The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 697 | 66,168 | SH | DFND | 1 | 66,168 | 0 | 0 | ||
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 649 | 61,631 | SH | DFND | 61,631 | 0 | 0 | |||
INVESCO LTD | SHS | G491BT108 | 4,118 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | ||
SIGNET JEWELERS LIMITED | SHS | G81276100 | 14,357 | 220,000 | SH | DFND | 1 | 220,000 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 1,077 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | ||
AST SPACEMOBILE INC | COM CL A | 00217D100 | 1,282 | 272,727 | SH | DFND | 1 | 272,727 | 0 | 0 | ||
ACUTUS MED INC | COM | 005111109 | 266 | 299,995 | SH | DFND | 1 | 299,995 | 0 | 0 | ||
ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 | 296 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | ||
ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 | 5,170 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
KINETIK HOLDINGS INC | COM NEW CL A | 02215L209 | 351 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | 3,186 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | ||
AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 8,165 | 106,917 | SH | DFND | 1 | 106,917 | 0 | 0 | ||
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 17,168 | 786,786 | SH | DFND | 1 | 786,786 | 0 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 244 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 958 | 84,600 | SH | DFND | 1 | 84,600 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 233 | 20,554 | SH | DFND | 20,554 | 0 | 0 | |||
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 3,645 | 133,333 | SH | DFND | 1 | 133,333 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 2,956 | 638,342 | SH | DFND | 1 | 638,342 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 2,225 | 480,506 | SH | DFND | 480,506 | 0 | 0 | |||
AUGMEDIX INC | COM | 05105P107 | 2,405 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 153 | 51,262 | SH | DFND | 1 | 51,262 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 1,580 | 201,000 | SH | DFND | 1 | 201,000 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 1,360 | 173,000 | SH | DFND | 173,000 | 0 | 0 | |||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 582 | 26,316 | SH | DFND | 1 | 26,316 | 0 | 0 | ||
BLUE WTR BIOTECH INC | COM | 09610B108 | 1,628 | 1,440,927 | SH | DFND | 1 | 1,440,927 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 491 | 10,363 | SH | DFND | 1 | 10,363 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 47 | 999 | SH | DFND | 999 | 0 | 0 | |||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,918 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,918 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
CAPITOL FED FINL INC | COM | 14057J101 | 222 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 14,180 | 308,000 | SH | DFND | 1 | 308,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 322 | 7,000 | SH | DFND | 7,000 | 0 | 0 | |||
CLIPPER RLTY INC | COM | 18885T306 | 2,109 | 372,044 | SH | DFND | 1 | 372,044 | 0 | 0 | ||
COGNITION THERAPEUTICS INC | COM | 19243B102 | 375 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 8,601 | 207,000 | SH | DFND | 1 | 207,000 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 725 | 7,000 | SH | DFND | 7,000 | 0 | 0 | |||
CONSOLIDATED COMM HLDGS INC | COM | 209034107 | 2,271 | 592,877 | SH | DFND | 592,877 | 0 | 0 | |||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 450 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | ||
CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 227 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | ||
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 26 | 27,932 | SH | DFND | 1 | 27,932 | 0 | 0 | ||
DT MIDSTREAM INC | COMMON STOCK | 23345M107 | 347 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | ||
DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | 877 | 59,628 | SH | DFND | 1 | 59,628 | 0 | 0 | ||
DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | 63 | 4,308 | SH | DFND | 4,308 | 0 | 0 | |||
DISH NETWORK CORPORATION | CL A | 25470M109 | 198 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 954 | 69,166 | SH | DFND | 1 | 69,166 | 0 | 0 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 426 | 30,834 | SH | DFND | 30,834 | 0 | 0 | |||
ELOXX PHARMACEUTICALS INC | COM NEW | 29014R202 | 144 | 37,000 | SH | DFND | 1 | 37,000 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 4,274 | 336,520 | SH | DFND | 1 | 336,520 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 983 | 77,376 | SH | DFND | 77,376 | 0 | 0 | |||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 6,601 | 250,500 | SH | DFND | 1 | 250,500 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 2,605 | 600,310 | SH | DFND | 1 | 600,310 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 249 | 26,000 | SH | DFND | 1 | 26,000 | 0 | 0 | ||
FRANCHISE GROUP INC | COM | 35180X105 | 19,650 | 686,115 | SH | DFND | 1 | 686,115 | 0 | 0 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,697 | 63,550 | SH | DFND | 1 | 63,550 | 0 | 0 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,485 | 55,600 | SH | DFND | 55,600 | 0 | 0 | |||
FULL HSE RESORTS INC | COM | 359678109 | 237 | 35,331 | SH | DFND | 1 | 35,331 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 5,241 | 135,920 | SH | DFND | 1 | 135,920 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,085 | 54,080 | SH | DFND | 54,080 | 0 | 0 | |||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 208 | 39,231 | SH | DFND | 1 | 39,231 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 221 | 41,790 | SH | DFND | 41,790 | 0 | 0 | |||
GRAY TELEVISION INC | COM | 389375106 | 4,482 | 568,797 | SH | DFND | 1 | 568,797 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 1,351 | 171,500 | SH | DFND | 171,500 | 0 | 0 | |||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 614 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 1,773 | 487,091 | SH | DFND | 1 | 487,091 | 0 | 0 | ||
JOURNEY MED CORP | COM | 48115J109 | 286 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 4,006 | 492,098 | SH | DFND | 1 | 492,098 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 2,618 | 38,850 | SH | DFND | 1 | 38,850 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 406 | 10,105 | SH | DFND | 1 | 10,105 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 7,607 | 330,000 | SH | DFND | 1 | 330,000 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 3,905 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | ||
LCNB CORP | COM | 50181P100 | 1,357 | 91,920 | SH | DFND | 1 | 91,920 | 0 | 0 | ||
LCNB CORP | COM | 50181P100 | 25 | 1,662 | SH | DFND | 1,662 | 0 | 0 | |||
LIFEMD INC | COM | 53216B104 | 1,479 | 340,000 | SH | DFND | 1 | 340,000 | 0 | 0 | ||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 8,847 | 8,969,000 | PRN | DFND | 1 | 8,969,000 | 0 | 0 | ||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 3,946 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | |||
MPLX LP | COM UNIT REP LTD | 55336V100 | 781 | 23,000 | SH | DFND | 1 | 23,000 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 997 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | ||
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 1,646 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | ||
MONEYLION INC | CL A | 60938K304 | 444 | 36,983 | SH | DFND | 1 | 36,983 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 35,789 | 214,882 | SH | DFND | 1 | 214,882 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 2,099 | 12,600 | SH | DFND | 12,600 | 0 | 0 | |||
NEXTNAV INC | COMMON STOCK | 65345N106 | 1,470 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 171 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
OMEROS CORP | COM | 682143102 | 349 | 64,113 | SH | DFND | 1 | 64,113 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 895 | 14,500 | SH | DFND | 1 | 14,500 | 0 | 0 | ||
PENNYMAC CORP | NOTE 5.500%11/0 | 70932AAD5 | 6,590 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | ||
PHENIXFIN CORP | COM | 71742W103 | 2,052 | 54,003 | SH | DFND | 1 | 54,003 | 0 | 0 | ||
PHENIXFIN CORP | COM | 71742W103 | 392 | 10,324 | SH | DFND | 10,324 | 0 | 0 | |||
PHILLIPS 66 | COM | 718546104 | 596 | 6,250 | SH | DFND | 1 | 6,250 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 5,816 | 412,500 | SH | DFND | 1 | 412,500 | 0 | 0 | ||
POTBELLY CORP | COM | 73754Y100 | 263 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
POTBELLY CORP | COM | 73754Y100 | 615 | 70,000 | SH | DFND | 70,000 | 0 | 0 | |||
PRECIGEN INC | COM | 74017N105 | 76 | 66,114 | SH | DFND | 1 | 66,114 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 2,798 | 248,085 | SH | DFND | 1 | 248,085 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 1,557 | 138,035 | SH | DFND | 138,035 | 0 | 0 | |||
SHELL PLC | SPON ADS | 780259305 | 876 | 14,500 | SH | DFND | 14,500 | 0 | 0 | |||
SELECT WATER SOLUTIONS INC | CL A COM | 81617J301 | 2,235 | 275,899 | SH | DFND | 1 | 275,899 | 0 | 0 | ||
SINCLAIR INC | CL A | 829242106 | 8,075 | 584,319 | SH | DFND | 1 | 584,319 | 0 | 0 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 675 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | ||
TALOS ENERGY INC | COM | 87484T108 | 20,634 | 1,487,637 | SH | DFND | 1 | 1,487,637 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 1,137 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 487 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
TELOS CORP MD | COM | 87969B101 | 544 | 212,500 | SH | DFND | 1 | 212,500 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 3,247 | 111,774 | SH | DFND | 1 | 111,774 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 335 | 11,529 | SH | DFND | 11,529 | 0 | 0 | |||
TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 3,526 | 4,000,000 | PRN | DFND | 1 | 4,000,000 | 0 | 0 | ||
TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 1,763 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | |||
TWO HBRS INVT CORP | COM | 90187B804 | 1,359 | 97,886 | SH | DFND | 1 | 97,886 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B804 | 610 | 43,956 | SH | DFND | 43,956 | 0 | 0 | |||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 415 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 220 | 11,150 | SH | DFND | 11,150 | 0 | 0 | |||
VIATRIS INC | COM | 92556V106 | 499 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 499 | 50,000 | SH | DFND | 50,000 | 0 | 0 | |||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 7,921 | 631,665 | SH | DFND | 1 | 631,665 | 0 | 0 | ||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 376 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 557 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | ||
XPERI INC | COMMON STOCK | 98423J101 | 2,381 | 181,071 | SH | DFND | 1 | 181,071 | 0 | 0 |