The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 762 | 66,168 | SH | DFND | 1 | 66,168 | 0 | 0 | ||
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 710 | 61,631 | SH | DFND | 61,631 | 0 | 0 | |||
INVESCO LTD | SHS | G491BT108 | 4,408 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | ||
SIGNET JEWELERS LIMITED | SHS | G81276100 | 14,960 | 220,000 | SH | DFND | 1 | 220,000 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 950 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | ||
AST SPACEMOBILE INC | COM CL A | 00217D100 | 1,315 | 272,727 | SH | DFND | 1 | 272,727 | 0 | 0 | ||
ACUTUS MED INC | COM | 005111109 | 345 | 299,995 | SH | DFND | 1 | 299,995 | 0 | 0 | ||
ADEIA INC | COM | 00676P107 | 4,291 | 452,677 | SH | DFND | 1 | 452,677 | 0 | 0 | ||
KINETIK HOLDINGS INC | COM NEW CL A | 02215L209 | 265 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | 3,769 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | ||
AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 5,224 | 106,917 | SH | DFND | 1 | 106,917 | 0 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 227 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 910 | 84,600 | SH | DFND | 1 | 84,600 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 221 | 20,554 | SH | DFND | 20,554 | 0 | 0 | |||
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 3,496 | 133,333 | SH | DFND | 1 | 133,333 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 1,870 | 638,342 | SH | DFND | 1 | 638,342 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 1,408 | 480,506 | SH | DFND | 480,506 | 0 | 0 | |||
AUDACY INC | CL A | 05070N103 | 53 | 235,834 | SH | DFND | 1 | 235,834 | 0 | 0 | ||
AUGMEDIX INC | COM | 05105P107 | 780 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 267 | 51,262 | SH | DFND | 1 | 51,262 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 1,568 | 201,000 | SH | DFND | 1 | 201,000 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 1,349 | 173,000 | SH | DFND | 173,000 | 0 | 0 | |||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 479 | 26,316 | SH | DFND | 1 | 26,316 | 0 | 0 | ||
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | 1,477 | 1,500,000 | PRN | DFND | 1 | 1,500,000 | 0 | 0 | ||
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | 492 | 500,000 | PRN | DFND | 500,000 | 0 | 0 | |||
BLUE WATER VACCINES INC | COM | 09610B108 | 1,035 | 940,762 | SH | DFND | 1 | 940,762 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 531 | 10,363 | SH | DFND | 1 | 10,363 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 51 | 999 | SH | DFND | 999 | 0 | 0 | |||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,159 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,159 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
CAPITOL FED FINL INC | COM | 14057J101 | 311 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 13,931 | 308,000 | SH | DFND | 1 | 308,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 317 | 7,000 | SH | DFND | 7,000 | 0 | 0 | |||
CLIPPER RLTY INC | COM | 18885T306 | 2,381 | 372,044 | SH | DFND | 1 | 372,044 | 0 | 0 | ||
COGNITION THERAPEUTICS INC | COM | 19243B102 | 430 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 7,239 | 207,000 | SH | DFND | 1 | 207,000 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 826 | 7,000 | SH | DFND | 7,000 | 0 | 0 | |||
CONSOLIDATED COMM HLDGS INC | COM | 209034107 | 2,122 | 592,877 | SH | DFND | 592,877 | 0 | 0 | |||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 380 | 14,500 | SH | DFND | 1 | 14,500 | 0 | 0 | ||
CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 228 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | ||
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 32 | 27,932 | SH | DFND | 1 | 27,932 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 388 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
DT MIDSTREAM INC | COMMON STOCK | 23345M107 | 276 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | 652 | 59,628 | SH | DFND | 1 | 59,628 | 0 | 0 | ||
DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | 47 | 4,308 | SH | DFND | 4,308 | 0 | 0 | |||
DISH NETWORK CORPORATION | CL A | 25470M109 | 421 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 856 | 69,166 | SH | DFND | 1 | 69,166 | 0 | 0 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 381 | 30,834 | SH | DFND | 30,834 | 0 | 0 | |||
ELOXX PHARMACEUTICALS INC | COM NEW | 29014R202 | 67 | 37,000 | SH | DFND | 1 | 37,000 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 3,900 | 328,520 | SH | DFND | 1 | 328,520 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 918 | 77,376 | SH | DFND | 77,376 | 0 | 0 | |||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 5,982 | 248,000 | SH | DFND | 1 | 248,000 | 0 | 0 | ||
ENVIVA INC | COM | 29415B103 | 530 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 888 | 599,775 | SH | DFND | 1 | 599,775 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 168 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | ||
FRANCHISE GROUP INC | COM | 35180X105 | 16,343 | 686,115 | SH | DFND | 1 | 686,115 | 0 | 0 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,676 | 63,550 | SH | DFND | 1 | 63,550 | 0 | 0 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,467 | 55,600 | SH | DFND | 55,600 | 0 | 0 | |||
FULL HSE RESORTS INC | COM | 359678109 | 266 | 35,331 | SH | DFND | 1 | 35,331 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 4,572 | 135,920 | SH | DFND | 1 | 135,920 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,819 | 54,080 | SH | DFND | 54,080 | 0 | 0 | |||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 210 | 39,231 | SH | DFND | 1 | 39,231 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 224 | 41,790 | SH | DFND | 41,790 | 0 | 0 | |||
GRAY TELEVISION INC | COM | 389375106 | 6,365 | 568,797 | SH | DFND | 1 | 568,797 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 1,919 | 171,500 | SH | DFND | 171,500 | 0 | 0 | |||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 598 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 2,986 | 487,091 | SH | DFND | 1 | 487,091 | 0 | 0 | ||
JOURNEY MED CORP | COM | 48115J109 | 346 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 4,212 | 492,098 | SH | DFND | 1 | 492,098 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 2,768 | 38,850 | SH | DFND | 1 | 38,850 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 485 | 10,105 | SH | DFND | 1 | 10,105 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 8,333 | 330,000 | SH | DFND | 1 | 330,000 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 4,478 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | ||
LCNB CORP | COM | 50181P100 | 1,655 | 91,920 | SH | DFND | 1 | 91,920 | 0 | 0 | ||
LCNB CORP | COM | 50181P100 | 30 | 1,662 | SH | DFND | 1,662 | 0 | 0 | |||
LIFEMD INC | COM | 53216B104 | 660 | 340,000 | SH | DFND | 1 | 340,000 | 0 | 0 | ||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 8,090 | 8,969,000 | PRN | DFND | 1 | 8,969,000 | 0 | 0 | ||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 3,608 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | |||
MPLX LP | COM UNIT REP LTD | 55336V100 | 739 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 778 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | ||
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 1,288 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | ||
MONEYLION INC | CL A | 60938K106 | 688 | 1,109,495 | SH | DFND | 1 | 1,109,495 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 3,010 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 40,236 | 229,882 | SH | DFND | 1 | 229,882 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 2,205 | 12,600 | SH | DFND | 12,600 | 0 | 0 | |||
NEXTNAV INC | COMMON STOCK | 65345N106 | 1,465 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 160 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
OMEROS CORP | COM | 682143102 | 145 | 64,113 | SH | DFND | 1 | 64,113 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 920 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | ||
ORAGENICS INC | COM PAR | 684023302 | 1 | 13,540 | SH | DFND | 1 | 13,540 | 0 | 0 | ||
PENNYMAC CORP | NOTE 5.500%11/0 | 70932AAD5 | 6,328 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | ||
PHENIXFIN CORP | COM | 71742W103 | 1,677 | 54,003 | SH | DFND | 1 | 54,003 | 0 | 0 | ||
PHENIXFIN CORP | COM | 71742W103 | 321 | 10,324 | SH | DFND | 10,324 | 0 | 0 | |||
PHILLIPS 66 | COM | 718546104 | 651 | 6,250 | SH | DFND | 1 | 6,250 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 4,851 | 412,500 | SH | DFND | 1 | 412,500 | 0 | 0 | ||
POTBELLY CORP | COM | 73754Y100 | 167 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
POTBELLY CORP | COM | 73754Y100 | 390 | 70,000 | SH | DFND | 70,000 | 0 | 0 | |||
PRECIGEN INC | COM | 74017N105 | 100 | 66,114 | SH | DFND | 1 | 66,114 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 2,764 | 248,085 | SH | DFND | 1 | 248,085 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 1,538 | 138,035 | SH | DFND | 138,035 | 0 | 0 | |||
SHELL PLC | SPON ADS | 780259305 | 826 | 14,500 | SH | DFND | 14,500 | 0 | 0 | |||
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 2,549 | 275,899 | SH | DFND | 1 | 275,899 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 9,063 | 584,319 | SH | DFND | 1 | 584,319 | 0 | 0 | ||
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 4,533 | 74,411 | SH | DFND | 1 | 74,411 | 0 | 0 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 668 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 11,805 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 571 | 15,000 | SH | DFND | 15,000 | 0 | 0 | |||
TEGNA INC | COM | 87901J105 | 1,483 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 636 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
TELOS CORP MD | COM | 87969B101 | 1,082 | 212,500 | SH | DFND | 1 | 212,500 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 3,551 | 111,774 | SH | DFND | 1 | 111,774 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 366 | 11,529 | SH | DFND | 11,529 | 0 | 0 | |||
TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 3,386 | 4,000,000 | PRN | DFND | 1 | 4,000,000 | 0 | 0 | ||
TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 1,693 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | |||
TWO HBRS INVT CORP | COM | 90187B804 | 1,544 | 97,886 | SH | DFND | 1 | 97,886 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B804 | 693 | 43,956 | SH | DFND | 43,956 | 0 | 0 | |||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 391 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 218 | 11,150 | SH | DFND | 11,150 | 0 | 0 | |||
VIATRIS INC | COM | 92556V106 | 557 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 557 | 50,000 | SH | DFND | 50,000 | 0 | 0 | |||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 5,988 | 631,665 | SH | DFND | 1 | 631,665 | 0 | 0 | ||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 284 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 550 | 20,500 | SH | DFND | 1 | 20,500 | 0 | 0 | ||
XPERI INC | COMMON STOCK | 98423J101 | 1,559 | 181,071 | SH | DFND | 1 | 181,071 | 0 | 0 |