0001042046-19-000042.txt : 20190814
0001042046-19-000042.hdr.sgml : 20190814
20190814104808
ACCESSION NUMBER: 0001042046-19-000042
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04389
FILM NUMBER: 191023806
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001042046
XXXXXXXX
06-30-2019
06-30-2019
AMERICAN FINANCIAL GROUP INC
GREAT AMERICAN INSURANCE GROUP TOWER
301 E. 4TH STREET
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-04389
N
Brian S. Hertzman
Vice President and Controller
513-579-2153
/s/ Brian S. Hertzman
Cincinnati
OH
08-14-2019
3
288
1224955
false
1
28-498
Great American Insurance Company
2
28-1258
Great American Life Insurance Company
3
28-17123
Great American Holding, Inc
INFORMATION TABLE
2
afg-201963013xfinformation.xml
INFORMATION TABLE
DEUTSCHE BANK AG
NAMEN AKT
D18190898
505
66168
SH
DFND
1
66168
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
284
37200
SH
DFND
2
37200
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
470
61631
SH
DFND
3
61631
0
0
ALLERGAN PLC
SHS
G0177J108
837
5000
SH
DFND
2
5000
0
0
ALLERGAN PLC
SHS
G0177J108
837
5000
SH
DFND
3
5000
0
0
AXOVANT GENE THERAPIES LTD
COM
G0750W203
67
10774
SH
DFND
1
10774
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
520
15000
SH
DFND
1
15000
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
520
15000
SH
DFND
2
15000
0
0
ENDO INTL PLC
SHS
G30401106
806
195690
SH
DFND
1
195690
0
0
ENDO INTL PLC
SHS
G30401106
130
31500
SH
DFND
3
31500
0
0
INVESCO LTD
SHS
G491BT108
11560
565000
SH
DFND
1
565000
0
0
INVESCO LTD
SHS
G491BT108
11560
565000
SH
DFND
2
565000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
596
64900
SH
DFND
1
64900
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
216
23550
SH
DFND
3
23550
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
89
5000
SH
DFND
1
5000
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
89
5000
SH
DFND
2
5000
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
2149
125000
SH
DFND
1
125000
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
2149
125000
SH
DFND
2
125000
0
0
CHUBB LIMITED
COM
H1467J104
15574
105734
SH
SOLE
105734
0
0
MYLAN N V
SHS EURO
N59465109
952
50000
SH
DFND
1
50000
0
0
MYLAN N V
SHS EURO
N59465109
1904
100000
SH
DFND
2
100000
0
0
MYLAN N V
SHS EURO
N59465109
952
50000
SH
DFND
3
50000
0
0
AGNC INVT CORP
COM
00123Q104
2663
158300
SH
DFND
1
158300
0
0
AGNC INVT CORP
COM
00123Q104
5797
344666
SH
DFND
2
344666
0
0
AGNC INVT CORP
COM
00123Q104
3395
201834
SH
DFND
3
201834
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
150
15000
SH
DFND
1
15000
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
150
15000
SH
DFND
2
15000
0
0
ABBVIE INC
COM
00287Y109
1454
20000
SH
DFND
1
20000
0
0
ABBVIE INC
COM
00287Y109
1454
20000
SH
DFND
2
20000
0
0
ALLY FINL INC
COM
02005N100
542
17500
SH
DFND
1
17500
0
0
AMERICAN WOODMARK CORPORATIO
COM
030506109
9047
106917
SH
DFND
1
106917
0
0
ANNALY CAP MGMT INC
COM
035710409
623
68260
SH
DFND
2
68260
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
126
11000
SH
DFND
1
11000
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
126
11000
SH
DFND
2
11000
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
2529
667250
SH
DFND
1
667250
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
1408
371450
SH
DFND
2
371450
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
1437
379250
SH
DFND
3
379250
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
2665
144912
SH
DFND
1
144912
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
3587
195071
SH
DFND
2
195071
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
648
35242
SH
DFND
3
35242
0
0
APPLE INC
COM
037833100
21553
108900
SH
DFND
1
108900
0
0
APPLE INC
COM
037833100
23948
121000
SH
DFND
2
121000
0
0
APPLE INC
COM
037833100
2395
12100
SH
DFND
3
12100
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
2404
133333
SH
DFND
1
133333
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
5510
800842
SH
DFND
1
800842
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
4149
603006
SH
DFND
3
603006
0
0
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
170
11000
SH
DFND
1
11000
0
0
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
170
11000
SH
DFND
2
11000
0
0
BP PLC
SPONSORED ADR
055622104
3440
82500
SH
DFND
2
82500
0
0
BARCLAYS PLC
ADR
06738E204
1530
201000
SH
DFND
1
201000
0
0
BARCLAYS PLC
ADR
06738E204
1317
173000
SH
DFND
3
173000
0
0
BERKLEY W R CORP
COM
084423102
11571
175500
SH
SOLE
175500
0
0
BIOGEN INC
COM
09062X103
819
3500
SH
DFND
1
3500
0
0
BIOGEN INC
COM
09062X103
819
3500
SH
DFND
2
3500
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
1559
1500000
PRN
DFND
1
1500000
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
8313
8000000
PRN
DFND
2
8000000
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
520
500000
PRN
DFND
3
500000
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
380
10363
SH
DFND
1
10363
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
37
999
SH
DFND
3
999
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
1264
75000
SH
DFND
1
75000
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
1264
75000
SH
DFND
2
75000
0
0
CBS CORP NEW
CL B
124857202
1996
40000
SH
DFND
1
40000
0
0
CBS CORP NEW
CL B
124857202
1996
40000
SH
DFND
2
40000
0
0
CNX MIDSTREAM PARTNERS LP
COM UNIT REPST
12654A101
155
11000
SH
DFND
1
11000
0
0
CNX MIDSTREAM PARTNERS LP
COM UNIT REPST
12654A101
155
11000
SH
DFND
2
11000
0
0
CVS HEALTH CORP
COM
126650100
4904
90000
SH
DFND
1
90000
0
0
CVS HEALTH CORP
COM
126650100
4904
90000
SH
DFND
2
90000
0
0
CAPITOL FED FINL INC
COM
14057J101
496
36000
SH
DFND
1
36000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
18332
810777
SH
DFND
2
810777
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
1320
58373
SH
DFND
3
58373
0
0
CELGENE CORP
COM
151020104
2773
30000
SH
DFND
1
30000
0
0
CELGENE CORP
COM
151020104
2773
30000
SH
DFND
3
30000
0
0
CENTURY CMNTYS INC
COM
156504300
10645
400500
SH
DFND
1
400500
0
0
CENTURY CMNTYS INC
COM
156504300
10645
400500
SH
DFND
2
400500
0
0
CITIGROUP INC
COM NEW
172967424
35733
510260
SH
DFND
1
510260
0
0
CITIGROUP INC
COM NEW
172967424
13458
192180
SH
DFND
2
192180
0
0
CITIGROUP INC
COM NEW
172967424
880
12560
SH
DFND
3
12560
0
0
CITIZENS FINL GROUP INC
COM
174610105
7815
221000
SH
DFND
1
221000
0
0
CITIZENS FINL GROUP INC
COM
174610105
2033
57500
SH
DFND
2
57500
0
0
CITIZENS FINL GROUP INC
COM
174610105
1291
36500
SH
DFND
3
36500
0
0
CLIPPER RLTY INC
COM
18885T306
4159
372044
SH
DFND
1
372044
0
0
CLIPPER RLTY INC
COM
18885T306
6239
558067
SH
DFND
2
558067
0
0
COLONY CAP INC
NOTE 5.000% 4/1
19624RAA4
20104
21500000
PRN
DFND
2
21500000
0
0
COLONY CAP INC
NOTE 3.875% 1/1
19624RAB2
9729
10000000
PRN
DFND
2
10000000
0
0
COLONY CAP INC NEW
CL A COM
19626G108
14102
2820430
SH
DFND
1
2820430
0
0
COLONY CAP INC NEW
CL A COM
19626G108
3735
746906
SH
DFND
2
746906
0
0
COLONY CAP INC NEW
CL A COM
19626G108
820
164039
SH
DFND
3
164039
0
0
COMCAST CORP NEW
CL A
20030N101
8752
207000
SH
DFND
1
207000
0
0
CONOCOPHILLIPS
COM
20825C104
427
7000
SH
DFND
3
7000
0
0
CUSTOMERS BANCORP INC
COM
23204G100
6995
333114
SH
DFND
1
333114
0
0
CUSTOMERS BANCORP INC
COM
23204G100
6995
333115
SH
DFND
2
333115
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
146
5000
SH
DFND
1
5000
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
146
5000
SH
DFND
2
5000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2316
40804
SH
DFND
1
40804
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2000
35244
SH
DFND
2
35244
0
0
DISH NETWORK CORP
CL A
25470M109
1152
30000
SH
DFND
1
30000
0
0
DISH NETWORK CORP
CL A
25470M109
1152
30000
SH
DFND
2
30000
0
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
335
7500
SH
DFND
1
7500
0
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
335
7500
SH
DFND
2
7500
0
0
ELLINGTON FINANCIAL INC
COM
28852N109
8062
448623
SH
DFND
1
448623
0
0
ELLINGTON FINANCIAL INC
COM
28852N109
19022
1058539
SH
DFND
2
1058539
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
69
5000
SH
DFND
1
5000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
69
5000
SH
DFND
2
5000
0
0
ENBRIDGE INC
COM
29250N105
544
15075
SH
DFND
2
15075
0
0
ENBRIDGE INC
COM
29250N105
60
1675
SH
DFND
3
1675
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
613
43520
SH
DFND
1
43520
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
20015
1421504
SH
DFND
2
1421504
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1089
77376
SH
DFND
3
77376
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
3688
635834
SH
DFND
1
635834
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
3688
635835
SH
DFND
2
635835
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
577
20000
SH
DFND
1
20000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
577
20000
SH
DFND
2
20000
0
0
ENVIVA PARTNERS LP
COM UNIT
29414J107
251
8000
SH
DFND
1
8000
0
0
ENVIVA PARTNERS LP
COM UNIT
29414J107
251
8000
SH
DFND
2
8000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
1954
158850
SH
DFND
1
158850
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
1954
158850
SH
DFND
2
158850
0
0
FRANKLIN RES INC
COM
354613101
2212
63550
SH
DFND
1
63550
0
0
FRANKLIN RES INC
COM
354613101
3858
110850
SH
DFND
2
110850
0
0
FRANKLIN RES INC
COM
354613101
1935
55600
SH
DFND
3
55600
0
0
FULL HOUSE RESORTS INC
COM
359678109
66
35331
SH
DFND
1
35331
0
0
FULL HOUSE RESORTS INC
COM
359678109
36
19069
SH
DFND
2
19069
0
0
GENERAL MTRS CO
COM
37045V100
29961
777600
SH
DFND
1
777600
0
0
GENERAL MTRS CO
COM
37045V100
12037
312400
SH
DFND
3
312400
0
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
175
8000
SH
DFND
1
8000
0
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
175
8000
SH
DFND
2
8000
0
0
GILEAD SCIENCES INC
COM
375558103
5212
77143
SH
DFND
1
77143
0
0
GILEAD SCIENCES INC
COM
375558103
2123
31428
SH
DFND
2
31428
0
0
GILEAD SCIENCES INC
COM
375558103
772
11429
SH
DFND
3
11429
0
0
GRANITE PT MTG TR INC
COM
38741L107
753
39231
SH
DFND
1
39231
0
0
GRANITE PT MTG TR INC
COM
38741L107
2373
123667
SH
DFND
2
123667
0
0
GRANITE PT MTG TR INC
COM
38741L107
802
41790
SH
DFND
3
41790
0
0
GRAY TELEVISION INC
COM
389375106
5963
363797
SH
DFND
1
363797
0
0
GRAY TELEVISION INC
COM
389375106
6151
375298
SH
DFND
2
375298
0
0
GRAY TELEVISION INC
COM
389375106
1827
111500
SH
DFND
3
111500
0
0
GREAT AJAX CORP
COM
38983D300
10998
785571
SH
DFND
2
785571
0
0
GREAT AJAX CORP
COM
38983D300
10999
785619
SH
DFND
3
785619
0
0
HC2 HLDGS INC
COM
404139107
2378
1007421
SH
DFND
2
1007421
0
0
HANESBRANDS INC
COM
410345102
1894
110000
SH
DFND
1
110000
0
0
HANESBRANDS INC
COM
410345102
689
40000
SH
DFND
3
40000
0
0
HESS MIDSTREAM PARTNERS LP
UNIT LTD PR INT
428104103
214
11000
SH
DFND
1
11000
0
0
HESS MIDSTREAM PARTNERS LP
UNIT LTD PR INT
428104103
214
11000
SH
DFND
2
11000
0
0
HOWARD BANCORP INC
COM
442496105
1576
103900
SH
DFND
1
103900
0
0
HOWARD BANCORP INC
COM
442496105
1576
103900
SH
DFND
2
103900
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
36
20000
SH
DFND
1
20000
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
512
24609
SH
DFND
1
24609
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
463
22216
SH
DFND
2
22216
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
983
61000
SH
DFND
1
61000
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1981
122900
SH
DFND
2
122900
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
319
19800
SH
DFND
3
19800
0
0
INVITATION HOMES INC
COM
46187W107
129
4842
SH
DFND
2
4842
0
0
INVITATION HOMES INC
COM
46187W107
129
4842
SH
DFND
3
4842
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
490
20000
SH
DFND
1
20000
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
490
20000
SH
DFND
2
20000
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
157
8159
SH
DFND
1
8159
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
160
8315
SH
DFND
2
8315
0
0
KKR & CO INC
CL A
48251W104
1517
60034
SH
DFND
1
60034
0
0
KKR & CO INC
CL A
48251W104
3959
156685
SH
DFND
2
156685
0
0
KKR & CO INC
CL A
48251W104
2120
83881
SH
DFND
3
83881
0
0
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
7534
492098
SH
DFND
1
492098
0
0
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
7534
492096
SH
DFND
2
492096
0
0
KELLOGG CO
COM
487836108
2081
38850
SH
DFND
1
38850
0
0
KRAFT HEINZ CO
COM
500754106
3414
110000
SH
DFND
1
110000
0
0
LCNB CORP
COM
50181P100
1784
93920
SH
DFND
1
93920
0
0
LCNB CORP
COM
50181P100
32
1662
SH
DFND
3
1662
0
0
LEGACY HOUSING CORP
COM
52472M101
2054
165000
SH
DFND
1
165000
0
0
LEGACY HOUSING CORP
COM
52472M101
2054
165000
SH
DFND
2
165000
0
0
LEGG MASON INC
COM
524901105
2626
68600
SH
DFND
1
68600
0
0
LEGG MASON INC
COM
524901105
2542
66400
SH
DFND
2
66400
0
0
LENNAR CORP
CL A
526057104
1212
25000
SH
DFND
1
25000
0
0
MFA FINL INC
COM
55272X102
180
25000
SH
DFND
2
25000
0
0
MFA FINL INC
COM
55272X102
180
25000
SH
DFND
3
25000
0
0
MFA FINL INC
NOTE 6.250% 6/1
55272XAA0
15065
15000000
PRN
DFND
2
15000000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
354
11000
SH
DFND
1
11000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
354
11000
SH
DFND
2
11000
0
0
MACYS INC
COM
55616P104
2897
135000
SH
DFND
1
135000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
448
7000
SH
DFND
1
7000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
448
7000
SH
DFND
2
7000
0
0
MEDLEY CAP CORP
COM
58503F106
2527
1080073
SH
DFND
1
1080073
0
0
MEDLEY CAP CORP
COM
58503F106
2311
987442
SH
DFND
2
987442
0
0
MEDLEY CAP CORP
COM
58503F106
483
206498
SH
DFND
3
206498
0
0
MEDLEY MGMT INC
CL A COM
58503T106
680
276350
SH
DFND
1
276350
0
0
MEDLEY MGMT INC
CL A COM
58503T106
745
302750
SH
DFND
3
302750
0
0
META FINL GROUP INC
COM
59100U108
4966
177048
SH
DFND
1
177048
0
0
META FINL GROUP INC
COM
59100U108
6130
218544
SH
DFND
2
218544
0
0
META FINL GROUP INC
COM
59100U108
1164
41500
SH
DFND
3
41500
0
0
METLIFE INC
COM
59156R108
5662
114000
SH
DFND
1
114000
0
0
METLIFE INC
COM
59156R108
547
11010
SH
DFND
3
11010
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1400
25000
SH
DFND
1
25000
0
0
NII HLDGS INC
COM PAR
62913F508
42
24793
SH
DFND
1
24793
0
0
NII HLDGS INC
COM PAR
62913F508
5
2849
SH
DFND
3
2849
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
3493
350000
SH
DFND
1
350000
0
0
NEW YORK MTG TR INC
NOTE 6.250% 1/1
649604AD7
3767
3750000
PRN
DFND
1
3750000
0
0
NEW YORK MTG TR INC
NOTE 6.250% 1/1
649604AD7
17141
17063000
PRN
DFND
2
17063000
0
0
NEW YORK MTG TR INC
NOTE 6.250% 1/1
649604AD7
2048
2039000
PRN
DFND
3
2039000
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
17309
171372
SH
DFND
1
171372
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
18531
183473
SH
DFND
2
183473
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
1222
12100
SH
DFND
3
12100
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
283
8500
SH
DFND
1
8500
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
283
8500
SH
DFND
2
8500
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
2328
141708
SH
DFND
1
141708
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
123
7458
SH
DFND
3
7458
0
0
OMEROS CORP
COM
682143102
2136
136113
SH
DFND
1
136113
0
0
OMEROS CORP
COM
682143102
3203
204171
SH
DFND
2
204171
0
0
ORGANOVO HLDGS INC
COM
68620A104
48
91500
SH
DFND
1
91500
0
0
ORGANOVO HLDGS INC
COM
68620A104
84
160000
SH
DFND
2
160000
0
0
ONEOK INC NEW
COM
682680103
344
5000
SH
DFND
1
5000
0
0
ONEOK INC NEW
COM
682680103
344
5000
SH
DFND
2
5000
0
0
PDVWIRELESS INC
COM
69290R104
18585
395435
SH
DFND
1
395435
0
0
PDVWIRELESS INC
COM
69290R104
30078
639957
SH
DFND
2
639957
0
0
PJT PARTNERS INC
COM CL A
69343T107
352
8690
SH
DFND
2
8690
0
0
PJT PARTNERS INC
COM CL A
69343T107
45
1110
SH
DFND
3
1110
0
0
PVH CORP
COM
693656100
1183
12500
SH
DFND
1
12500
0
0
PVH CORP
COM
693656100
1183
12500
SH
DFND
2
12500
0
0
PEAK RESORTS INC
COM
70469L100
5323
1120625
SH
DFND
1
1120625
0
0
PEAK RESORTS INC
COM
70469L100
595
125361
SH
DFND
3
125361
0
0
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
8224
8184000
PRN
DFND
1
8184000
0
0
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
40354
40157000
PRN
DFND
2
40157000
0
0
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
2010
2000000
PRN
DFND
3
2000000
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
345
7000
SH
DFND
1
7000
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
345
7000
SH
DFND
2
7000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
122
5000
SH
DFND
1
5000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
122
5000
SH
DFND
2
5000
0
0
POTBELLY CORP
COM
73754Y100
153
30000
SH
DFND
1
30000
0
0
POTBELLY CORP
COM
73754Y100
509
100000
SH
DFND
2
100000
0
0
POTBELLY CORP
COM
73754Y100
356
70000
SH
DFND
3
70000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
11855
11760000
PRN
DFND
2
11760000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
444
440000
PRN
DFND
3
440000
0
0
PRUDENTIAL FINL INC
COM
744320102
11363
112500
SH
DFND
1
112500
0
0
PRUDENTIAL FINL INC
COM
744320102
7709
76323
SH
DFND
3
76323
0
0
READY CAP CORP
COM
75574U101
5471
367152
SH
DFND
1
367152
0
0
READY CAP CORP
COM
75574U101
13504
906290
SH
DFND
2
906290
0
0
READY CAP CORP
COM
75574U101
3081
206770
SH
DFND
3
206770
0
0
RENT A CTR INC NEW
COM
76009N100
4187
157220
SH
DFND
1
157220
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
221
902535
SH
DFND
1
902535
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
179
730815
SH
DFND
2
730815
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
6705
102000
SH
DFND
2
102000
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
526
8000
SH
DFND
3
8000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
423
6500
SH
DFND
3
6500
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
184
12042
SH
DFND
1
12042
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
789
51579
SH
DFND
2
51579
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
605
39536
SH
DFND
3
39536
0
0
SELECT INTERIOR CONCEPTS INC
CL A
816120307
4719
405053
SH
DFND
1
405053
0
0
SELECT INTERIOR CONCEPTS INC
CL A
816120307
9439
810194
SH
DFND
2
810194
0
0
SELECT ENERGY SVCS INC
CL A COM
81617J301
8634
743684
SH
DFND
1
743684
0
0
SELECT ENERGY SVCS INC
CL A COM
81617J301
21408
1843916
SH
DFND
2
1843916
0
0
SELECT ENERGY SVCS INC
CL A COM
81617J301
2771
238652
SH
DFND
3
238652
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
176
8500
SH
DFND
1
8500
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
176
8500
SH
DFND
2
8500
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
14550
271306
SH
DFND
1
271306
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
15029
280238
SH
DFND
2
280238
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
487
9080
SH
DFND
3
9080
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
7415
137910
SH
DFND
1
137910
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
5853
108859
SH
DFND
2
108859
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
798
14835
SH
DFND
3
14835
0
0
STARWOOD PPTY TR INC
COM
85571B105
341
15000
SH
DFND
2
15000
0
0
STARWOOD PPTY TR INC
COM
85571B105
341
15000
SH
DFND
3
15000
0
0
TPG SPECIALTY LENDING INC
NOTE 4.500% 8/0
87265KAD4
5135
5000000
PRN
DFND
1
5000000
0
0
TPG SPECIALTY LENDING INC
NOTE 4.500% 8/0
87265KAD4
15404
15000000
PRN
DFND
2
15000000
0
0
TAPESTRY INC
COM
876030107
8767
276300
SH
DFND
1
276300
0
0
TAPESTRY INC
COM
876030107
1111
35000
SH
DFND
2
35000
0
0
TAPESTRY INC
COM
876030107
4560
143700
SH
DFND
3
143700
0
0
TARGA RES CORP
COM
87612G101
393
10000
SH
DFND
1
10000
0
0
TARGA RES CORP
COM
87612G101
393
10000
SH
DFND
2
10000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
831
90000
SH
DFND
1
90000
0
0
TIVO CORP
COM
88870P106
1419
192500
SH
DFND
1
192500
0
0
TIVO CORP
COM
88870P106
1419
192500
SH
DFND
2
192500
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
13118
581719
SH
DFND
1
581719
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
12853
569964
SH
DFND
2
569964
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
1353
60000
SH
DFND
3
60000
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
1231
91280
SH
DFND
1
91280
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
1231
91281
SH
DFND
2
91281
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
6336
500042
SH
DFND
1
500042
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
10956
864735
SH
DFND
2
864735
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
2849
224823
SH
DFND
3
224823
0
0
TWO HBRS INVT CORP
NOTE 6.250% 1/1
90187BAA9
15788
15600000
PRN
DFND
1
15600000
0
0
TWO HBRS INVT CORP
NOTE 6.250% 1/1
90187BAA9
49713
49122000
PRN
DFND
2
49122000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
2110
118721
SH
DFND
2
118721
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
198
11150
SH
DFND
3
11150
0
0
UNITED RENTALS INC
COM
911363109
2387
18000
SH
DFND
1
18000
0
0
UNITED RENTALS INC
COM
911363109
5305
40000
SH
DFND
2
40000
0
0
UNITED RENTALS INC
COM
911363109
2918
22000
SH
DFND
3
22000
0
0
VERISK ANALYTICS INC
COM
92345Y106
27270
186191
SH
DFND
1
186191
0
0
VIACOM INC NEW
CL B
92553P201
14378
481350
SH
DFND
1
481350
0
0
VIACOM INC NEW
CL B
92553P201
1344
45000
SH
DFND
2
45000
0
0
VIACOM INC NEW
CL B
92553P201
7726
258650
SH
DFND
3
258650
0
0
WELLS FARGO CO NEW
COM
949746101
5773
122000
SH
DFND
1
122000
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
369
12000
SH
DFND
1
12000
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
369
12000
SH
DFND
2
12000
0
0