0001042046-15-000041.txt : 20150807
0001042046-15-000041.hdr.sgml : 20150807
20150807171401
ACCESSION NUMBER: 0001042046-15-000041
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150807
DATE AS OF CHANGE: 20150807
EFFECTIVENESS DATE: 20150807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04389
FILM NUMBER: 151038436
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001042046
XXXXXXXX
06-30-2015
06-30-2015
AMERICAN FINANCIAL GROUP INC
GREAT AMERICAN INSURANCE GROUP TOWER
301 E. 4TH STREET
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-04389
N
Brian S. Hertzman
Vice President and Controller
513-579-2153
/s/ Brian S. Hertzman
Cincinnati
OH
08-07-2015
2
264
1226384
false
1
28-498
Great American Insurance Company
2
28-1258
Great American Life Insurance Company
INFORMATION TABLE
2
afg-201563013fxhr.xml
INFORMATION TABLE
DEUTSCHE BANK AG
NAMEN AKT
D18190898
10492
347900
SH
DFND
1
347900
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
10174
337350
SH
DFND
2
337350
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2254
74750
SH
DFND
74750
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
452
8114
SH
DFND
1
8114
0
0
EATON CORP PLC
SHS
G29183103
776
11500
SH
DFND
1
11500
0
0
ENSCO PLC
SHS CLASS A
G3157S106
234
10500
SH
DFND
1
10500
0
0
MEDTRONIC PLC
SHS
G5960L103
7410
100000
SH
DFND
1
100000
0
0
ACE LTD
SHS
H0023R105
6406
63000
SH
SOLE
63000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
6728
65000
SH
DFND
1
65000
0
0
AT&T INC
COM
00206R102
728
20500
SH
DFND
1
20500
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
703
28180
SH
DFND
1
28180
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
2552
102238
SH
DFND
2
102238
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
1244
49854
SH
DFND
49854
0
0
ALLY FINL INC
COM
02005N100
5383
240000
SH
DFND
1
240000
0
0
ALLY FINL INC
COM
02005N100
5383
240000
SH
DFND
2
240000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
3512
191167
SH
DFND
1
191167
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
6074
330666
SH
DFND
2
330666
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
5506
299767
SH
DFND
299767
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
6566
410585
SH
DFND
1
410585
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
8665
541920
SH
DFND
2
541920
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
4890
305795
SH
DFND
305795
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
5053
315000
SH
DFND
1
315000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
9624
600000
SH
DFND
2
600000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
1363
85000
SH
DFND
85000
0
0
AMERICAN RESIDENTIAL PPTYS I
COM
02927E303
9250
500000
SH
DFND
2
500000
0
0
ANNALY CAP MGMT INC
COM
035710409
1363
148260
SH
DFND
2
148260
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3343
678200
SH
DFND
1
678200
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3542
718450
SH
DFND
2
718450
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3750
760802
SH
DFND
760802
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
6338
431437
SH
DFND
1
431437
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
4013
273157
SH
DFND
2
273157
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
2850
194000
SH
DFND
194000
0
0
APPLE INC
COM
037833100
20193
161000
SH
DFND
1
161000
0
0
APPLE INC
COM
037833100
18174
144900
SH
DFND
2
144900
0
0
APPLE INC
COM
037833100
2019
16100
SH
DFND
16100
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
3888
400000
SH
DFND
1
400000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
3888
400000
SH
DFND
2
400000
0
0
ARCH COAL INC
COM
039380100
253
745000
SH
DFND
1
745000
0
0
ARCH COAL INC
COM
039380100
38
110000
SH
DFND
110000
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
6904
352950
SH
DFND
1
352950
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
5577
285106
SH
DFND
285106
0
0
BP PLC
SPONSORED ADR
055622104
3297
82500
SH
DFND
2
82500
0
0
BP PLC
SPONSORED ADR
055622104
1799
45000
SH
DFND
45000
0
0
BAKER HUGHES INC
COM
057224107
6170
100000
SH
DFND
1
100000
0
0
BAKER HUGHES INC
COM
057224107
6170
100000
SH
DFND
2
100000
0
0
BANK AMER CORP
COM
060505104
9584
563120
SH
DFND
1
563120
0
0
BANK AMER CORP
COM
060505104
1336
78480
SH
DFND
78480
0
0
BARCLAYS PLC
ADR
06738E204
3379
205500
SH
DFND
1
205500
0
0
BARCLAYS PLC
ADR
06738E204
5491
334000
SH
DFND
2
334000
0
0
BARCLAYS PLC
ADR
06738E204
4282
260500
SH
DFND
260500
0
0
BERKLEY W R CORP
COM
084423102
6076
117000
SH
SOLE
117000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1488
36400
SH
DFND
1
36400
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
5951
145600
SH
DFND
2
145600
0
0
CAI INTERNATIONAL INC
COM
12477X106
277
13456
SH
DFND
1
13456
0
0
CYS INVTS INC
COM
12673A108
8553
1106500
SH
DFND
1
1106500
0
0
CYS INVTS INC
COM
12673A108
9029
1168000
SH
DFND
2
1168000
0
0
CYS INVTS INC
COM
12673A108
8933
1155500
SH
DFND
1155500
0
0
CAPITOL FED FINL INC
COM
14057J101
433
36000
SH
DFND
1
36000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
1548
55000
SH
DFND
1
55000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
12710
451505
SH
DFND
2
451505
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
2787
99000
SH
DFND
99000
0
0
CARRIAGE SVCS INC
COM
143905107
387
16217
SH
DFND
1
16217
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
299
46654
SH
DFND
1
46654
0
0
CELGENE CORP
COM
151020104
1157
10000
SH
DFND
2
10000
0
0
CELGENE CORP
COM
151020104
1736
15000
SH
DFND
15000
0
0
CENTURY CMNTYS INC
COM
156504300
8565
425500
SH
DFND
1
425500
0
0
CENTURY CMNTYS INC
COM
156504300
8565
425500
SH
DFND
2
425500
0
0
CHEVRON CORP NEW
COM
166764100
3743
38800
SH
DFND
1
38800
0
0
CHUBB CORP
COM
171232101
6755
71000
SH
SOLE
71000
0
0
CISCO SYS INC
COM
17275R102
3021
110000
SH
DFND
1
110000
0
0
CISCO SYS INC
COM
17275R102
6865
250000
SH
DFND
2
250000
0
0
CITIGROUP INC
COM NEW
172967424
22484
407000
SH
DFND
1
407000
0
0
CITIGROUP INC
COM NEW
172967424
12595
228000
SH
DFND
2
228000
0
0
COACH INC
COM
189754104
6285
181600
SH
DFND
1
181600
0
0
COACH INC
COM
189754104
7039
203400
SH
DFND
203400
0
0
COLONY CAP INC
CL A
19624R106
634
28000
SH
DFND
1
28000
0
0
COLONY CAP INC
CL A
19624R106
952
42000
SH
DFND
42000
0
0
COMCAST CORP NEW
CL A
20030N101
6224
103500
SH
DFND
1
103500
0
0
CONOCOPHILLIPS
COM
20825C104
430
7000
SH
DFND
1
7000
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
263
11159
SH
DFND
1
11159
0
0
CUSTOMERS BANCORP INC
COM
23204G100
513
19066
SH
DFND
1
19066
0
0
CUSTOMERS BANCORP INC
COM
23204G100
1131
42068
SH
DFND
2
42068
0
0
CYRUSONE INC
COM
23283R100
313
10643
SH
DFND
1
10643
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1758
42804
SH
DFND
1
42804
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1294
31512
SH
DFND
2
31512
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
277
6732
SH
DFND
6732
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
352
5500
SH
DFND
1
5500
0
0
E M C CORP MASS
COM
268648102
5146
195000
SH
DFND
1
195000
0
0
E M C CORP MASS
COM
268648102
5278
200000
SH
DFND
2
200000
0
0
E M C CORP MASS
COM
268648102
1452
55000
SH
DFND
55000
0
0
EBAY INC
COM
278642103
5121
85000
SH
DFND
1
85000
0
0
EBAY INC
COM
278642103
4422
73400
SH
DFND
2
73400
0
0
EBAY INC
COM
278642103
699
11600
SH
DFND
11600
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
5788
312700
SH
DFND
1
312700
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
12978
701153
SH
DFND
2
701153
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
740
40000
SH
DFND
40000
0
0
EMCOR GROUP INC
COM
29084Q100
284
5946
SH
DFND
1
5946
0
0
EMPLOYERS HOLDINGS INC
COM
292218104
276
12121
SH
DFND
1
12121
0
0
FIRST FINL BANCORP OH
COM
320209109
4160
231867
SH
DFND
1
231867
0
0
FIRST MERCHANTS CORP
COM
320817109
322
13042
SH
DFND
1
13042
0
0
FIRSTMERIT CORP
COM
337915102
241
11587
SH
DFND
1
11587
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
4575
247545
SH
DFND
1
247545
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
4575
247548
SH
DFND
2
247548
0
0
FLUSHING FINL CORP
COM
343873105
291
13844
SH
DFND
1
13844
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
3911
210000
SH
DFND
1
210000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1677
90000
SH
DFND
90000
0
0
FULL HOUSE RESORTS INC
COM
359678109
59
35331
SH
DFND
1
35331
0
0
FULL HOUSE RESORTS INC
COM
359678109
53
31617
SH
DFND
2
31617
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
15554
788350
SH
DFND
1
788350
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
1332
67500
SH
DFND
2
67500
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
12659
641611
SH
DFND
641611
0
0
GENERAL ELECTRIC CO
COM
369604103
13285
500000
SH
DFND
1
500000
0
0
GENERAL MLS INC
COM
370334104
836
15000
SH
DFND
1
15000
0
0
GENERAL MTRS CO
COM
37045V100
12282
368500
SH
DFND
1
368500
0
0
GENERAL MTRS CO
COM
37045V100
9049
271500
SH
DFND
271500
0
0
GILEAD SCIENCES INC
COM
375558103
7903
67500
SH
DFND
1
67500
0
0
GILEAD SCIENCES INC
COM
375558103
3220
27500
SH
DFND
2
27500
0
0
GILEAD SCIENCES INC
COM
375558103
1171
10000
SH
DFND
10000
0
0
GLOBAL CASH ACCESS HLDGS INC
COM
378967103
304
39243
SH
DFND
1
39243
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
329
18369
SH
DFND
1
18369
0
0
GRAY TELEVISION INC
COM
389375106
355
22637
SH
DFND
1
22637
0
0
GREAT AJAX CORP
COM
38983D300
355
25050
SH
DFND
1
25050
0
0
GREAT AJAX CORP
COM
38983D300
2338
164875
SH
DFND
2
164875
0
0
GREAT AJAX CORP
COM
38983D300
3404
240075
SH
DFND
240075
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
1002
1000000
PRN
DFND
1
1000000
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
9016
9000000
PRN
DFND
9000000
0
0
HEWLETT PACKARD CO
COM
428236103
12342
411250
SH
DFND
1
411250
0
0
HEWLETT PACKARD CO
COM
428236103
3024
100750
SH
DFND
2
100750
0
0
HEWLETT PACKARD CO
COM
428236103
1740
58000
SH
DFND
58000
0
0
HOMESTREET INC
COM
43785V102
1333
58406
SH
DFND
1
58406
0
0
HOMESTREET INC
COM
43785V102
5294
231970
SH
DFND
2
231970
0
0
HOMESTREET INC
COM
43785V102
4478
196215
SH
DFND
196215
0
0
IBERIABANK CORP
COM
450828108
301
4405
SH
DFND
1
4405
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
219
20000
SH
DFND
1
20000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
219
20000
SH
DFND
2
20000
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
460
24609
SH
DFND
1
24609
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
415
22216
SH
DFND
2
22216
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
262
11446
SH
DFND
1
11446
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1158
80800
SH
DFND
1
80800
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1461
102000
SH
DFND
2
102000
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
299
20900
SH
DFND
20900
0
0
JPMORGAN CHASE & CO
COM
46625H100
17618
260000
SH
DFND
1
260000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3388
50000
SH
DFND
50000
0
0
JOHNSON & JOHNSON
COM
478160104
9181
94200
SH
DFND
1
94200
0
0
KKR & CO L P DEL
COM UNITS
48248M102
3108
136000
SH
DFND
1
136000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
4570
200000
SH
DFND
2
200000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1462
64000
SH
DFND
64000
0
0
KELLOGG CO
COM
487836108
13722
218850
SH
DFND
1
218850
0
0
LCNB CORP
COM
50181P100
1860
114785
SH
DFND
1
114785
0
0
LCNB CORP
COM
50181P100
32
2000
SH
DFND
2000
0
0
LEGACY TEX FINL GROUP INC
COM
52471Y106
248
8214
SH
DFND
1
8214
0
0
LEUCADIA NATL CORP
COM
527288104
191
7896
SH
DFND
1
7896
0
0
LEUCADIA NATL CORP
COM
527288104
202
8315
SH
DFND
2
8315
0
0
LEUCADIA NATL CORP
COM
527288104
6
263
SH
DFND
263
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
816
91631
SH
DFND
91631
0
0
MFA FINL INC
COM
55272X102
185
25000
SH
DFND
1
25000
0
0
MFA FINL INC
COM
55272X102
185
25000
SH
DFND
25000
0
0
MYR GROUP INC DEL
COM
55405W104
590
19060
SH
DFND
1
19060
0
0
MAGELLAN HEALTH INC
COM NEW
559079207
258
3677
SH
DFND
1
3677
0
0
MANAGED HIGH YIELD PLUS FD I
COM
561911108
18
10000
SH
DFND
1
10000
0
0
MARATHON OIL CORP
COM
565849106
5255
198000
SH
DFND
2
198000
0
0
MEDLEY CAP CORP
COM
58503F106
6448
723695
SH
DFND
1
723695
0
0
MEDLEY CAP CORP
COM
58503F106
5169
580113
SH
DFND
2
580113
0
0
MEDLEY CAP CORP
COM
58503F106
1275
143150
SH
DFND
143150
0
0
MEDLEY MGMT INC
CL A COM
58503T106
3404
287500
SH
DFND
1
287500
0
0
MEDLEY MGMT INC
CL A COM
58503T106
3108
262500
SH
DFND
262500
0
0
METLIFE INC
COM
59156R108
8959
160000
SH
DFND
1
160000
0
0
METLIFE INC
COM
59156R108
2811
50200
SH
DFND
2
50200
0
0
MICROSOFT CORP
COM
594918104
19713
446500
SH
DFND
1
446500
0
0
MICROSEMI CORP
COM
595137100
339
9699
SH
DFND
1
9699
0
0
MONDELEZ INTL INC
CL A
609207105
9185
223250
SH
DFND
1
223250
0
0
NMI HLDGS INC
CL A
629209305
3705
462000
SH
DFND
1
462000
0
0
NMI HLDGS INC
CL A
629209305
7427
926000
SH
DFND
2
926000
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
906
43500
SH
DFND
1
43500
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
1362
65400
SH
DFND
2
65400
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
306
14682
SH
DFND
1
14682
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
2493
119701
SH
DFND
2
119701
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
3085
148096
SH
DFND
148096
0
0
NATIONAL INTERSTATE CORP
COM
63654U100
278664
10200000
SH
DFND
1
10200000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
6433
350000
SH
DFND
1
350000
0
0
NICE SYS LTD
SPONSORED ADR
653656108
205
3216
SH
DFND
1
3216
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
531
10000
SH
DFND
1
10000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
532
10000
SH
DFND
2
10000
0
0
OCWEN FINL CORP
COM NEW
675746309
459
45000
SH
DFND
1
45000
0
0
OCWEN FINL CORP
COM NEW
675746309
459
45000
SH
DFND
2
45000
0
0
OMNICELL INC
COM
68213N109
352
9329
SH
DFND
1
9329
0
0
OMEROS CORP
COM
682143102
1836
102040
SH
DFND
1
102040
0
0
OMEROS CORP
COM
682143102
2754
153061
SH
DFND
2
153061
0
0
OPUS BK IRVINE CALIF
COM
684000102
272
7506
SH
DFND
1
7506
0
0
ORGANOVO HLDGS INC
COM
68620A104
345
91500
SH
DFND
1
91500
0
0
ORGANOVO HLDGS INC
COM
68620A104
603
160000
SH
DFND
2
160000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4759
49750
SH
DFND
1
49750
0
0
PNC FINL SVCS GROUP INC
COM
693475105
5763
60250
SH
DFND
60250
0
0
PACIFIC DATAVISION INC
COM
694171307
1053
25000
SH
DFND
1
25000
0
0
PACIFIC DATAVISION INC
COM
694171307
1580
37500
SH
DFND
2
37500
0
0
PEABODY ENERGY CORP
COM
704549104
1007
460000
SH
DFND
1
460000
0
0
PEABODY ENERGY CORP
COM
704549104
701
320000
SH
DFND
320000
0
0
PEAK RESORTS INC
COM
70469L100
8922
1245986
SH
DFND
1
1245986
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
10212
630000
SH
DFND
1
630000
0
0
PERFICIENT INC
COM
71375U101
292
15169
SH
DFND
1
15169
0
0
PFIZER INC
COM
717081103
14016
418000
SH
DFND
1
418000
0
0
PFIZER INC
COM
717081103
671
20000
SH
DFND
20000
0
0
PHILIP MORRIS INTL INC
COM
718172109
521
6500
SH
DFND
1
6500
0
0
POTBELLY CORP
COM
73754Y100
368
30000
SH
DFND
1
30000
0
0
POTBELLY CORP
COM
73754Y100
1225
100000
SH
DFND
2
100000
0
0
POTBELLY CORP
COM
73754Y100
858
70000
SH
DFND
70000
0
0
PREMIERE GLOBAL SVCS INC
COM
740585104
317
30773
SH
DFND
1
30773
0
0
PROSPECT CAPITAL CORPORATION
NOTE 6.250%12/1
74348TAC6
483
475000
PRN
DFND
1
475000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 6.250%12/1
74348TAC6
829
815000
PRN
DFND
2
815000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
7706
8200000
PRN
DFND
2
8200000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
3685
500000
SH
DFND
1
500000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
2948
400000
SH
DFND
2
400000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
737
100000
SH
DFND
100000
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
274
14439
SH
DFND
1
14439
0
0
PRUDENTIAL FINL INC
COM
744320102
7659
87500
SH
DFND
1
87500
0
0
PRUDENTIAL FINL INC
COM
744320102
7993
91323
SH
DFND
91323
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
283
17345
SH
DFND
1
17345
0
0
REAL IND INC
COM
75601W104
141
12441
SH
DFND
1
12441
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
1992
1717202
SH
DFND
1
1717202
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
1992
1717202
SH
DFND
2
1717202
0
0
REXFORD INDL RLTY INC
COM
76169C100
656
45000
SH
DFND
1
45000
0
0
REXFORD INDL RLTY INC
COM
76169C100
1531
105000
SH
DFND
2
105000
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
161
13440
SH
DFND
1
13440
0
0
SOLERA HOLDINGS INC
COM
83421A104
239
5361
SH
DFND
1
5361
0
0
STARWOOD PPTY TR INC
COM
85571B105
324
15000
SH
DFND
1
15000
0
0
STARWOOD PPTY TR INC
COM
85571B105
324
15000
SH
DFND
15000
0
0
STONEGATE MTG CORP
COM
86181Q300
9119
905555
SH
DFND
1
905555
0
0
STONEGATE MTG CORP
COM
86181Q300
8207
815000
SH
DFND
2
815000
0
0
STONEGATE MTG CORP
COM
86181Q300
912
90556
SH
DFND
90556
0
0
STONERIDGE INC
COM
86183P102
246
21011
SH
DFND
1
21011
0
0
SYNAPTICS INC
COM
87157D109
271
3127
SH
DFND
1
3127
0
0
SYNERGY RES CORP
COM
87164P103
148
12985
SH
DFND
1
12985
0
0
SYSCO CORP
COM
871829107
686
19000
SH
DFND
1
19000
0
0
TECK RESOURCES LTD
CL B
878742204
735
74100
SH
DFND
1
74100
0
0
TECK RESOURCES LTD
CL B
878742204
396
40000
SH
DFND
40000
0
0
THOMSON REUTERS CORP
COM
884903105
685
18000
SH
DFND
1
18000
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
714
19336
SH
DFND
1
19336
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
2376
64380
SH
DFND
2
64380
0
0
TWO HBRS INVT CORP
COM
90187B101
4480
460000
SH
DFND
1
460000
0
0
TWO HBRS INVT CORP
COM
90187B101
15136
1554000
SH
DFND
2
1554000
0
0
TWO HBRS INVT CORP
COM
90187B101
5951
611000
SH
DFND
611000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
287
15000
SH
DFND
1
15000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
2776
144871
SH
DFND
2
144871
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
287
15000
SH
DFND
15000
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
240
2351
SH
DFND
1
2351
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
352
7265
SH
DFND
1
7265
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
637
3375
SH
DFND
1
3375
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
380
5089
SH
DFND
1
5089
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
495
5380
SH
DFND
1
5380
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1600
34321
SH
DFND
2
34321
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1158
24853
SH
DFND
24853
0
0
VERISK ANALYTICS INC
COM
92345Y106
13547
186191
SH
DFND
1
186191
0
0
VIAD CORP
COM NEW
92552R406
241
8882
SH
DFND
1
8882
0
0
VIACOM INC NEW
CL B
92553P201
4525
70000
SH
DFND
70000
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
2595
71181
SH
DFND
2
71181
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
1879
51545
SH
DFND
51545
0
0
VOLTARI CORP
COM NEW
92870X309
32
5652
SH
DFND
1
5652
0
0
VOLTARI CORP
COM NEW
92870X309
48
8478
SH
DFND
2
8478
0
0
VONAGE HLDGS CORP
COM
92886T201
187
38134
SH
DFND
1
38134
0
0
WEC ENERGY GROUP INC
COM
92939U106
720
16000
SH
DFND
1
16000
0
0
WABASH NATL CORP
COM
929566107
178
14170
SH
DFND
1
14170
0
0
WELLS FARGO & CO NEW
COM
949746101
15297
272000
SH
DFND
1
272000
0
0
WILSHIRE BANCORP INC
COM
97186T108
383
30289
SH
DFND
1
30289
0
0
XCERRA CORP
COM
98400J108
289
38140
SH
DFND
1
38140
0
0