-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkRnoIkMRjZ+GsWE1b2nJi1UdhAx3wTbVXo7U52ntTtm1IzbT7d3IsL5dlXYz9gY fBz8whYPi9cwGcaMvTv5EA== 0001209191-06-050132.txt : 20060914 0001209191-06-050132.hdr.sgml : 20060914 20060914163557 ACCESSION NUMBER: 0001209191-06-050132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060913 FILED AS OF DATE: 20060914 DATE AS OF CHANGE: 20060914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS JAMES E CENTRAL INDEX KEY: 0001185852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 061091060 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-13 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185852 EVANS JAMES E ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Sr. V. Pres. & Gen. Counsel Common Stock 2006-09-13 4 S 0 600 47.89 D 175819 D Common Stock 2006-09-13 4 S 0 900 47.90 D 174919 D Common Stock 2006-09-13 4 S 0 1000 47.91 D 173919 D Common Stock 2006-09-13 4 S 0 7500 47.92 D 166419 D Common Stock 2006-09-13 4 S 0 3100 47.93 D 163319 D Common Stock 2006-09-13 4 S 0 3800 47.94 D 159519 D Common Stock 2006-09-13 4 S 0 6600 47.95 D 152919 D Common Stock 2006-09-13 4 S 0 3300 47.96 D 149619 D Common Stock 2006-09-13 4 S 0 1100 47.97 D 148519 D Common Stock 2006-09-13 4 S 0 1300 47.98 D 147219 D Common Stock 2006-09-13 4 S 0 2300 47.99 D 144919 D Common Stock 2006-09-13 4 S 0 2600 48.00 D 142319 D Common Stock 2006-09-13 4 S 0 3100 48.01 D 139219 D Common Stock 2006-09-13 4 S 0 300 48.02 D 138919 D Common Stock 2006-09-13 4 S 0 100 48.03 D 138819 D Common Stock 2006-09-13 4 S 0 2300 48.04 D 136519 D Common Stock 2006-09-13 4 S 0 18400 48.05 D 118119 D Common Stock 2006-09-13 4 S 0 100 48.06 D 118019 D Common Stock 2006-09-13 4 S 0 700 48.07 D 117319 D Common Stock 2006-09-13 4 M 0 6664 30.01 A 123983 D Common Stock 2006-09-13 4 F 0 4172 47.93 D 119811 D Common Stock 5963.778 I ESPP Common Stock 24.4627 I DRIP Common Stock 0 I 401-k Employee Stock Option 30.01 2006-09-13 4 M 0 6664 D 2014-02-27 Common Stock 6664 43336 D Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of December 31, 2005. Issuer's Dividend Reinvestment Plan (the "DRIP"). All DRIP information reported herein is based on a plan statement dated as of December 31, 2005. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. The Reporting Person exercised this stock option using previously held shares of the issuer. James E. Evans By: Karl J. Grafe, as Attorney-in-Fact 2006-09-14 -----END PRIVACY-ENHANCED MESSAGE-----