-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLCkEDseDgHZf9CzpZ5VclpQBbO77+lNgLZoxJJtM62M/2XJBgPEeNDjc3pDzfXo K5sZ3LmC37JsJtGQ2AelLQ== 0001209191-06-009639.txt : 20060213 0001209191-06-009639.hdr.sgml : 20060213 20060213111146 ACCESSION NUMBER: 0001209191-06-009639 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060213 DATE AS OF CHANGE: 20060213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 06601397 BUSINESS ADDRESS: STREET 1: 2ND FLOORPROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2005-12-31 0 0 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-President Common Stock 2005-04-05 5 G 0 200 0.00 D 3413446 I #1 Common Stock 2005-05-05 5 G 0 7800 0.00 D 1243811 I #1 Common Stock 2005-05-19 5 G 0 3000 0.00 D 1240811 I #1 Common Stock 2005-08-17 5 G 0 217248 0.00 A 1654343 I #1 Common Stock 2005-09-21 5 G 0 10000 0.00 D 1644343 I #1 Common Stock 2005-10-28 5 G 0 642 0.00 D 1860824 I #1 Common Stock 2005-01-17 5 G 0 2750 0.00 D 1858074 I #1 Common Stock 2005-12-28 5 G 0 47238 0.00 D 1810836 I #1 Common Stock 306581 I #2 Common Stock 50713 I #3 Common Stock 15248 I #5 Common Stock 15248 I #6 Common Stock 15248 I #7 Common Stock 96881 I #8 Common Stock 680029 I #9 Common Stock 1000000 I #10 Common Stock 1997261 I #12 Common Stock 16240.88 I #13 Deferred Compensation 38.31 Common Stock 12969.314 12969.314 I #1 Indirect #1: By S. Craig Lindner, Trustee for the S. Craig Lindner Living Trust dated 3/30/83. On 4/12/2005, Indirect #2 transferred 88,165 shares of common stock to Indirect #1 and on 4/21/2005, Indirect #1 transferred 2,250,000 shares of common stock to Indirect #12. On 7/6/2005, Indirect #2 transferred 81,044 shares of common stock to Indirect #1 and on 7/11/2005, Indirect #12 transferred 125,240 shares of common stock to Indirect #1. On 10/4/2005, Indirect #2 transferred 81,550 shares of common stock to Indirect #1 and Indirect #12 transferred 137,499 shares of common stock to Indirect #1. On 10/28/2005, Indirect #1 transferred 642 shares of common stock each to Indirect #5,6 and 7. Indirect #2: Malott Nyhart, Trustee of the SCL 1996-2 Qualified Annuity Trust dated 3/28/96. Indirect #3: By Frances R. Lindner (spouse), Trustee for the Frances R. Lindner Living Trust dated 9/13/93. Indirect #5: Corinne E. Lindner, TTEE, CEL 2002 Living Trust DTD 11/14/02. Indirect #6: by Frances R. Lindner (spouse), Custodian for minor child. Indirect #7: by Frances R. Lindner (spouse), Custodian for minor child. Indirect #8: By Keith E. Lindner, Trustee under an Irrevocable Trust indenture with Frances R. Lindner dated 2/13/85. Indirect #9: KEL, TTEE Under an Irrev. Trust Ind. with SCL DTD 12/22/83. Indirect #10: SCL, Investments LLC Indirect #12: SCL TTEE of the Scl 2005-1 Qualified Annuity Trust dtd 4/21/05 Indirect #13: The Company Retirement and Savings Account. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/05. Represents amounts deferred by the Reporting Person in the Issuer's Deferred Compensation Plan. The account value increases or decreases based on the value of the Issuer's common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2006-02-13 -----END PRIVACY-ENHANCED MESSAGE-----