0001553350-21-001167.txt : 20211215
0001553350-21-001167.hdr.sgml : 20211215
20211215171130
ACCESSION NUMBER: 0001553350-21-001167
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211213
FILED AS OF DATE: 20211215
DATE AS OF CHANGE: 20211215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRENDERGAST JOHN K A
CENTRAL INDEX KEY: 0001042019
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 211494964
MAIL ADDRESS:
STREET 1: ROBERTS SHERIDAN & KOTEL
STREET 2: 12 EAST 49TH STREET 30TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
prendergast4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-13
0
0001476963
HEAT BIOLOGICS, INC.
HTBX
0001042019
PRENDERGAST JOHN K A
C/O HEAT BIOLOGICS, INC.
627 DAVIS DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Stock Option (right to buy)
4.06
2021-12-13
4
A
0
129820
0
A
2022-01-13
2031-12-12
Common Stock
129820
129820
D
The stock options vest pro rata on a monthly basis over the next 12 months.
/s/ John K. A. Prendergast
2021-12-15