-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVolpBZbwitztR3qlZ/T1fyDQe2cl0OzxqlDG5X4hg1dJxhg74DrIYYXcPl5vADB lPUShCA8kmPfJDtFRB+nmg== 0001042046-02-000073.txt : 20021029 0001042046-02-000073.hdr.sgml : 20021029 20021029150022 ACCESSION NUMBER: 0001042046-02-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021025 FILED AS OF DATE: 20021029 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RUNK FRED J CENTRAL INDEX KEY: 0001185846 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 02801292 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 fjrfrm42002a.htm FRED J. RUNK FORM 4 10/25/02 FORM 4

FORM 4


U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utilities
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

OMB APPROVAL

[ ] Check this box if no longer
  subject to Section 16. Form 4
  or Form 5 obligations
  continue. See Instruction 1(b)

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hours per response      0.5

(Print or Type Responses)                                                                                        Last Report Filed: September 2002

1.  Name and Address of Reporting Person

  Runk               Fred                 J.

2.  Issuer Name and Ticker or Trading Symbol

  AMERICAN FINANCIAL GROUP, INC. (AFG)

  6.  Relationship of Reporting Person to Issuer
               (Check all applicable)

(Last)                   (First)                  (Middle)

 

  One East Fourth Street

3. IRS Identification,
  Number of Reporting
  Person, if an entity (Voluntary)

4. Statement for
   Month/Day/Year

  October 25, 2002

     Director

     10% Owner


  X  Officer (give
     title below)


     Other (specify
           below)

(Street)

 

  Cincinnati,   Ohio     45202

   

5. If Amendment,
   Date of Original
   (Month/Day/Year)

          Senior Vice President          & Treasurer     

7. Individual or Joint/Group Filing (Check Applicable Line)
 X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

   (City)                    (State)                     (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned

1.  Title of Security
     (Instr. 3)

2. Trans-
action
Date

2A.
Deemed
Execution
Date, if
any

3. Trans-
action
Code
(Instr. 8)

4.  Securities Acquired (A)
or Disposed of (D)
(Instr. 3,4 and 5)

5. Amount of
Securities
Beneficially
Owned

6. Owner-
ship
Form:
Direct

7. Nature
of In-
Direct
Bene-

   

(Month/
Day/
Year)

(Month/
Day/
Year)



Code



V



Amount


(A) or
(D)



Price

Following
Reported
Transactions
(Instr. 3 and 4)

(D) or
Indirect
(I)
(Instr. 4)

Ficial
Owner-
ship
(Instr. 4)

Common Stock

10/25/02

   

P

   

37

A

$23.19

241,238

D

   

Common Stock

   

   

   

   

   

   

   

6,133.3893

I

In ESPP Account (a)

Common Stock

   

   

   

   

   

   

   

728

I

In DRIP Plan (b)

Common Stock

   

   

   

   

   

   

   

   

   

   

Common Stock

   

   

   

   

   

   

   

   

   

   

Common Stock

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly.                                              Over 
*If the form is filed by more than one reporting person, see Instruction 4(b)(v)                                                              SEC 1474 (9-02) 

 

<PAGE>

FORM 4  (continued)                                                                        Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1.  Title of Derivative Security
  (Instr. 3)

2. Conver-
sion or|
Exercise
Price of
Deriv-
ative

3.  Trans-
action
Date

3A 
Deemed
Execution
Date, if
any

4. Transac-
tion Code
(Instr. 8)

5. Number of Deriv-
ative Securities Ac-
quired (A) or Dis-
posed of (D)
(Instr. 3, 4 and 5)

6.  Date Exercisable
and Expiration Date
(Month//Day/Year)

7.  Title and Amount of Underlying
Securities
(Instr. 3 and 4)

8. Price
of
Deriv-
ative
ecuri-
ty

9.  Number
of Deriv-
ative
Secur-
ities
Bene-

10. Owner-
ship
Form
of De-
rivative
Secur

11. Nature
of In-
direct
Bene-
ficial
Owner-

   

Security

(Month/
Day/
Year)

(Month/
Day/
Year)

   

   

Date

Expiration

   

Amount or

(Instr.
5)

icially
Owned
at End
of

Ity
Direct
(D) or
Indi-

Ship
(Instr. 4)

   

   

   

   

Code

V

(A)

(D)

Exercisable

Date

Title

Number of Shares

   

Month
(Instr. 4)

rect (I)
(Instr. 4)

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

Explanation of Responses:

(a)   These shares were allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan as of December 31, 2001.
(b)   These shares were held in the Reporting Person's account under the Issuer's Dividend Reinvestment Plan as of December 31, 2001.












**Intentional misstatements or omissions of facts constitute Federal Criminal violations                       Fred J. Runk________   October 29, 2002  
  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                                           ** Signature of Reporting Person                         Date 
                                                                       Fred J. Runk
Note:  File three copies of this Form, one of which must be manually signed.                                                                    Page 2 
       If space provided is insufficient, see Instruction 6 for procedure.                                                                       SEC 1474 (3/91 
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