-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LojqUsk7bSj3hWmUkyAV4LZQi7dGYiYnDuFuoTtk8ISCowRKqGELdkTjwAVCBQ7N TANHcvHfA8pe35Mh1urpVg== 0001042046-00-000002.txt : 20000214 0001042046-00-000002.hdr.sgml : 20000214 ACCESSION NUMBER: 0001042046-00-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04389 FILM NUMBER: 532501 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Year Ended December 31, 1999 AMERICAN FINANCIAL GROUP, INC. One East Fourth Street, Cincinnati, Ohio 45202 ------------------------------------------------------------------------- (Name and Address of Institutional Investment Manager Filing this Report) Form 13F File Number: 28-4389 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Fred J. Runk Senior Vice President and Treasurer (513) 579-2489 ----------------------------------------------- (Name, Title and Phone Number of Person Signing this Report on Behalf of Reporting Manager) Signature: Fred J. Runk Cincinnati, Ohio February 10, 2000 - ---------------------------------- Fred J. Runk Senior Vice President and Treasurer Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Page 1 of 3 FORM 13F SUMMARY PAGE --------------------- Number of Other Included Managers: 5 ---------- Form 13F Information Table Entry Total: 55 ---------- Form 13F Information Table Value Total (thousands): $1,051,677 ---------- Name and 13F file numbers of all Institutional Investment Managers with respect to which this schedule is filed (other than American Financial Group, Inc.): Number 13F File Number Name of Subsidiary ------ --------------- ------------------------------------ 1. 28-5042 AFC Holding Company 2. 28-497 American Financial Corporation 3. 28-2414 American Premier Underwriters, Inc. 4. 28-3978 Pennsylvania Company 5. 28-498 Great American Insurance Company Page 2
FORM 13F INFORMATION TABLE Column 4: Column 5: Column 8: Column 2: Market Shares or Column 6: Column 7: Voting Authority Column 1: Title of Column 3: Value Principal Investment Other --------------------------- Name of Issuer Class CUSIP (000's) Amount Discretion Managers Sole Shared None -------------- ---------------- ----------- ---------- ------------ ---------- --------- ---------- ------ --------- HOLDINGS OF GREAT AMERICAN INSURANCE COMPANY - ------------------------------ ADELPHIA COMMUNICATIONS CORP CL A 006848 10 5 $ 1,641 25,000SH Defined 1,2,5 25,000 AMERICAN ANNUITY GROUP INC COM 023840 10 1 618,804 34,377,995SH Defined " 34,377,995 AT HOME CORP COM SER A 045919 10 7 429 10,000SH Defined " 10,000 CABLEVISION SYS CORP CL A 12686C 10 9 453 6,000SH Defined " 6,000 CHIQUITA BRANDS INTL INC COM 170032 10 6 77,025 16,215,698SH Defined " 16,215,698 CLEARNET COMMUNICATIONS INC CL A NON-VTG 184902 10 4 3,348 97,400SH Defined " 97,400 COMCAST CORP CL A 200300 10 1 1,436 30,000SH Defined " 30,000 COMCAST CORP CL A SPL 200300 20 0 1,517 30,000SH Defined " 30,000 CONSECO INC COM 208464 10 7 623 35,000SH Defined " 35,000 MARSH SUPERMARKETS INC CL B 571783 20 8 1,919 189,543SH Defined " 189,543 MARSH SUPERMARKETS INC CL A 571783 30 7 549 39,543SH Defined " 39,543 PROVIDENT FINL GROUP INC COM 743866 10 5 186,918 5,210,271SH Defined " 5,210,271 RCN CORP COM 749361 10 1 1,019 21,000SH Defined " 21,000 SEPRACOR INC COM 817315 10 4 3,809 38,400SH Defined " 38,400 TIME WARNER INC COM 887315 10 9 779 10,778SH Defined " 10,778 UNITED STATIONERS INC COM 913004 10 7 645 22,569SH Defined " 22,569 WASHINGTON MUT INC COM 939322 10 3 1,874 72,423SH Defined " 72,423 HOLDINGS OF OTHER SUBSIDIARIES OF AFG EACH HAVING LESS THAN $100 MILLION IN 13F SECURITIES - ------------------------------ ADELPHIA COMMUNICATIONS CORP CL A 006848 10 5 7,323 111,600SH Defined 1,2,3,4,5 111,600 AMERICAN ANNUITY GROUP INC COM 023840 10 1 12,276 682,000SH Defined 1,2,5 682,000 AT HOME CORP COM SER A 045919 10 7 7,032 164,018SH Defined 1,2,3,4 164,018 ASTORIA FINL CORP COM 046265 10 4 957 31,450SH Defined 1,2,3,4,5 31,450 BANCO SANTANDER P R SAN JUAN COM 059646 10 9 386 25,000SH Defined 1,2,5 25,000 BERKLEY W R CORP COM 084423 10 2 660 31,630SH Defined 1,2,3,4 31,630 BRISTOL MYERS SQUIBB CO COM 110122 10 8 1,284 20,000SH Defined 1,2,3,4,5 20,000 BROADWING INC COM 111620 10 0 834 22,611SH Defined 1,2,3,4 22,611 CABLEVISION SYS CORP CL A 12686C 10 9 2,620 34,700SH Defined 1,2,3,4,5 34,700 CHIQUITA BRANDS INTL INC COM 170032 10 6 36,957 7,780,597SH Defined " 7,780,597 CLEARNET COMMUNICATIONS INC CL A NON-VTG 184902 10 4 2,750 80,000SH Defined " 80,000 COMCAST CORP CL A 200300 10 1 1,868 39,000SH Defined 1,2,3,4 39,000 COMCAST CORP CL A SPL 200300 20 0 1,518 30,000SH Defined " 30,000 CONSECO INC COM 208464 10 7 2,655 149,000SH Defined 1,2,3,4,5 149,000 FIDELITY FINL OHIO INC COM 31614P 10 7 2,183 122,100SH Defined 1,2,3,4 122,100 JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735 10 7 440 52,200SH Defined " 52,200 HOST MARRIOTT CORP NEW COM 44107P 10 4 83 10,110SH Defined " 10,110 INTERMEDIA COMMUNICATIONS INC COM 458801 10 7 776 20,000SH Defined " 20,000 JONES INTERCABLE INC CL A 480206 20 0 3,008 43,400SH Defined " 43,400 LEUCADIA NATL CORP COM 527288 10 4 609 26,352SH Defined 1,2 26,352 MARSH SUPERMARKETS INC CL B 571783 20 8 5,404 533,801SH Defined 1,2,3,4 533,801 MARSH SUPERMARKETS INC CL A 571783 30 7 9,578 690,301SH Defined " 690,301 MELLON FINL CORP COM 58551A 10 8 3,440 101,000SH Defined " 101,000 MIRAGE RESORTS INC COM 60462E 10 4 635 42,000SH Defined " 42,000 NETBANK INC COM 640933 10 7 278 15,000SH Defined " 15,000 POPULAR INC COM 733174 10 6 5,289 189,320SH Defined 1,2,5 189,320 PROVIDENT FINL GROUP INC COM 743866 10 5 8,266 230,403SH Defined " 230,403 RCN CORP COM 749361 10 1 3,407 70,250SH Defined 1,2,3,4,5 70,250 RELIANCE GROUP HOLDINGS INC COM 759464 10 0 72 10,800SH Defined 1,2,5 10,800 SEPRACOR INC COM 817315 10 4 4,037 40,700SH Defined 1,2,3,4 40,700 THERMOLASE CORP SB DB CV 144A 04 883624 AA 6 1,994 2,500,000PR Defined 1,2,5 2,500,000 TIME WARNER INC COM 887315 10 9 2,531 35,000SH Defined 1,2,3,4,5 35,000 US BANCORP DEL COM 902973 10 6 536 22,500SH Defined 1,2,3,4 22,500 UNITED ASSET MGMT CORP COM 909420 10 1 574 30,900SH Defined " 30,900 WARNER LAMBERT CO COM 934488 10 7 1,639 20,000SH Defined " 20,000 WASHINGTON MUT INC COM 939322 10 3 1,124 43,453SH Defined 1,2,5 43,453 WESTPOINT STEVENS INC COM 961238 10 2 515 29,400SH Defined 1,2,3,4 29,400 ZENITH NATL INS CORP COM 989390 10 9 13,351 647,300SH Defined " 647,300 ---------- REPORT TOTAL $1,051,677 ==========
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