0001437749-18-021695.txt : 20181206 0001437749-18-021695.hdr.sgml : 20181206 20181206180414 ACCESSION NUMBER: 0001437749-18-021695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN A CLINTON CENTRAL INDEX KEY: 0001041888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 181221793 MAIL ADDRESS: STREET 1: 1280 MASSACHUSETTS AVE STE 200 CITY: CAMBRIDGE STATE: MA ZIP: 02138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-04 0001089143 COLLECTORS UNIVERSE INC CLCT 0001041888 ALLEN A CLINTON C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH CA 92658 1 Common Stock 2018-08-08 5 G 0 385 0 D 75443 D Common Stock 2018-08-14 5 G 0 1420 0 D 74023 D Common Stock 2018-08-27 5 G 0 250 0 D 73773 D Common Stock 2018-09-04 5 G 0 1400 0 D 72373 D Common Stock 2018-09-18 5 G 0 675 0 D 71698 D Common Stock 2018-09-24 5 G 0 675 0 D 71023 D Common Stock 2018-10-19 5 G 0 200 0 D 70823 D Common Stock 2018-10-23 5 G 0 400 0 D 70423 D Common Stock 2018-11-28 5 G 0 6000 0 D 64423 D Includes 6,154 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares. /s/ A. Clinton Allen 2018-12-06