0001042046-14-000003.txt : 20140211 0001042046-14-000003.hdr.sgml : 20140211 20140211165555 ACCESSION NUMBER: 0001042046-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04389 FILM NUMBER: 14594995 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001042046 XXXXXXXX 12-31-2013 12-31-2013 AMERICAN FINANCIAL GROUP INC

GREAT AMERICAN INSURANCE GROUP TOWER 301 E. 4TH STREET CINCINNATI OH 45202

13F HOLDINGS REPORT 028-04389 N Brian S. Hertzman 513-579-2494 /s/ Brian S. Hertzman Cincinnati OH 02-11-2014 2 212 1016358 false 1 28-498 Great American Insurance Company 2 28-1258 Great American Life Insurance Company INFORMATION TABLE 2 afg-2013123113fxhr.xml INFORMATION TABLE ARGO GROUP INTL HLDGS LTD COM G0464B107 343 7377 SH DFND 1 7377 0 0 EATON CORP PLC SHS G29183103 875 11500 SH DFND 1 11500 0 0 ENSCO PLC SHS CLASS A G3157S106 600 10500 SH DFND 1 10500 0 0 ACE LTD SHS H0023R105 6522 63000 SH SOLE 63000 0 0 AT&T INC COM 00206R102 721 20500 SH DFND 1 20500 0 0 AZZ INC COM 002474104 234 4788 SH DFND 1 4788 0 0 ABBVIE INC COM 00287Y109 481 9100 SH DFND 1 9100 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 1085 14090 SH DFND 1 14090 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 3936 51119 SH DFND 2 51119 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 1919 24927 SH DFND 24927 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 3688 191167 SH DFND 1 191167 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 6379 330666 SH DFND 2 330666 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 5783 299767 SH DFND 299767 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 7005 401185 SH DFND 1 401185 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 9200 526920 SH DFND 2 526920 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 5339 305795 SH DFND 305795 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 353 13394 SH DFND 1 13394 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 5103 315000 SH DFND 1 315000 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 9720 600000 SH DFND 2 600000 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 1377 85000 SH DFND 85000 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 8580 500000 SH DFND 2 500000 0 0 ANNALY CAP MGMT INC COM 035710409 1478 148260 SH DFND 2 148260 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 2855 678200 SH DFND 1 678200 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 3025 718450 SH DFND 2 718450 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 3203 760802 SH DFND 760802 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 6377 431437 SH DFND 1 431437 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 4037 273157 SH DFND 2 273157 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 2867 194000 SH DFND 194000 0 0 APPLE INC COM 037833100 12903 23000 SH DFND 1 23000 0 0 APPLE INC COM 037833100 11613 20700 SH DFND 2 20700 0 0 APPLE INC COM 037833100 1290 2300 SH DFND 2300 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 7136 400000 SH DFND 1 400000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 7136 400000 SH DFND 2 400000 0 0 ARCH COAL INC COM 039380100 3315 745000 SH DFND 1 745000 0 0 ARCH COAL INC COM 039380100 490 110000 SH DFND 110000 0 0 BP PLC SPONSORED ADR 055622104 4010 82500 SH DFND 2 82500 0 0 BP PLC SPONSORED ADR 055622104 2187 45000 SH DFND 45000 0 0 BANK OF AMERICA CORPORATION COM 060505104 10325 663120 SH DFND 1 663120 0 0 BANK OF AMERICA CORPORATION COM 060505104 1222 78480 SH DFND 78480 0 0 BASIC ENERGY SVCS INC NEW COM 06985P100 308 19511 SH DFND 1 19511 0 0 BERKLEY W R CORP COM 084423102 5077 117000 SH SOLE 117000 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 391 10529 SH DFND 1 10529 0 0 CAI INTERNATIONAL INC COM 12477X106 243 10316 SH DFND 1 10316 0 0 CYS INVTS INC COM 12673A108 8199 1106500 SH DFND 1 1106500 0 0 CYS INVTS INC COM 12673A108 8655 1168000 SH DFND 2 1168000 0 0 CYS INVTS INC COM 12673A108 8562 1155500 SH DFND 1155500 0 0 CAPITAL BK FINL CORP CL A COM 139794101 1460 64181 SH DFND 1 64181 0 0 CAPITAL BK FINL CORP CL A COM 139794101 2227 97900 SH DFND 2 97900 0 0 CAPITOL FED FINL INC COM 14057J101 436 36000 SH DFND 1 36000 0 0 CARDINAL FINL CORP COM 14149F109 248 13804 SH DFND 1 13804 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 588 16500 SH DFND 1 16500 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 2593 72800 SH DFND 2 72800 0 0 CEDAR REALTY TRUST INC COM NEW 150602209 237 37796 SH DFND 1 37796 0 0 CHEVRON CORP NEW COM 166764100 4847 38800 SH DFND 1 38800 0 0 CHUBB CORP COM 171232101 6861 71000 SH SOLE 71000 0 0 CISCO SYS INC COM 17275R102 2467 110000 SH DFND 1 110000 0 0 CISCO SYS INC COM 17275R102 5608 250000 SH DFND 2 250000 0 0 CITIGROUP INC COM NEW 172967424 10683 205000 SH DFND 1 205000 0 0 CITIGROUP INC COM NEW 172967424 5211 100000 SH DFND 2 100000 0 0 COACH INC COM 189754104 6483 115500 SH DFND 1 115500 0 0 COACH INC COM 189754104 7269 129500 SH DFND 129500 0 0 COLONY FINL INC COM 19624R106 568 28000 SH DFND 1 28000 0 0 COLONY FINL INC COM 19624R106 852 42000 SH DFND 42000 0 0 COMCAST CORP NEW CL A 20030N101 5378 103500 SH DFND 1 103500 0 0 CONOCOPHILLIPS COM 20825C104 495 7000 SH DFND 1 7000 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 264 11159 SH DFND 1 11159 0 0 CUSTOMERS BANCORP INC COM 23204G100 4019 196429 SH DFND 1 196429 0 0 CUSTOMERS BANCORP INC COM 23204G100 8184 400000 SH DFND 2 400000 0 0 CYRUSONE INC COM 23283R100 238 10643 SH DFND 1 10643 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1176 42804 SH DFND 1 42804 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 866 31512 SH DFND 2 31512 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 185 6732 SH DFND 6732 0 0 DIGITAL GENERATION INC COM 25400B108 285 22362 SH DFND 1 22362 0 0 DOMTAR CORP COM NEW 257559203 255 2705 SH DFND 1 2705 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 357 5500 SH DFND 1 5500 0 0 E M C CORP MASS COM 268648102 4904 195000 SH DFND 1 195000 0 0 E M C CORP MASS COM 268648102 5030 200000 SH DFND 2 200000 0 0 E M C CORP MASS COM 268648102 1383 55000 SH DFND 55000 0 0 EBIX INC COM NEW 278715206 178 12120 SH DFND 1 12120 0 0 ELLINGTON FINANCIAL LLC COM 288522303 7089 312700 SH DFND 1 312700 0 0 ELLINGTON FINANCIAL LLC COM 288522303 15895 701153 SH DFND 2 701153 0 0 ELLINGTON FINANCIAL LLC COM 288522303 907 40000 SH DFND 40000 0 0 EMPLOYERS HOLDINGS INC COM 292218104 227 7172 SH DFND 1 7172 0 0 ENERSYS COM 29275Y102 273 3899 SH DFND 1 3899 0 0 FIRST FINL BANCORP OH COM 320209109 4041 231867 SH DFND 1 231867 0 0 FIRSTMERIT CORP COM 337915102 213 9578 SH DFND 1 9578 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 6534 333010 SH DFND 1 333010 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 6534 333010 SH DFND 2 333010 0 0 FLUSHING FINL CORP COM 343873105 252 12194 SH DFND 1 12194 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 7925 210000 SH DFND 1 210000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3397 90000 SH DFND 90000 0 0 FULL HOUSE RESORTS INC COM 359678109 99 35331 SH DFND 1 35331 0 0 FULL HOUSE RESORTS INC COM 359678109 89 31617 SH DFND 2 31617 0 0 GENERAL ELECTRIC CO COM 369604103 14015 500000 SH DFND 1 500000 0 0 GENERAL MLS INC COM 370334104 749 15000 SH DFND 1 15000 0 0 GLOBAL CASH ACCESS HLDGS INC COM 378967103 154 15413 SH DFND 1 15413 0 0 HEWLETT PACKARD CO COM 428236103 11507 411250 SH DFND 1 411250 0 0 HEWLETT PACKARD CO COM 428236103 2819 100750 SH DFND 2 100750 0 0 HEWLETT PACKARD CO COM 428236103 1623 58000 SH DFND 58000 0 0 HOMESTREET INC COM 43785V102 1600 80000 SH DFND 1 80000 0 0 HOMESTREET INC COM 43785V102 4800 240000 SH DFND 2 240000 0 0 HOMESTREET INC COM 43785V102 3200 160000 SH DFND 160000 0 0 IBERIABANK CORP COM 450828108 277 4405 SH DFND 1 4405 0 0 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 280 9861 SH DFND 1 9861 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 276 20000 SH DFND 1 20000 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 276 20000 SH DFND 2 20000 0 0 INSTEEL INDUSTRIES INC COM 45774W108 559 24609 SH DFND 1 24609 0 0 INSTEEL INDUSTRIES INC COM 45774W108 505 22216 SH DFND 2 22216 0 0 INTEL CORP COM 458140100 13730 529000 SH DFND 1 529000 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1186 80800 SH DFND 1 80800 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1497 102000 SH DFND 2 102000 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 307 20900 SH DFND 20900 0 0 ISHARES MSCI EAFE ETF 464287465 501 7464 SH DFND 1 7464 0 0 JPMORGAN CHASE & CO COM 46625H100 15205 260000 SH DFND 1 260000 0 0 JOHNSON & JOHNSON COM 478160104 8628 94200 SH DFND 1 94200 0 0 KELLOGG CO COM 487836108 13365 218850 SH DFND 1 218850 0 0 KEY ENERGY SVCS INC COM 492914106 133 16895 SH DFND 1 16895 0 0 KOHLS CORP COM 500255104 17025 300000 SH DFND 1 300000 0 0 KOHLS CORP COM 500255104 1135 20000 SH DFND 20000 0 0 LCNB CORP COM 50181P100 2042 114285 SH DFND 1 114285 0 0 LTX-CREDENCE CORP COM NEW 502403207 257 32188 SH DFND 1 32188 0 0 LEUCADIA NATL CORP COM 527288104 224 7896 SH DFND 1 7896 0 0 LEUCADIA NATL CORP COM 527288104 236 8315 SH DFND 2 8315 0 0 LEUCADIA NATL CORP COM 527288104 7 263 SH DFND 263 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 2821 91631 SH DFND 91631 0 0 MFA FINL INC COM 55272X102 177 25000 SH DFND 1 25000 0 0 MFA FINL INC COM 55272X102 177 25000 SH DFND 25000 0 0 MYR GROUP INC DEL COM 55405W104 9646 384615 SH DFND 1 384615 0 0 MAGELLAN HEALTH SVCS INC COM NEW 559079207 234 3907 SH DFND 1 3907 0 0 MANAGED HIGH YIELD PLUS FD I COM 561911108 20 10000 SH DFND 1 10000 0 0 MARATHON OIL CORP COM 565849106 6989 198000 SH DFND 2 198000 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 229 32873 SH DFND 1 32873 0 0 MEDTRONIC INC COM 585055106 5739 100000 SH DFND 1 100000 0 0 MERCK & CO INC NEW COM 58933Y105 12563 251000 SH DFND 1 251000 0 0 MERCK & CO INC NEW COM 58933Y105 1001 20000 SH DFND 20000 0 0 METLIFE INC COM 59156R108 5904 109500 SH DFND 1 109500 0 0 METLIFE INC COM 59156R108 6508 120700 SH DFND 2 120700 0 0 MICROSOFT CORP COM 594918104 16704 446500 SH DFND 1 446500 0 0 MICROSEMI CORP COM 595137100 260 10411 SH DFND 1 10411 0 0 MONDELEZ INTL INC CL A 609207105 7881 223250 SH DFND 1 223250 0 0 NMI HLDGS INC CL A 629209305 5512 433000 SH DFND 1 433000 0 0 NMI HLDGS INC CL A 629209305 11037 867000 SH DFND 2 867000 0 0 NATIONAL BK HLDGS CORP CL A 633707104 931 43500 SH DFND 1 43500 0 0 NATIONAL BK HLDGS CORP CL A 633707104 1400 65400 SH DFND 2 65400 0 0 NATIONAL INTERSTATE CORP COM 63654U100 234600 10200000 SH DFND 1 10200000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 5898 350000 SH DFND 1 350000 0 0 OMNICELL INC COM 68213N109 238 9329 SH DFND 1 9329 0 0 OMEROS CORP COM 682143102 1152 102040 SH DFND 1 102040 0 0 OMEROS CORP COM 682143102 1728 153061 SH DFND 2 153061 0 0 ORBITAL SCIENCES CORP COM 685564106 288 12378 SH DFND 1 12378 0 0 ORGANOVO HLDGS INC COM 68620A104 1013 91500 SH DFND 1 91500 0 0 ORGANOVO HLDGS INC COM 68620A104 1771 160000 SH DFND 2 160000 0 0 PNC FINL SVCS GROUP INC COM 693475105 3860 49750 SH DFND 1 49750 0 0 PNC FINL SVCS GROUP INC COM 693475105 4674 60250 SH DFND 60250 0 0 PEABODY ENERGY CORP COM 704549104 7031 360000 SH DFND 1 360000 0 0 PEABODY ENERGY CORP COM 704549104 5273 270000 SH DFND 270000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 9526 630000 SH DFND 1 630000 0 0 PEPSICO INC COM 713448108 17836 215050 SH DFND 1 215050 0 0 PETROQUEST ENERGY INC COM 716748108 292 67534 SH DFND 1 67534 0 0 PHARMACYCLICS INC COM 716933106 2116 20000 SH DFND 2 20000 0 0 PFIZER INC COM 717081103 12803 418000 SH DFND 1 418000 0 0 PFIZER INC COM 717081103 613 20000 SH DFND 20000 0 0 PHILIP MORRIS INTL INC COM 718172109 566 6500 SH DFND 1 6500 0 0 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 1801 26391 SH DFND 1 26391 0 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 355 29947 SH DFND 1 29947 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 243 20924 SH DFND 1 20924 0 0 PROCTER & GAMBLE CO COM 742718109 6463 79391 SH DFND 1 79391 0 0 PRUDENTIAL FINL INC COM 744320102 7793 84500 SH DFND 1 84500 0 0 PRUDENTIAL FINL INC COM 744320102 1937 21000 SH DFND 21000 0 0 RF MICRODEVICES INC COM 749941100 149 28967 SH DFND 1 28967 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 273 17345 SH DFND 1 17345 0 0 REVENUESHARES ETF TR SMALL CAP FD 761396308 239 4443 SH DFND 1 4443 0 0 REVOLUTION LIGHTING TECHNOLO COM 76155G107 7147 2086752 SH DFND 1 2086752 0 0 REVOLUTION LIGHTING TECHNOLO COM 76155G107 7147 2086752 SH DFND 2 2086752 0 0 REXFORD INDL RLTY INC COM 76169C100 594 45000 SH DFND 1 45000 0 0 REXFORD INDL RLTY INC COM 76169C100 1386 105000 SH DFND 2 105000 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 244 20778 SH DFND 1 20778 0 0 STAPLES INC COM 855030102 3973 250000 SH DFND 1 250000 0 0 STARWOOD PPTY TR INC COM 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HBRS INVT CORP COM 90187B101 4269 460000 SH DFND 1 460000 0 0 TWO HBRS INVT CORP COM 90187B101 14421 1554000 SH DFND 2 1554000 0 0 TWO HBRS INVT CORP COM 90187B101 5670 611000 SH DFND 611000 0 0 URS CORP NEW COM 903236107 265 4994 SH DFND 1 4994 0 0 UNITED CONTL HLDGS INC COM 910047109 2144 56687 SH DFND 1 56687 0 0 UNITED CONTL HLDGS INC COM 910047109 2283 60336 SH DFND 2 60336 0 0 UNITED CONTL HLDGS INC COM 910047109 492 13001 SH DFND 13001 0 0 VANGUARD INDEX FDS REIT ETF 922908553 303 4694 SH DFND 1 4694 0 0 VERISK ANALYTICS INC CL A 92345Y106 12236 186191 SH DFND 1 186191 0 0 VIACOM INC NEW CL B 92553P201 6114 70000 SH DFND 70000 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 5130 130500 SH DFND 2 130500 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3715 94500 SH DFND 94500 0 0 VOLTARI CORP COM NEW 92870X309 19 5652 SH DFND 1 5652 0 0 VOLTARI CORP COM NEW 92870X309 29 8478 SH DFND 2 8478 0 0 WABASH NATL CORP COM 929566107 278 22547 SH DFND 1 22547 0 0 WAL-MART STORES INC 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