0001140361-13-025138.txt : 20130613 0001140361-13-025138.hdr.sgml : 20130613 20130613130307 ACCESSION NUMBER: 0001140361-13-025138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121128 FILED AS OF DATE: 20130613 DATE AS OF CHANGE: 20130613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN A CLINTON CENTRAL INDEX KEY: 0001041888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 13910728 MAIL ADDRESS: STREET 1: 1280 MASSACHUSETTS AVE STE 200 CITY: CAMBRIDGE STATE: MA ZIP: 02138 4 1 doc1.xml FORM 4 X0306 4 2012-11-28 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001041888 ALLEN A CLINTON A.C. ALLEN & CO. 710 SOUTH STREET NEEDHAM MA 02492 1 0 0 0 Common Stock 2012-11-28 4 G 0 2500 0 D 82877 D Common Stock 2013-06-11 4 P 0 700 13.38 A 83577 D Common Stock 2013-06-11 4 M 0 16500 6.91 A 100077 D Employee Stock Option (Right-to-Buy) 6.91 2013-06-11 4 M 0 16500 0 D 2004-06-04 2013-12-04 Common Stock 16500 0 D Christine Kakour 2013-06-13