-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9D7dPtJyYihAjvevsCEAlq4IrQzS2ZfaJ0aJriU4VEZYJrMUjxseHLqNk6saVkd BCP71ZhXW+nppA23e0bUcQ== 0001042046-03-000059.txt : 20030303 0001042046-03-000059.hdr.sgml : 20030303 20030303113543 ACCESSION NUMBER: 0001042046-03-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030228 FILED AS OF DATE: 20030303 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LINDNER CARL H CENTRAL INDEX KEY: 0000943521 RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 03588455 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 chlfrm42002.htm CARL H. LINDNER AFG FORM 4 FILED 3/3/2003 FORM 4

FORM 4


U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utilities
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

OMB APPROVAL

[ ] Check this box if no longer
  subject to Section 16. Form 4
  or Form 5 obligations
  continue. See Instruction 1(b)

OMB Number:   3235-0287
Expires:
   January 31, 2005
Estimated average burden
hours per response
      0.5

(Print or Type Responses)                                                                                        

1.  Name and Address of Reporting Person

  Lindner      Carl         H.

2.  Issuer Name and Ticker or Trading Symbol

  AMERICAN FINANCIAL GROUP, INC. (AFG)

  6.  Relationship of Reporting Person to Issuer
               (Check all applicable)

(Last)                   (First)                  (Middle)

 

  One East Fourth Street

3. IRS Identification,
  Number of Reporting
  Person, if an entity (Voluntary)

4. Statement for
   
Month/Day/Year

  February 28, 2003

  X  Director

     10% Owner


   
Officer (give
     title below)


     
Other (specify
           below)

(Street)

 

  Cincinnati,   Ohio     45202

   

5. If Amendment,
   Date of Original
   (Month/Day/Year)

          Chairman of the Board  

    & Chief Executive Officer

7. Individual or Joint/Group Filing (Check Applicable Line)
 X Form filed by One Reporting Person
    Form filed by More than One Reporting Person
Form filed by One Reporting Person
    Form filed by More than One Reporting Person

   (City)                    (State)                     (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned

1.  Title of Security
     (Instr. 3)

2. Trans-
action
Date

2A.
Deemed
Execution
Date, if
any

3. Trans-
action
Code
(Instr. 8)

4.  Securities Acquired (A)
or Disposed of (D)
(Instr. 3,4 and 5)

5. Amount of
Securities
Beneficially
Owned

6. Owner-
ship
Form:
Direct

7. Nature
of In-
Direct
Bene-

   

(Month/
Day/
Year)

(Month/
Day/
Year)



Code



V



Amount


(A) or
(D)



Price

Following
Reported
Transactions
(Instr. 3 and 4)

(D) or
Indirect
(I)
(Instr. 4)

Ficial
Owner-
ship
(Instr. 4)

Common Stock

   

   

   

   

   

   

   

-0-

D

   

Common Stock

2/28/03

   

P

   

29,800

A

$19.5997

3,694,622.77

I

#1

Common Stock

   

   

   

   

   

   

   

4,073,443.79

I

#2

Common Stock

   

   

   

   

   

   

   

-0-

I

#5

Common Stock

   

   

   

   

   

   

   

2,682,361.56

I

#6

Common Stock

   

   

   

   

   

   

   

-0-

I

#7

Common Stock

   

   

   

   

   

   

   

537,779

I

#8

   

   

   

   

   

   

   

   

   

   

   

Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly.                                              Over 
*If the form is filed by more than one reporting person, see Instruction 4(b)(v
)                                                              

 

<PAGE>

FORM 4  (continued)                                                                        Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1.  Title of Derivative Security
  (Instr. 3)

2. Conver-
sion or|
Exercise
Price of
Deriv-
ative

3.  Trans-
action
Date

3A 
Deemed
Execution
Date, if
any

4. Transac-
tion Code
(Instr. 8)

5. Number of Deriv-
ative Securities Ac-
quired (A) or Dis-
posed of (D)
(Instr. 3, 4 and 5)

6.  Date Exercisable
and Expiration Date
(Month//Day/Year)

7.  Title and Amount of Underlying
Securities
(Instr. 3 and 4)

8. Price
of
Deriv-
ative
ecuri-
ty

9.  Number
of Deriv-
ative
Secur-
ities
Bene-

10. Owner-
ship
Form
of De-
rivative
Secur

11. Nature
of In-
direct
Bene-
ficial
Owner-

   

Security

(Month/
Day/
Year)

(Month/
Day/
Year)

   

   

Date

Expiration

   

Amount or

(Instr.
5)

icially
Owned
at End
of

Ity
Direct
(D) or
Indi-

Ship
(Instr. 4)

   

   

   

   

Code

V

(A)

(D)

Exercisable

Date

Title

Number of Shares

   

Month
(Instr. 4)

rect (I)
(Instr. 4)

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

 

Explanation of Responses:


Indirect #1   By Carl H. Lindner Jr., et al, Trustees for the Carl H. Lindner Amended and Restated Family Trust dated 12-23-83.
Indirect #2   By Edyth B. Lindner, Spouse.
Indirect #5   By Joseph A. Pedeto, Trustee of the Edyth B. Lindner 1996-1 Qualified Annuity Trust U/A dated 11/6/96.
Indirect #6   By Lou Ann Flint, Trustee of the Edyth B. Lindner 2002-2 Qualified Annuity Trust U/A dated 8/19/02.
Indirect #7   By Joseph A. Pedeto, Trustee of the Edyth B. Lindner 1999-1 Qualified Annuity Trust U/A dated 12/22/99.
Indirect #8   Indiana Premier Fund, LLC, a limited liability company directly or indirectly wholly-owned by the Reporting Person.

 

**Intentional misstatements or omissions of facts constitute Federal Criminal violations

          Karl J. Grafe ________                                       March 3, 2003

  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

** Signature of Reporting Person                    Date 

 

Carl H. Lindner

Note:  File three copies of this Form, one of which must be manually signed

By: Karl J. Grafe, as attorney-in-fact

 

Page 2 

       If space provided is insufficient, see Instruction 6 for procedure

SEC 1474 (9-02) 

-----END PRIVACY-ENHANCED MESSAGE-----