-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D9U18wbvsN9aJP5g9KpSCH6QSBMX+iz6kNruAxv0YWEzfv5QiaIjGL0p/kI6V9FX j1o5tbjxWHVGjpt5EGRjVA== 0001042046-02-000038.txt : 20020812 0001042046-02-000038.hdr.sgml : 20020812 20020812165023 ACCESSION NUMBER: 0001042046-02-000038 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 02727283 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 10-K/A 1 afg10ka01.txt AMENDMENT TO AFG'S 2001 10-K (ITEM 13) - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended Commission File December 31, 2001 No. 1-13653 AMERICAN FINANCIAL GROUP, INC. Incorporated under IRS Employer I.D. the Laws of Ohio No. 31-1544320 One East Fourth Street, Cincinnati, Ohio 45202 (513) 579-2121 Securities Registered Pursuant to Section 12(b) of the Act: Name of Each Exchange Title of Each Class on which Registered ------------------- ---------------------- American Financial Group, Inc.: Common Stock New York Stock Exchange 7-1/8% Senior Debentures due December 15, 2007 New York Stock Exchange 7-1/8% Senior Debentures due April 15, 2009 New York Stock Exchange American Financial Capital Trust I (Guaranteed by Registrant): 9-1/8% Trust Originated Preferred Securities New York Stock Exchange Securities Registered Pursuant to Section 12(g) of the Act: None Other securities for which reports are submitted pursuant to Section 15(d) of the Act: None ------------- - -------------------------------------------------------------------------------- This Amendment on Form 10-K/A amends Item 13 of the Registrant's Annual Report on Form 10-K to add the following supplemental information: Item 13. Certain Relationships and Related Transactions William R. Martin is an independent director of the Registrant. One of his adult sons was an employee of the Registrant's technology group during 2001 and received compensation of approximately $100,000 during that year. The son is no longer employed by the Registrant. SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AMERICAN FINANCIAL GROUP, INC. By:/s/Fred J. Runk ----------------------------------------- Fred J. Runk Senior Vice President and Treasurer (principal financial and accounting officer) As of August 7, 2002 Cincinnati, Ohio 2 -----END PRIVACY-ENHANCED MESSAGE-----