The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 837 | 66,168 | SH | DFND | 1 | 66,168 | 0 | 0 | |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 780 | 61,631 | SH | DFND | 61,631 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 452 | 195,690 | SH | DFND | 1 | 195,690 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 73 | 31,500 | SH | DFND | 31,500 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 5,650 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 3,635 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 1,199 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
ACUTUS MED INC | COM | 005111109 | 417 | 299,995 | SH | DFND | 1 | 299,995 | 0 | 0 | |
AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 5,234 | 106,917 | SH | DFND | 1 | 106,917 | 0 | 0 | |
ANTERO MIDSTREAM CORP | COM | 03676B102 | 217 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,178 | 84,600 | SH | DFND | 1 | 84,600 | 0 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 286 | 20,554 | SH | DFND | 20,554 | 0 | 0 | ||
ARBOR REALTY TRUST INC | NOTE 4.750%11/0 | 038923AP3 | 5,322 | 5,000,000 | PRN | DFND | 1 | 5,000,000 | 0 | 0 | |
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 4,268 | 133,333 | SH | DFND | 1 | 133,333 | 0 | 0 | |
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 2,215 | 638,342 | SH | DFND | 1 | 638,342 | 0 | 0 | |
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 1,667 | 480,506 | SH | DFND | 480,506 | 0 | 0 | ||
AUDACY INC | CL A | 05070N103 | 682 | 235,834 | SH | DFND | 1 | 235,834 | 0 | 0 | |
AUGMEDIX INC | COM | 05105P107 | 1,470 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 438 | 51,262 | SH | DFND | 1 | 51,262 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 1,588 | 201,000 | SH | DFND | 1 | 201,000 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 1,367 | 173,000 | SH | DFND | 173,000 | 0 | 0 | ||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 598 | 26,316 | SH | DFND | 1 | 26,316 | 0 | 0 | |
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | 1,531 | 1,500,000 | PRN | DFND | 1 | 1,500,000 | 0 | 0 | |
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | 510 | 500,000 | PRN | DFND | 500,000 | 0 | 0 | ||
BLUE WATER VACCINES INC | COM | 09610B108 | 22,771 | 403,032 | SH | DFND | 1 | 403,032 | 0 | 0 | |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 535 | 10,363 | SH | DFND | 1 | 10,363 | 0 | 0 | |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 52 | 999 | SH | DFND | 999 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,191 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,191 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
CAPITOL FED FINL INC | COM | 14057J101 | 392 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 16,447 | 308,000 | SH | DFND | 1 | 308,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 374 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
CLIPPER RLTY INC | COM | 18885T306 | 3,374 | 372,044 | SH | DFND | 1 | 372,044 | 0 | 0 | |
COGNITION THERAPEUTICS INC | COM | 19243B102 | 564 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 9,692 | 207,000 | SH | DFND | 1 | 207,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 700 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
CONSOLIDATED COMM HLDGS INC | COM | 209034107 | 3,498 | 592,877 | SH | DFND | 592,877 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 344 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 240 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 81 | 27,932 | SH | DFND | 1 | 27,932 | 0 | 0 | |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 336 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
DT MIDSTREAM INC | COMMON STOCK | 23345M107 | 271 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
DIGITALBRIDGE GROUP INC | CL A COM | 25401T108 | 1,717 | 238,515 | SH | DFND | 1 | 238,515 | 0 | 0 | |
DIGITALBRIDGE GROUP INC | CL A COM | 25401T108 | 124 | 17,233 | SH | DFND | 17,233 | 0 | 0 | ||
DISH NETWORK CORPORATION | CL A | 25470M109 | 950 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
ELLINGTON FINANCIAL INC | COM | 28852N109 | 1,228 | 69,166 | SH | DFND | 1 | 69,166 | 0 | 0 | |
ELLINGTON FINANCIAL INC | COM | 28852N109 | 547 | 30,834 | SH | DFND | 30,834 | 0 | 0 | ||
ELOXX PHARMACEUTICALS INC | COM | 29014R103 | 829 | 1,480,000 | SH | DFND | 1 | 1,480,000 | 0 | 0 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 3,609 | 322,520 | SH | DFND | 1 | 322,520 | 0 | 0 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 866 | 77,376 | SH | DFND | 77,376 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 6,375 | 247,000 | SH | DFND | 1 | 247,000 | 0 | 0 | |
ENVIVA INC | COM | 29415B103 | 792 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 2,507 | 599,775 | SH | DFND | 1 | 599,775 | 0 | 0 | |
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 211 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
FRANCHISE GROUP INC | COM | 35180X105 | 28,426 | 686,115 | SH | DFND | 1 | 686,115 | 0 | 0 | |
FRANKLIN RESOURCES INC | COM | 354613101 | 1,774 | 63,550 | SH | DFND | 1 | 63,550 | 0 | 0 | |
FRANKLIN RESOURCES INC | COM | 354613101 | 1,552 | 55,600 | SH | DFND | 55,600 | 0 | 0 | ||
FULL HSE RESORTS INC | COM | 359678109 | 340 | 35,331 | SH | DFND | 1 | 35,331 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 5,945 | 135,920 | SH | DFND | 1 | 135,920 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 2,365 | 54,080 | SH | DFND | 54,080 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 436 | 39,231 | SH | DFND | 1 | 39,231 | 0 | 0 | |
GRANITE PT MTG TR INC | COM STK | 38741L107 | 465 | 41,790 | SH | DFND | 41,790 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 12,553 | 568,797 | SH | DFND | 1 | 568,797 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 3,785 | 171,500 | SH | DFND | 171,500 | 0 | 0 | ||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 600 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
JOURNEY MED CORP | COM | 48115J109 | 869 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 4,537 | 492,098 | SH | DFND | 1 | 492,098 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 2,505 | 38,850 | SH | DFND | 1 | 38,850 | 0 | 0 | |
KEROS THERAPEUTICS INC | COM | 492327101 | 550 | 10,105 | SH | DFND | 1 | 10,105 | 0 | 0 | |
KOHLS CORP | COM | 500255104 | 13,906 | 230,000 | SH | DFND | 1 | 230,000 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 4,333 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
LCNB CORP | COM | 50181P100 | 1,614 | 91,920 | SH | DFND | 1 | 91,920 | 0 | 0 | |
LCNB CORP | COM | 50181P100 | 29 | 1,662 | SH | DFND | 1,662 | 0 | 0 | ||
LIFEMD INC | COM | 53216B104 | 1,200 | 340,000 | SH | DFND | 1 | 340,000 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 730 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 736 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 1,335 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
MONEYLION INC | CL A | 60938K106 | 2,785 | 1,109,495 | SH | DFND | 1 | 1,109,495 | 0 | 0 | |
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 3,752 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 43,328 | 229,882 | SH | DFND | 1 | 229,882 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 2,375 | 12,600 | SH | DFND | 12,600 | 0 | 0 | ||
NEXTNAV INC | COMMON STOCK | 65345N106 | 3,745 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 385 | 64,113 | SH | DFND | 1 | 64,113 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 989 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
PENNYMAC CORP | NOTE 5.500%11/0 | 70932AAD5 | 6,972 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | |
PHENIXFIN CORP | COM | 71742W103 | 2,209 | 54,003 | SH | DFND | 1 | 54,003 | 0 | 0 | |
PHENIXFIN CORP | COM | 71742W103 | 422 | 10,324 | SH | DFND | 10,324 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 540 | 6,250 | SH | DFND | 1 | 6,250 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 4,439 | 412,500 | SH | DFND | 1 | 412,500 | 0 | 0 | |
POTBELLY CORP | COM | 73754Y100 | 201 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
POTBELLY CORP | COM | 73754Y100 | 469 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 3,736 | 248,085 | SH | DFND | 1 | 248,085 | 0 | 0 | |
READY CAPITAL CORP | COM | 75574U101 | 2,079 | 138,035 | SH | DFND | 138,035 | 0 | 0 | ||
RELAY THERAPEUTICS INC | COM | 75943R102 | 224 | 7,484 | SH | DFND | 1 | 7,484 | 0 | 0 | |
SHELL PLC | SPON ADS | 780259305 | 796 | 14,500 | SH | DFND | 14,500 | 0 | 0 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 2,364 | 275,899 | SH | DFND | 1 | 275,899 | 0 | 0 | |
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 192 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 613 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
SIXTH STREET SPECIALTY LENDI | NOTE 4.500% 8/0 | 87265KAD4 | 6,297 | 5,000,000 | PRN | DFND | 1 | 5,000,000 | 0 | 0 | |
TAPESTRY INC | COM | 876030107 | 1,672 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 1,568 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 672 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
TELOS CORP MD | COM | 87969B101 | 2,119 | 212,500 | SH | DFND | 1 | 212,500 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 4,362 | 126,225 | SH | DFND | 1 | 126,225 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 450 | 13,019 | SH | DFND | 13,019 | 0 | 0 | ||
TWO HBRS INVT CORP | COM NEW | 90187B408 | 2,165 | 391,542 | SH | DFND | 1 | 391,542 | 0 | 0 | |
TWO HBRS INVT CORP | COM NEW | 90187B408 | 972 | 175,823 | SH | DFND | 175,823 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 352 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 196 | 11,150 | SH | DFND | 11,150 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 544 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
VIATRIS INC | COM | 92556V106 | 544 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 504 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
XPERI HOLDING CORP | COM | 98390M103 | 7,840 | 452,677 | SH | DFND | 1 | 452,677 | 0 | 0 |