-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7LC6+ePhySiM8cjl0jZbkwtg8OvX8CPvRfo+Ezecnm4YuSN3+aNZpjvlF/55zYN SEg0hqXfg9Tl5YgMOKvM+w== 0001042046-03-000207.txt : 20031120 0001042046-03-000207.hdr.sgml : 20031120 20031120114610 ACCESSION NUMBER: 0001042046-03-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031118 FILED AS OF DATE: 20031120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H CENTRAL INDEX KEY: 0000943521 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 031014724 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-18 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000943521 LINDNER CARL H ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 1 0 Chairman of the Board & CEO Common Stock 2003-11-18 4 P 0 400 23.16 A 3789797 I #1 Common Stock 4858643 I #2 Common Stock 1947161 I #3 Common Stock 537779 I #5 See attached Exhibit 99 where all of the Indirect Holdings are defined. Karl J. Grafe, Attorney-in-Fact for Carl H. Lindner 2003-11-20 EX-99 3 chlexhibit-99.htm INDRECT HOLDINGS EXHIBIT 99

EXHIBIT 99

 

 
 

 

INDIRECT HOLDINGS HELD IN THE NAME OF:

  

NUMBER OF SHARES HELD FOLLOWING TRANSACTIONS
       
       

#1

By Carl H. Lindner Jr., et al, Trustees for the Carl H. Lindner Amended and Restated Family Trust dated 12-23-83.

  


3,789,797
       

#2

By Edyth B. Lindner, Spouse.

  

4,858,643
       

#3

By Lou Ann Flint, Trustee of the Edyth B. Lindner 2002-2 Qualified Annuity Trust U/A dated 8/19/02.

  


1,947,161
       

#4

By Joseph A. Pedoto, Trustee of the Edyth B. Lindner 1999-1 Qualified Annuity Trust U/A dated 12/22/99.

  


- -0-
       

#5

Indiana Premier Fund, LLC, a limited liability company directly or indirectly wholly-owned by the Reporting Person.

  


537,779
       

 

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