0001042046-15-000024.txt : 20150514
0001042046-15-000024.hdr.sgml : 20150514
20150513174027
ACCESSION NUMBER: 0001042046-15-000024
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04389
FILM NUMBER: 15859548
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001042046
XXXXXXXX
03-31-2015
03-31-2015
AMERICAN FINANCIAL GROUP INC
GREAT AMERICAN INSURANCE GROUP TOWER
301 E. 4TH STREET
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-04389
N
Brian S. Hertzman
Vice President and Controller
513-579-2153
/s/ Brian S. Hertzman
Cincinnati
OH
05-13-2015
2
258
1251910
false
1
28-498
Great American Insurance Company
2
28-1258
Great American Life Insurance Company
INFORMATION TABLE
2
afg-201533113fxhr.xml
INFORMATION TABLE
DEUTSCHE BANK AG
NAMEN AKT
D18190898
12083
347900
SH
DFND
1
347900
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
11716
337350
SH
DFND
2
337350
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2596
74750
SH
DFND
74750
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
407
8114
SH
DFND
1
8114
0
0
EATON CORP PLC
SHS
G29183103
781
11500
SH
DFND
1
11500
0
0
ENSCO PLC
SHS CLASS A
G3157S106
221
10500
SH
DFND
1
10500
0
0
MEDTRONIC PLC
SHS
G5960L103
7799
100000
SH
DFND
1
100000
0
0
ACE LTD
SHS
H0023R105
7024
63000
SH
SOLE
63000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
13170
150000
SH
DFND
1
150000
0
0
AT&T INC
COM
00206R102
669
20500
SH
DFND
1
20500
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
942
28180
SH
DFND
1
28180
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
3418
102238
SH
DFND
2
102238
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
1667
49854
SH
DFND
49854
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
4078
191167
SH
DFND
1
191167
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
7053
330666
SH
DFND
2
330666
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
6394
299767
SH
DFND
299767
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
7374
410585
SH
DFND
1
410585
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
9733
541920
SH
DFND
2
541920
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
5492
305795
SH
DFND
305795
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
5213
315000
SH
DFND
1
315000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
9930
600000
SH
DFND
2
600000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
1407
85000
SH
DFND
85000
0
0
AMERICAN RESIDENTIAL PPTYS I
COM
02927E303
8995
500000
SH
DFND
2
500000
0
0
ANNALY CAP MGMT INC
COM
035710409
1542
148260
SH
DFND
2
148260
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3452
678200
SH
DFND
1
678200
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3657
718450
SH
DFND
2
718450
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3872
760802
SH
DFND
760802
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
6881
431437
SH
DFND
1
431437
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
4357
273157
SH
DFND
2
273157
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
3094
194000
SH
DFND
194000
0
0
APPLE INC
COM
037833100
20033
161000
SH
DFND
1
161000
0
0
APPLE INC
COM
037833100
18030
144900
SH
DFND
2
144900
0
0
APPLE INC
COM
037833100
2003
16100
SH
DFND
16100
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
3768
400000
SH
DFND
1
400000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
3768
400000
SH
DFND
2
400000
0
0
ARCH COAL INC
COM
039380100
745
745000
SH
DFND
1
745000
0
0
ARCH COAL INC
COM
039380100
110
110000
SH
DFND
110000
0
0
BP PLC
SPONSORED ADR
055622104
3227
82500
SH
DFND
2
82500
0
0
BP PLC
SPONSORED ADR
055622104
1760
45000
SH
DFND
45000
0
0
BAKER HUGHES INC
COM
057224107
6358
100000
SH
DFND
1
100000
0
0
BAKER HUGHES INC
COM
057224107
6358
100000
SH
DFND
2
100000
0
0
BANK AMER CORP
COM
060505104
8666
563120
SH
DFND
1
563120
0
0
BANK AMER CORP
COM
060505104
1208
78480
SH
DFND
78480
0
0
BARCLAYS PLC
ADR
06738E204
2994
205500
SH
DFND
1
205500
0
0
BARCLAYS PLC
ADR
06738E204
4866
334000
SH
DFND
2
334000
0
0
BARCLAYS PLC
ADR
06738E204
3795
260500
SH
DFND
260500
0
0
BBCN BANCORP INC
COM
073295107
219
15149
SH
DFND
1
15149
0
0
BERKLEY W R CORP
COM
084423102
5910
117000
SH
SOLE
117000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1416
36400
SH
DFND
1
36400
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
5662
145600
SH
DFND
2
145600
0
0
CAI INTERNATIONAL INC
COM
12477X106
331
13456
SH
DFND
1
13456
0
0
CYS INVTS INC
COM
12673A108
9859
1106500
SH
DFND
1
1106500
0
0
CYS INVTS INC
COM
12673A108
10407
1168000
SH
DFND
2
1168000
0
0
CYS INVTS INC
COM
12673A108
10296
1155500
SH
DFND
1155500
0
0
CABOT CORP
COM
127055101
208
4633
SH
DFND
1
4633
0
0
CAPITOL FED FINL INC
COM
14057J101
450
36000
SH
DFND
1
36000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
1491
55000
SH
DFND
1
55000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
12236
451505
SH
DFND
2
451505
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
2683
99000
SH
DFND
99000
0
0
CARRIAGE SVCS INC
COM
143905107
387
16217
SH
DFND
1
16217
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
349
46654
SH
DFND
1
46654
0
0
CELGENE CORP
COM
151020104
1153
10000
SH
DFND
2
10000
0
0
CELGENE CORP
COM
151020104
1729
15000
SH
DFND
15000
0
0
CENTURY CMNTYS INC
COM
156504300
8225
425500
SH
DFND
1
425500
0
0
CENTURY CMNTYS INC
COM
156504300
8225
425500
SH
DFND
2
425500
0
0
CHEVRON CORP NEW
COM
166764100
4073
38800
SH
DFND
1
38800
0
0
CHUBB CORP
COM
171232101
7178
71000
SH
SOLE
71000
0
0
CISCO SYS INC
COM
17275R102
3028
110000
SH
DFND
1
110000
0
0
CISCO SYS INC
COM
17275R102
6881
250000
SH
DFND
2
250000
0
0
CITIGROUP INC
COM NEW
172967424
20969
407000
SH
DFND
1
407000
0
0
CITIGROUP INC
COM NEW
172967424
11747
228000
SH
DFND
2
228000
0
0
COACH INC
COM
189754104
7524
181600
SH
DFND
1
181600
0
0
COACH INC
COM
189754104
8427
203400
SH
DFND
203400
0
0
COLONY FINL INC
COM
19624R106
726
28000
SH
DFND
1
28000
0
0
COLONY FINL INC
COM
19624R106
1089
42000
SH
DFND
42000
0
0
COMCAST CORP NEW
CL A
20030N101
5845
103500
SH
DFND
1
103500
0
0
CONOCOPHILLIPS
COM
20825C104
436
7000
SH
DFND
1
7000
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
328
11159
SH
DFND
1
11159
0
0
CUSTOMERS BANCORP INC
COM
23204G100
4862
199571
SH
DFND
1
199571
0
0
CUSTOMERS BANCORP INC
COM
23204G100
9781
401500
SH
DFND
2
401500
0
0
CYRUSONE INC
COM
23283R100
331
10643
SH
DFND
1
10643
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1924
42804
SH
DFND
1
42804
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1417
31512
SH
DFND
2
31512
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
303
6732
SH
DFND
6732
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
393
5500
SH
DFND
1
5500
0
0
E M C CORP MASS
COM
268648102
4984
195000
SH
DFND
1
195000
0
0
E M C CORP MASS
COM
268648102
5112
200000
SH
DFND
2
200000
0
0
E M C CORP MASS
COM
268648102
1406
55000
SH
DFND
55000
0
0
EBAY INC
COM
278642103
4903
85000
SH
DFND
1
85000
0
0
EBAY INC
COM
278642103
4234
73400
SH
DFND
2
73400
0
0
EBAY INC
COM
278642103
669
11600
SH
DFND
11600
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
6226
312700
SH
DFND
1
312700
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
13960
701153
SH
DFND
2
701153
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
796
40000
SH
DFND
40000
0
0
EMCOR GROUP INC
COM
29084Q100
276
5946
SH
DFND
1
5946
0
0
EMPLOYERS HOLDINGS INC
COM
292218104
327
12121
SH
DFND
1
12121
0
0
FIRST FINL BANCORP OH
COM
320209109
4130
231867
SH
DFND
1
231867
0
0
FIRST MERCHANTS CORP
COM
320817109
307
13042
SH
DFND
1
13042
0
0
FIRSTMERIT CORP
COM
337915102
221
11587
SH
DFND
1
11587
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
3592
247545
SH
DFND
1
247545
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
3592
247548
SH
DFND
2
247548
0
0
FLUSHING FINL CORP
COM
343873105
278
13844
SH
DFND
1
13844
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
3980
210000
SH
DFND
1
210000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1706
90000
SH
DFND
90000
0
0
FULL HOUSE RESORTS INC
COM
359678109
53
35331
SH
DFND
1
35331
0
0
FULL HOUSE RESORTS INC
COM
359678109
48
31617
SH
DFND
2
31617
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
13583
788350
SH
DFND
1
788350
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
1163
67500
SH
DFND
2
67500
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
11055
641611
SH
DFND
641611
0
0
GENERAL ELECTRIC CO
COM
369604103
12405
500000
SH
DFND
1
500000
0
0
GENERAL MLS INC
COM
370334104
849
15000
SH
DFND
1
15000
0
0
GENERAL MTRS CO
COM
37045V100
10444
278500
SH
DFND
1
278500
0
0
GENERAL MTRS CO
COM
37045V100
10181
271500
SH
DFND
271500
0
0
GILEAD SCIENCES INC
COM
375558103
6624
67500
SH
DFND
1
67500
0
0
GILEAD SCIENCES INC
COM
375558103
2699
27500
SH
DFND
2
27500
0
0
GILEAD SCIENCES INC
COM
375558103
981
10000
SH
DFND
10000
0
0
GLOBAL CASH ACCESS HLDGS INC
COM
378967103
239
31400
SH
DFND
1
31400
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
345
18369
SH
DFND
1
18369
0
0
GRAY TELEVISION INC
COM
389375106
313
22637
SH
DFND
1
22637
0
0
GREAT AJAX CORP
COM
38983D300
364
25050
SH
DFND
1
25050
0
0
GREAT AJAX CORP
COM
38983D300
2396
164875
SH
DFND
2
164875
0
0
GREAT AJAX CORP
COM
38983D300
3488
240075
SH
DFND
240075
0
0
GREAT PLAINS ENERGY INC
COM
391164100
203
7602
SH
DFND
1
7602
0
0
HEWLETT PACKARD CO
COM
428236103
12815
411250
SH
DFND
1
411250
0
0
HEWLETT PACKARD CO
COM
428236103
3139
100750
SH
DFND
2
100750
0
0
HEWLETT PACKARD CO
COM
428236103
1807
58000
SH
DFND
58000
0
0
HOMESTREET INC
COM
43785V102
3271
178566
SH
DFND
1
178566
0
0
HOMESTREET INC
COM
43785V102
7555
412406
SH
DFND
2
412406
0
0
HOMESTREET INC
COM
43785V102
4883
266553
SH
DFND
266553
0
0
IBERIABANK CORP
COM
450828108
278
4405
SH
DFND
1
4405
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
280
20000
SH
DFND
1
20000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
280
20000
SH
DFND
2
20000
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
532
24609
SH
DFND
1
24609
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
481
22216
SH
DFND
2
22216
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
300
11446
SH
DFND
1
11446
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1255
80800
SH
DFND
1
80800
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1584
102000
SH
DFND
2
102000
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
325
20900
SH
DFND
20900
0
0
JPMORGAN CHASE & CO
COM
46625H100
15751
260000
SH
DFND
1
260000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3029
50000
SH
DFND
50000
0
0
JOHNSON & JOHNSON
COM
478160104
9477
94200
SH
DFND
1
94200
0
0
KKR & CO L P DEL
COM UNITS
48248M102
3102
136000
SH
DFND
1
136000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
4562
200000
SH
DFND
2
200000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1460
64000
SH
DFND
64000
0
0
KELLOGG CO
COM
487836108
14433
218850
SH
DFND
1
218850
0
0
LCNB CORP
COM
50181P100
1756
114785
SH
DFND
1
114785
0
0
LCNB CORP
COM
50181P100
31
2000
SH
DFND
2000
0
0
LEUCADIA NATL CORP
COM
527288104
176
7896
SH
DFND
1
7896
0
0
LEUCADIA NATL CORP
COM
527288104
185
8315
SH
DFND
2
8315
0
0
LEUCADIA NATL CORP
COM
527288104
6
263
SH
DFND
263
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
1013
91631
SH
DFND
91631
0
0
MFA FINL INC
COM
55272X102
197
25000
SH
DFND
1
25000
0
0
MFA FINL INC
COM
55272X102
197
25000
SH
DFND
25000
0
0
MYR GROUP INC DEL
COM
55405W104
3069
97921
SH
DFND
1
97921
0
0
MAGELLAN HEALTH INC
COM NEW
559079207
315
4453
SH
DFND
1
4453
0
0
MANAGED HIGH YIELD PLUS FD I
COM
561911108
19
10000
SH
DFND
1
10000
0
0
MARATHON OIL CORP
COM
565849106
5170
198000
SH
DFND
2
198000
0
0
MEDLEY CAP CORP
COM
58503F106
6622
723695
SH
DFND
1
723695
0
0
MEDLEY CAP CORP
COM
58503F106
5308
580113
SH
DFND
2
580113
0
0
MEDLEY CAP CORP
COM
58503F106
1310
143150
SH
DFND
143150
0
0
MEDLEY MGMT INC
CL A COM
58503T106
3160
287500
SH
DFND
1
287500
0
0
MEDLEY MGMT INC
CL A COM
58503T106
2885
262500
SH
DFND
262500
0
0
METLIFE INC
COM
59156R108
8088
160000
SH
DFND
1
160000
0
0
METLIFE INC
COM
59156R108
2538
50200
SH
DFND
2
50200
0
0
MICROSOFT CORP
COM
594918104
18152
446500
SH
DFND
1
446500
0
0
MICROSEMI CORP
COM
595137100
343
9699
SH
DFND
1
9699
0
0
MONDELEZ INTL INC
CL A
609207105
8057
223250
SH
DFND
1
223250
0
0
NMI HLDGS INC
CL A
629209305
3460
462000
SH
DFND
1
462000
0
0
NMI HLDGS INC
CL A
629209305
6936
926000
SH
DFND
2
926000
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
818
43500
SH
DFND
1
43500
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
1230
65400
SH
DFND
2
65400
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
5513
294800
SH
DFND
1
294800
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
7671
410239
SH
DFND
2
410239
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
4651
248700
SH
DFND
248700
0
0
NATIONAL INTERSTATE CORP
COM
63654U100
286416
10200000
SH
DFND
1
10200000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
5856
350000
SH
DFND
1
350000
0
0
NICE SYS LTD
SPONSORED ADR
653656108
242
3972
SH
DFND
1
3972
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
517
10000
SH
DFND
1
10000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
517
10000
SH
DFND
2
10000
0
0
OCWEN FINL CORP
COM NEW
675746309
371
45000
SH
DFND
1
45000
0
0
OCWEN FINL CORP
COM NEW
675746309
371
45000
SH
DFND
2
45000
0
0
OMNICELL INC
COM
68213N109
327
9329
SH
DFND
1
9329
0
0
OMEROS CORP
COM
682143102
2248
102040
SH
DFND
1
102040
0
0
OMEROS CORP
COM
682143102
3372
153061
SH
DFND
2
153061
0
0
OPUS BK IRVINE CALIF
COM
684000102
232
7506
SH
DFND
1
7506
0
0
ORGANOVO HLDGS INC
COM
68620A104
324
91500
SH
DFND
1
91500
0
0
ORGANOVO HLDGS INC
COM
68620A104
566
160000
SH
DFND
2
160000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4639
49750
SH
DFND
1
49750
0
0
PNC FINL SVCS GROUP INC
COM
693475105
5618
60250
SH
DFND
60250
0
0
PEABODY ENERGY CORP
COM
704549104
2263
460000
SH
DFND
1
460000
0
0
PEABODY ENERGY CORP
COM
704549104
1574
320000
SH
DFND
320000
0
0
PEAK RESORTS INC
COM
70469L100
7468
1212286
SH
DFND
1
1212286
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
9576
630000
SH
DFND
1
630000
0
0
PERFICIENT INC
COM
71375U101
314
15169
SH
DFND
1
15169
0
0
PFIZER INC
COM
717081103
14542
418000
SH
DFND
1
418000
0
0
PFIZER INC
COM
717081103
696
20000
SH
DFND
20000
0
0
PHILIP MORRIS INTL INC
COM
718172109
490
6500
SH
DFND
1
6500
0
0
POTBELLY CORP
COM
73754Y100
411
30000
SH
DFND
1
30000
0
0
POTBELLY CORP
COM
73754Y100
1370
100000
SH
DFND
2
100000
0
0
POTBELLY CORP
COM
73754Y100
959
70000
SH
DFND
70000
0
0
PREMIERE GLOBAL SVCS INC
COM
740585104
294
30773
SH
DFND
1
30773
0
0
PROSPECT CAPITAL CORPORATION
NOTE 6.250%12/1
74348TAC6
489
475000
PRN
DFND
1
475000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 6.250%12/1
74348TAC6
840
815000
PRN
DFND
2
815000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
4225
500000
SH
DFND
1
500000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
3380
400000
SH
DFND
2
400000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
845
100000
SH
DFND
100000
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
269
14439
SH
DFND
1
14439
0
0
PRUDENTIAL FINL INC
COM
744320102
7027
87500
SH
DFND
1
87500
0
0
PRUDENTIAL FINL INC
COM
744320102
7334
91323
SH
DFND
91323
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
323
17345
SH
DFND
1
17345
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
1906
1717202
SH
DFND
1
1717202
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
1906
1717202
SH
DFND
2
1717202
0
0
REXFORD INDL RLTY INC
COM
76169C100
711
45000
SH
DFND
1
45000
0
0
REXFORD INDL RLTY INC
COM
76169C100
1660
105000
SH
DFND
2
105000
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
199
18041
SH
DFND
1
18041
0
0
SOLERA HOLDINGS INC
COM
83421A104
225
4360
SH
DFND
1
4360
0
0
STARWOOD PPTY TR INC
COM
85571B105
365
15000
SH
DFND
1
15000
0
0
STARWOOD PPTY TR INC
COM
85571B105
365
15000
SH
DFND
15000
0
0
STONEGATE MTG CORP
COM
86181Q300
9798
905555
SH
DFND
1
905555
0
0
STONEGATE MTG CORP
COM
86181Q300
8818
815000
SH
DFND
2
815000
0
0
STONEGATE MTG CORP
COM
86181Q300
980
90556
SH
DFND
90556
0
0
STONERIDGE INC
COM
86183P102
237
21011
SH
DFND
1
21011
0
0
SYNAPTICS INC
COM
87157D109
254
3127
SH
DFND
1
3127
0
0
SYSCO CORP
COM
871829107
717
19000
SH
DFND
1
19000
0
0
TARGET CORP
COM
87612E106
11490
140000
SH
DFND
1
140000
0
0
TECK RESOURCES LTD
CL B
878742204
1017
74100
SH
DFND
1
74100
0
0
TECK RESOURCES LTD
CL B
878742204
549
40000
SH
DFND
40000
0
0
THOMSON REUTERS CORP
COM
884903105
730
18000
SH
DFND
1
18000
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
813
19336
SH
DFND
1
19336
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
2706
64380
SH
DFND
2
64380
0
0
TRINITY INDS INC
COM
896522109
3320
93500
SH
DFND
1
93500
0
0
TRINITY INDS INC
COM
896522109
2077
58500
SH
DFND
2
58500
0
0
TRINITY INDS INC
COM
896522109
639
18000
SH
DFND
18000
0
0
TWO HBRS INVT CORP
COM
90187B101
4885
460000
SH
DFND
1
460000
0
0
TWO HBRS INVT CORP
COM
90187B101
16503
1554000
SH
DFND
2
1554000
0
0
TWO HBRS INVT CORP
COM
90187B101
6489
611000
SH
DFND
611000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
307
15000
SH
DFND
1
15000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
2966
144871
SH
DFND
2
144871
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
307
15000
SH
DFND
15000
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
233
2351
SH
DFND
1
2351
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
354
7265
SH
DFND
1
7265
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
639
3375
SH
DFND
1
3375
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
429
5089
SH
DFND
1
5089
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
497
5380
SH
DFND
1
5380
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1669
34321
SH
DFND
2
34321
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1209
24853
SH
DFND
24853
0
0
VERISK ANALYTICS INC
CL A
92345Y106
13294
186191
SH
DFND
1
186191
0
0
VIAD CORP
COM NEW
92552R406
247
8882
SH
DFND
1
8882
0
0
VIACOM INC NEW
CL B
92553P201
4781
70000
SH
DFND
70000
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
2326
71181
SH
DFND
2
71181
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
1684
51545
SH
DFND
51545
0
0
VOLTARI CORP
COM NEW
92870X309
6
5652
SH
DFND
1
5652
0
0
VOLTARI CORP
COM NEW
92870X309
9
8478
SH
DFND
2
8478
0
0
WABASH NATL CORP
COM
929566107
318
22547
SH
DFND
1
22547
0
0
WELLS FARGO & CO NEW
COM
949746101
14797
272000
SH
DFND
1
272000
0
0
WILSHIRE BANCORP INC
COM
97186T108
302
30289
SH
DFND
1
30289
0
0
WISCONSIN ENERGY CORP
COM
976657106
792
16000
SH
DFND
1
16000
0
0
XCERRA CORP
COM
98400J108
269
30256
SH
DFND
1
30256
0
0