006-11-30 -----END PRIVACY-ENHANCED MESSAGE-----