0001041885-14-000030.txt : 20140502 0001041885-14-000030.hdr.sgml : 20140502 20140502112441 ACCESSION NUMBER: 0001041885-14-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140502 DATE AS OF CHANGE: 20140502 EFFECTIVENESS DATE: 20140502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INGALLS & SNYDER LLC CENTRAL INDEX KEY: 0001041885 IRS NUMBER: 135156620 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04143 FILM NUMBER: 14807766 BUSINESS ADDRESS: STREET 1: 61 BROADWAY STREET 2: C/O INGALLS & SNYDER CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122697812 MAIL ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001041885 XXXXXXXX 03-31-2014 03-31-2014 INGALLS & SNYDER LLC

1325 AVENUE OF THE AMERICAS 18TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-04143 N FRANK STOLBA 212-269-7814 FRANK STOLBA NEW YORK NY 05-02-2014 0 69517 1865854 false INFORMATION TABLE 2 fivetwo.xml EATON CORP PLC COMMON G2918310 1054 14033 SH OTR 0 0 14033 EVEREST RE GROUP LTD COMMON G3223R10 547 3575 SH OTR 0 0 3575 PERRIGO COMPANY PLC COMMON G9782210 255 1650 SH OTR 0 0 1650 TRANSOCEAN LIMITED COMMON H8817H10 7886 190767 SH OTR 3267 0 187500 TYCO INTERNATIONAL LTD NEW COMMON H8912810 8279 195261 SH OTR 0 0 195261 ALLOT COMMUNICATIONS LIMITED COMMON M0854Q10 145 10803 SH OTR 0 0 10803 CORE LABS N.V. COMMON N2271710 657 3315 SH OTR 194 0 3121 VISTAPRINT NV COMMON N9354010 9205 187031 SH OTR 6900 0 180131 ARDMORE SHIPPING CORP COMMON Y0207T10 616 46375 SH OTR 750 0 45625 FLEXTRONICS INTERNATIONAL LTD COMMON Y2573F10 276 29933 SH OTR 0 0 29933 NAVIOS MARITIME ACQUISTION COMMON Y6215910 2341 639720 SH OTR 1900 0 637820 NAVIOS MARITIME HLDG INC COMMON Y6219610 6800 690413 SH OTR 2200 0 688213 NAVIOS MARITIME PARTNERS L.P. COMMON Y6226710 1647 84515 SH OTR 8600 0 75915 SCORPIO TANKERS INC COMMON Y7542C10 4360 437395 SH OTR 1200 0 436195 ABB LTD COMMON 00037520 301 11705 SH OTR 0 0 11705 AGL RESOURCES INC HOLDING CO COMMON 00120410 2220 45359 SH OTR 2000 0 43359 AT & T INC COMMON 00206R10 9486 270491 SH OTR 0 0 270491 ABBOTT LABORATORIES COMMON 00282410 5054 131249 SH OTR 0 0 131249 ABBVIE INC COMMON 00287Y10 5045 98152 SH OTR 0 0 98152 AGENUS INC COMMON 00847G70 6308 1990000 SH OTR 0 0 1990000 AGRIUM INC COMMON 00891610 1466 15040 SH OTR 0 0 15040 AIR LEASE CORP COMMON 00912X30 421 11305 SH OTR 1410 0 9895 AIR PRODUCTS & CHEMICALS INC COMMON 00915810 212 1782 SH OTR 0 0 1782 ALEXION PHARMACEUTICALS COMMON 01535110 608 4000 SH OTR 0 0 4000 ALLIANCE DATA SYSTEMS COMMON 01858110 5414 19874 SH OTR 1600 0 18274 ALLIANCE ONE INTL INC COMMON 01877210 141 48450 SH OTR 27000 0 21450 ALTRIA GROUP, INC COMMON 02209S10 1416 37849 SH OTR 0 0 37849 AMAZON COM INC COMMON 02313510 293 872 SH OTR 0 0 872 AMBEV SA-ADR COMMON 02319V10 1854 250250 SH OTR 0 0 250250 AMERICAN AIRLINES GROUP INC COMMON 02376R10 378 10330 SH OTR 3000 0 7330 AMERICAN EXPRESS CO COMMON 02581610 607 6749 SH OTR 0 0 6749 AMERICAN STATES WATER CO COMMON 02989910 448 13900 SH OTR 0 0 13900 AMERICAN TOWER CORP COMMON 03027X10 911 11130 SH OTR 0 0 11130 AMERICAN WATER WORKS COMPANY COMMON 03042010 2408 53050 SH OTR 0 0 53050 AMGEN INC COMMON 03116210 1530 12408 SH OTR 300 0 12108 ANADARKO PETROLEUM CORP COMMON 03251110 5023 59273 SH OTR 500 0 58773 ANNALY CAPITAL MANAGEMENT INC COMMON 03571040 957 87300 SH OTR 0 0 87300 APPLE INC COMMON 03783310 35775 66653 SH OTR 900 0 65753 APPLIED MATERIALS INC COMMON 03822210 1000 49000 SH OTR 0 0 49000 AQUA AMERICA INC COMMON 03836W10 1494 59625 SH OTR 11250 0 48375 ASBURY AUTOMOTIVE GROUP INC COMMON 04343610 217 3931 SH OTR 0 0 3931 ASTRAZENECA PLC SPONSORED ADR COMMON 04635310 1138 17546 SH OTR 0 0 17546 AUGUSTA RESOURCES CORP COMMON 05091220 67 22004 SH OTR 0 0 22004 AURICO GOLD INC COMMON 05155C10 1991 457785 SH OTR 3285 0 454500 AUTOMATIC DATA PROCESSING INC COMMON 05301510 2672 34597 SH OTR 0 0 34597 AVALON HOLDINGS CORP COMMON 05343P10 279 53500 SH OTR 0 0 53500 AVANIR PHARMACEUTICALS INC COMMON 05348P40 40679 11084443 SH OTR 36552 0 11047891 B B & T CORP COMMON 05493710 2299 57241 SH OTR 0 0 57241 BCE INC - NEW COMMON 05534B76 3040 70488 SH OTR 0 0 70488 BP PLC COMMON 05562210 647 13460 SH OTR 0 0 13460 BANK OF AMERICA CORP NEW COMMON 06050510 530 30822 SH OTR 0 0 30822 BANK OF HAWAII COMMON 06254010 309 5100 SH OTR 0 0 5100 BANK NEW YORK MELLON CORP COMMON 06405810 444 12584 SH OTR 0 0 12584 BARNES & NOBLE, INC. COMMON 06777410 7023 336060 SH OTR 5800 0 330260 BAXTER INTERNATIONAL INC COMMON 07181310 478 6500 SH OTR 1000 0 5500 BED, BATH & BEYOND, INC COMMON 07589610 576 8375 SH OTR 1675 0 6700 BELLATRIX EXPLORATION LTD COMMON 07831410 222 26300 SH OTR 0 0 26300 BERKSHIRE HATHAWAY INC CL B COMMON 08467070 34761 278162 SH OTR 1805 0 276357 BERKSHIRE HILLS BANCORP INC COMMON 08468010 552 21360 SH OTR 0 0 21360 BHP BILLITON LTD COMMON 08860610 2906 42893 SH OTR 0 0 42893 BOEING COMPANY COMMON 09702310 2159 17212 SH OTR 0 0 17212 BRISTOL-MYERS SQUIBB CO COMMON 11012210 8312 160014 SH OTR 0 0 160014 BROWN FORMAN CORP CL B COMMON 11563720 1789 19952 SH OTR 0 0 19952 CSX CORPORATION COMMON 12640810 221 7647 SH OTR 0 0 7647 CVS CAREMARK CORP COMMON 12665010 226 3024 SH OTR 0 0 3024 CANADIAN NATURAL RES LTD COMMON 13638510 29114 758795 SH OTR 4700 0 754095 CANON INC ADR COMMON 13800630 555 17900 SH OTR 400 0 17500 CAPSTEAD MORTGAGE CORP COMMON 14067E50 375 29680 SH OTR 0 0 29680 CASTLE BRANDS INC COMMON 14843510 18 15000 SH OTR 0 0 15000 CATERPILLAR INC COMMON 14912310 1762 17733 SH OTR 0 0 17733 CELGENE CORP COMMON 15102010 587 4205 SH OTR 0 0 4205 CENOVUS ENERGY INC COMMON 15135U10 2908 100425 SH OTR 2500 0 97925 CENVEO INCORPORATED COMMON 15670S10 217 71393 SH OTR 3568 0 67825 CHESAPEAKE ENERGY CORP COMMON 16516710 755 29500 SH OTR 0 0 29500 CHEVRON CORP COMMON 16676410 31916 268408 SH OTR 1500 0 266908 CHICAGO BRIDGE & IRON CO COMMON 16725010 1451 16651 SH OTR 0 0 16651 CHINA MOBILE ( HONG KONG) COMMON 16941M10 558 12260 SH OTR 0 0 12260 CHUBB CORPORATION COMMON 17123210 5951 66641 SH OTR 0 0 66641 CHURCH & DWIGHT CO INC COMMON 17134010 216 3140 SH OTR 0 0 3140 CISCO SYSTEMS INC COMMON 17275R10 29408 1312009 SH OTR 22372 0 1289637 CLOROX COMPANY COMMON 18905410 240 2735 SH OTR 0 0 2735 COCA-COLA COMPANY COMMON 19121610 16560 428373 SH OTR 2000 0 426373 COLGATE PALMOLIVE COMPANY COMMON 19416210 10005 154242 SH OTR 0 0 154242 COMCAST CORP NEW COMMON 20030N10 895 17897 SH OTR 2000 0 15897 COMCAST CORPORATION SPECIAL COMMON 20030N20 982 20145 SH OTR 0 0 20145 CONOCOPHILLIPS COMMON 20825C10 20821 295976 SH OTR 3300 0 292676 CONSOLIDATED EDISON INC NEW COMMON 20911510 1535 28627 SH OTR 0 0 28627 CONSUMER PORTFOLIO SVCS INC COMMON 21050210 405 59354 SH OTR 0 0 59354 CONTINENTAL MATERIALS CORP COMMON 21161530 325 16700 SH OTR 0 0 16700 COPART INC COMMON 21720410 4539 124734 SH OTR 7225 0 117509 CORCEPT THERAPEUTICS INC COMMON 21835210 19398 4449165 SH OTR 63329 0 4385836 CORCEPT THERAPEUTICS COMMON 21835210 8939 2050288 SH OTR 50288 0 2000000 CORDIA BANCORP INC COMMON 21851310 498 113250 SH OTR 0 0 113250 CORNING INCORPORATED COMMON 21935010 474 22771 SH OTR 0 0 22771 COSTCO WHOLESALE CORP COMMON 22160K10 278 2495 SH OTR 0 0 2495 CREDIT ACCEPTANCE CORPORATION COMMON 22531010 17189 120927 SH OTR 11400 0 109527 CREE RESEARCH INC COMMON 22544710 291 5150 SH OTR 0 0 5150 CRESCENT POINT ENERGY CORP COMMON 22576C10 6363 174378 SH OTR 0 0 174378 CYTEC INDUSTRIES INC COMMON 23282010 200 2054 SH OTR 0 0 2054 D.R. HORTON INC COMMON 23331A10 251 11625 SH OTR 0 0 11625 DTE ENERGY CO COMMON 23333110 1070 14415 SH OTR 0 0 14415 DEERE & COMPANY COMMON 24419910 16331 179864 SH OTR 2400 0 177464 DELUXE CORPORATION COMMON 24801910 1762 33600 SH OTR 0 0 33600 DEPOMED INC COMMON 24990810 58322 4022234 SH OTR 53484 0 3968750 DEVON ENERGY CORP COMMON 25179M10 3699 55277 SH OTR 600 0 54677 DIAGEO PLC NEW COMMON 25243Q20 1779 14281 SH OTR 0 0 14281 DIAMOND OFFSHORE DRILLING INC COMMON 25271C10 2550 52300 SH OTR 100 0 52200 DISNEY WALT (HOLDING CO) COMMON 25468710 3389 42335 SH OTR 0 0 42335 DIRECT TV GROUP HLDGS CLASS A COMMON 25490A30 2373 31063 SH OTR 0 0 31063 DOMINION RESOURCES INC NEW COMMON 25746U10 1612 22719 SH OTR 0 0 22719 DONALDSON CO INC COMMON 25765110 390 9200 SH OTR 0 0 9200 DONNELLEY, R.R. & SONS COMPANY COMMON 25786710 193 10800 SH OTR 0 0 10800 DOVER CORPORATION COMMON 26000310 668 8175 SH OTR 0 0 8175 DUPONT E I DE NEMOURS & CO COMMON 26353410 4398 65554 SH OTR 0 0 65554 DUCOMMUN INC COMMON 26414710 8890 354750 SH OTR 800 0 353950 DUKE ENERGY CORP NEW COMMON 26441C20 2644 37137 SH OTR 133 0 37004 DURECT CORPORATION COMMON 26660510 692 520473 SH OTR 103683 0 416790 DYAX CORP COMMON 26746E10 22688 2526600 SH OTR 0 0 2526600 EMC CORP COMMON 26864810 2266 82697 SH OTR 0 0 82697 EOG RESOURCES INC COMMON 26875P10 203 1036 SH OTR 0 0 1036 EQT CORPORATION COMMON 26884L10 378 3902 SH OTR 0 0 3902 EARTHLINK HLDGS CORP COMMON 27033X10 43 12052 SH OTR 10327 0 1725 EASTMAN CHEMICAL COMPANY COMMON 27743210 370 4302 SH OTR 0 0 4302 EATON VANCE SENIOR INC TRUST COMMON 27826S10 326 47343 SH OTR 36843 0 10500 EBAY INC COMMON 27864210 2604 47145 SH OTR 0 0 47145 ECOLAB INC COMMON 27886510 1746 16175 SH OTR 0 0 16175 EMERSON ELECTRIC CO COMMON 29101110 5229 78287 SH OTR 0 0 78287 ENBRIDGE INC COMMON 29250N10 4089 89850 SH OTR 1000 0 88850 ENBRIDGE ENERGY MGMNT L L C COMMON 29250X10 667 24088 SH OTR 0 0 24088 ENCANA CORP COMMON 29250510 273 12795 SH OTR 0 0 12795 ENERNOC INC COMMON 29276410 1899 85246 SH OTR 2000 0 83246 ENERPLUS CORPORATION COMMON 29276610 1229 61400 SH OTR 0 0 61400 EXPRESS SCRIPTS HOLDING CO COMMON 30219G10 458 6109 SH OTR 0 0 6109 EXXON MOBIL CORP. COMMON 30231G10 36440 373063 SH OTR 1300 0 371763 FEDERAL REALTY INVT TRUST COMMON 31374720 242 2110 SH OTR 0 0 2110 FIDELITY NATL FINANCIAL INC COMMON 31620R10 893 28422 SH OTR 0 0 28422 FIRST FINANCIAL HLGDS INC COMMON 32023E10 2194 35050 SH OTR 0 0 35050 FIRST NIAGARA FINCL GROUP INC COMMON 33582V10 278 29498 SH OTR 1500 0 27998 FIRSTENERGY CORP COMMON 33793210 504 14816 SH OTR 0 0 14816 FLUOR CORP NEW COMMON 34341210 7414 95384 SH OTR 150 0 95234 FORD MOTOR CO NEW COMMON 34537086 316 20290 SH OTR 0 0 20290 FORESTAR GROUP INC COMMON 34623310 380 21381 SH OTR 0 0 21381 FRANKLIN RESOURCES INC COMMON 35461310 2810 51870 SH OTR 0 0 51870 FREEPORT MCMORAN COPPER & GOLD COMMON 35671D85 24428 738684 SH OTR 8300 0 730384 GAMCO GLOBAL GOLD NAT'L RESO COMMON 36465A10 394 39750 SH OTR 0 0 39750 GENERAL ELECTRIC COMPANY COMMON 36960410 26609 1027799 SH OTR 10500 0 1017299 GENERAL MILLS INC COMMON 37033410 13807 266458 SH OTR 3150 0 263308 GETTY REALTY CORP NEW COMMON 37429710 24608 1302736 SH OTR 21805 0 1280931 GLAXO SMITH KLINE PLC ADS COMMON 37733W10 5815 108835 SH OTR 200 0 108635 GOLDCORP INC COMMON 38095640 3089 126190 SH OTR 5000 0 121190 GOOGLE INC COMMON 38259P50 10546 9463 SH OTR 142 0 9321 GRAN TIERRA ENERGY INC COMMON 38500T10 32061 4286313 SH OTR 5000 0 4281313 GREIF INC CL B COMMON 39762420 1162 19800 SH OTR 0 0 19800 GULFMARK OFFSHORE INC COMMON 40262920 289 6447 SH OTR 0 0 6447 HCP INC COMMON 40414L10 273 7060 SH OTR 0 0 7060 HSBC HOLDINGS PLC ADR COMMON 40428040 532 10475 SH OTR 0 0 10475 HAIN CELESTIAL GRP INC COMMON 40521710 226 2473 SH OTR 0 0 2473 HEALTH CARE REIT, INC COMMON 42217K10 812 13629 SH OTR 0 0 13629 HECLA MINING COMPANY COMMON 42270410 810 263886 SH OTR 0 0 263886 HERSHEY FOODS CORP. COMMON 42786610 842 8070 SH OTR 0 0 8070 HESS CORP COMMON 42809H10 367 4440 SH OTR 0 0 4440 HEXCEL CORP COMMON 42829110 100476 2307674 SH OTR 21400 0 2286274 HOME DEPOT, INC COMMON 43707610 9265 117096 SH OTR 0 0 117096 HONEYWELL INTERNATIONAL NEW COMMON 43851610 368 3972 SH OTR 0 0 3972 HORACE MANN EDUCATORS CORP COMMON 44032710 237 8193 SH OTR 0 0 8193 HOWARD HUGHES CORP COMMON 44267D10 16287 114133 SH OTR 2400 0 111733 HUBBELL INC CLASS B COMMON 44351020 287 2400 SH OTR 0 0 2400 HUDSON CITY BANCORP INC COMMON 44368310 300 30546 SH OTR 0 0 30546 ILLINOIS TOOL WORKS INC COMMON 45230810 1351 16616 SH OTR 0 0 16616 INTEL CORPORATION COMMON 45814010 3965 153628 SH OTR 1400 0 152228 INTERCONTINENTAL EXCHANGE COMMON 45866F10 1488 7523 SH OTR 342 0 7181 INTL BUSINESS MACHINES CORP COMMON 45920010 6968 36200 SH OTR 920 0 35280 INTERNATIONAL PAPER CO. COMMON 46014610 818 17840 SH OTR 0 0 17840 INTERNET PATENTS CORP COMMON 46063G10 48 14793 SH OTR 1471 0 13322 INVESCO VAN KAMPEN SR INC COMMON 46131H10 182 36400 SH OTR 36400 0 0 IRON MOUNTAIN INC COMMON 46284610 2734 99192 SH OTR 5988 0 93204 JGWPT HOLDINGS INC-A COMMON 46617M10 274 15012 SH OTR 0 0 15012 J P MORGAN CHASE & CO COMMON 46625H10 19318 318212 SH OTR 3500 0 314712 JACOBS ENGINEERING GROUP INC. COMMON 46981410 271 4280 SH OTR 0 0 4280 JOHNSON & JOHNSON COMMON 47816010 20597 209685 SH OTR 0 0 209685 JOHNSON CONTROLS INC COMMON 47836610 2844 60102 SH OTR 800 0 59302 KBR INC COMMON 48242W10 6264 234800 SH OTR 400 0 234400 KELLOGG COMPANY COMMON 48783610 302 4830 SH OTR 0 0 4830 KIMBERLY-CLARK CORPORATION COMMON 49436810 4379 39724 SH OTR 0 0 39724 KINDER MORGAN MGMNT LLC COMMON 49455U10 263 3683 SH OTR 0 0 3683 KINDER MORGAN INC COMMON 49456B10 229 7066 SH OTR 0 0 7066 KORN FERRY INTERNATIONAL COMMON 50064320 841 28262 SH OTR 0 0 28262 KRAFT FOODS GROUP INC COMMON 50076Q10 5173 92223 SH OTR 0 0 92223 LANDAUER INC COMMON 51476K10 700 15450 SH OTR 0 0 15450 LEUCADIA NATIONAL CORP COMMON 52728810 787 28135 SH OTR 0 0 28135 LIFE TIME FITNESS INC COMMON 53217R20 1660 34514 SH OTR 3450 0 31064 LILLY, ELI & CO COMMON 53245710 1182 20093 SH OTR 0 0 20093 LO-JACK CORP COMMON 53945110 4276 750263 SH OTR 25700 0 724563 LOWES COMPANIES, INC COMMON 54866110 1279 26169 SH OTR 0 0 26169 MDU RESOURCES GROUP, INC COMMON 55269010 3809 111026 SH OTR 0 0 111026 MTS SYSTEMS CORP COMMON 55377710 780 11400 SH OTR 0 0 11400 MARATHON OIL CORP NEW COMMON 56584910 1704 47992 SH OTR 0 0 47992 MARATHON PETROLEUM CORP COMMON 56585A10 1965 22576 SH OTR 0 0 22576 MC CORMICK & CO, INC NON-VTNG COMMON 57978020 391 5458 SH OTR 0 0 5458 MCDERMOTT INTERNATIONAL INC COMMON 58003710 687 87925 SH OTR 0 0 87925 MCDONALD'S CORPORATION COMMON 58013510 1190 12148 SH OTR 0 0 12148 MCKESSON CORPORATION COMMON 58155Q10 1951 11051 SH OTR 0 0 11051 MEDIFAST INC COMMON 58470H10 3066 105411 SH OTR 400 0 105011 MEDTRONIC, INC COMMON 58505510 290 4725 SH OTR 0 0 4725 MERCK & CO INC NEW COMMON 58933Y10 12405 218523 SH OTR 0 0 218523 METHANEX CORP COMMON 59151K10 11217 175445 SH OTR 200 0 175245 MICROSOFT CORP COMMON 59491810 17999 439110 SH OTR 3500 0 435610 MIDWAY GOLD CORP COMMON 59815310 130 124540 SH OTR 0 0 124540 MILLER, HERMAN INC COMMON 60054410 324 10100 SH OTR 0 0 10100 MOBILE MINI INC COMMON 60740F10 1658 38250 SH OTR 0 0 38250 MONDELEZ INTL INC COMMON 60920710 3332 96443 SH OTR 0 0 96443 MONMOUTH REAL EST INVST CORP COMMON 60972010 379 39825 SH OTR 0 0 39825 MONSANTO COMPANY (NEW) COMMON 61166W10 518 4559 SH OTR 0 0 4559 MOODYS CORP COMMON 61536910 379 4786 SH OTR 0 0 4786 MORGAN STANLEY EMERGING COMMON 61744H10 198 20000 SH OTR 0 0 20000 MOSYS, INC COMMON 61971810 30379 6691575 SH OTR 92611 0 6598964 MUELLER INDUSTRIES INC COMMON 62475610 391 6525 SH OTR 0 0 6525 MUELLER WATER PRODUCTS INC COMMON 62475810 186 19618 SH OTR 0 0 19618 MYLAN, INC COMMON 62853010 209 4300 SH OTR 0 0 4300 MYRIAD GENETICS INC COMMON 62855J10 4656 136192 SH OTR 2950 0 133242 NATIONAL FUEL GAS COMPANY COMMON 63618010 623 8900 SH OTR 0 0 8900 NATIONAL OILWELL VARCO INC COMMON 63707110 219 2822 SH OTR 0 0 2822 NATL PENNSYLVANIA BANCSHARES COMMON 63713810 475 45500 SH OTR 0 0 45500 NEUSTAR INC COMMON 64126X20 3281 100940 SH OTR 2900 0 98040 NEW GOLD INC COMMON 64453510 4740 971435 SH OTR 0 0 971435 NEW JERSEY RESOURCES CORP COMMON 64602510 421 8472 SH OTR 0 0 8472 NEWELL RUBBERMAID INC COMMON 65122910 4831 161598 SH OTR 0 0 161598 NEWMONT MINING CORP. COMMON 65163910 1052 44911 SH OTR 1000 0 43911 NEWTEK BUSINESS SERVICES INC COMMON 65252610 30 10671 SH OTR 0 0 10671 NEXTERA ENERGY INC COMMON 65339F10 1153 12062 SH OTR 0 0 12062 NIKE INC. CLASS B COMMON 65410610 226 3060 SH OTR 0 0 3060 NISOURCE INC COMMON 65473P10 1801 50691 SH OTR 0 0 50691 NOBLE ENERGY INC COMMON 65504410 407 5732 SH OTR 0 0 5732 NORFOLK SOUTHERN CORPORATION COMMON 65584410 1231 12671 SH OTR 0 0 12671 NORTH AMERICAN PALLADIUM COMMON 65691210 4 10000 SH OTR 0 0 10000 NORTHERN OIL & GAS INC COMMON 66553110 288 19710 SH OTR 3000 0 16710 NORTHWEST NATURAL GAS CO COMMON 66765510 972 22106 SH OTR 0 0 22106 NOVARTIS A G COMMON 66987V10 3368 39624 SH OTR 0 0 39624 OGE ENERGY CORP COMMON 67083710 5626 153052 SH OTR 0 0 153052 OCCIDENTAL PETROLEUM CORP COMMON 67459910 299 3146 SH OTR 0 0 3146 OMNICARE, INC. COMMON 68190410 4154 69617 SH OTR 600 0 69017 OMEROS CORP COMMON 68214310 21338 1767889 SH OTR 50029 0 1717860 ONE GAS INC COMMON 68235P10 1117 31096 SH OTR 0 0 31096 ONEOK INC NEW COMMON 68268010 7358 124195 SH OTR 0 0 124195 ORACLE CORP COMMON 68389X10 20745 507105 SH OTR 11604 0 495501 OWENS & MINOR INC (HLDG CO.) COMMON 69073210 373 10652 SH OTR 0 0 10652 OWENS CORNING INC COMMON 69074210 213 4950 SH OTR 0 0 4950 OXFORD LANE CAPITAL CORP COMMON 69154310 1637 98083 SH OTR 3776 0 94307 PICO HOLDINGS INC COMMON 69336620 799 30755 SH OTR 0 0 30755 PNC FINANCIAL SERVICES GRP INC COMMON 69347510 347 3989 SH OTR 0 0 3989 PALL CORPORATION COMMON 69642930 644 7200 SH OTR 0 0 7200 PARKER-HANNIFIN CORPORATION COMMON 70109410 1791 14963 SH OTR 0 0 14963 PEABODY ENERGY CORP COMMON 70454910 280 17190 SH OTR 0 0 17190 PEMBINA PIPELINE CORP COMMON 70632710 3471 91172 SH OTR 0 0 91172 PEPSICO INC COMMON 71344810 15997 191588 SH OTR 2100 0 189488 PETSMART INC COMMON 71676810 282 4100 SH OTR 0 0 4100 PFIZER INC COMMON 71708110 27871 867742 SH OTR 0 0 867742 PHILIP MORRIS INTERNATIONAL COMMON 71817210 3186 38920 SH OTR 0 0 38920 PHILLIPS 66 COMMON 71854610 5924 76883 SH OTR 2250 0 74633 PHOTOMEDEX INC COMMON 71935830 390 24684 SH OTR 5184 0 19500 PIMCO DYNAMIC CREDIT INCOME FD COMMON 72202D10 630 27900 SH OTR 0 0 27900 PINNACLE WEST CAPITAL CORP COMMON 72348410 817 14950 SH OTR 0 0 14950 PIONEER NATURAL RESOURCES CO COMMON 72378710 216333 1155998 SH OTR 75 0 1155923 PLATINUM GROUP METALS LTD COMMON 72765Q20 35 35000 SH OTR 0 0 35000 PLUM CREEK TIMBER COMPANY INC COMMON 72925110 806 19195 SH OTR 0 0 19195 POLYPORE INTERNATIONAL INC COMMON 73179V10 1274 37255 SH OTR 0 0 37255 PRAXAIR, INC COMMON 74005P10 377 2882 SH OTR 0 0 2882 PROCTER & GAMBLE CO COMMON 74271810 33285 412967 SH OTR 2250 0 410717 PROSPERITY BANCSHARES INC COMMON 74360610 226 3420 SH OTR 0 0 3420 PUBLIC SERVICE ENTERPRISE GRP COMMON 74457310 417 10941 SH OTR 0 0 10941 QEP RESOURCES INC COMMON 74733V10 330 11210 SH OTR 0 0 11210 QUALCOMM, INC COMMON 74752510 1647 20894 SH OTR 800 0 20094 QUANTA SERVICES INC COMMON 74762E10 867 23500 SH OTR 0 0 23500 QUESTAR CORP COMMON 74835610 2437 102512 SH OTR 0 0 102512 QUINSTREET INC COMMON 74874Q10 225 33925 SH OTR 0 0 33925 RPM INTERNATIONAL INC COMMON 74968510 740 17700 SH OTR 0 0 17700 RANGE RESOURCES CORP COMMON 75281A10 1908 22999 SH OTR 0 0 22999 REAVES UTILITY INCOME FUND COMMON 75615810 508 18300 SH OTR 0 0 18300 RENTRAK CORP COMMON 76017410 6566 108929 SH OTR 2200 0 106729 REPUBLIC SERVICE INC COMMON 76075910 1123 32883 SH OTR 0 0 32883 RITE AID CORP COMMON 76775410 111 17850 SH OTR 15000 0 2850 ROGERS COMMUNICATIONS INC CL B COMMON 77510920 339 8200 SH OTR 0 0 8200 ROPER INDUSTRIES, INC NEW COMMON 77669610 12062 90351 SH OTR 400 0 89951 ROSETTA RESOURCES INC COMMON 77777930 677 14544 SH OTR 0 0 14544 ROYAL DUTCH SHELL PLC COMMON 78025910 259 3325 SH OTR 0 0 3325 ROYAL DUTCH SHELL PLC COMMON 78025920 1770 24239 SH OTR 0 0 24239 SEI INVESTMENTS CO COMMON 78411710 2780 82739 SH OTR 5000 0 77739 SANOFI COMMON 80105N10 2813 53819 SH OTR 300 0 53519 SCANA CORP. (NEW) COMMON 80589M10 659 12842 SH OTR 0 0 12842 SCHLUMBERGER LIMITED COMMON 80685710 3936 40370 SH OTR 1000 0 39370 SEATTLE GENETICS INC COMMON 81257810 1668 36630 SH OTR 0 0 36630 SEMPRA ENERGY COMMON 81685110 227 2350 SH OTR 0 0 2350 SENSIENT TECH CORP COMMON 81725T10 227 4036 SH OTR 0 0 4036 SHIRE PHARMACEUTICALS GROUP COMMON 82481R10 342 2305 SH OTR 0 0 2305 SIGMA-ALDRICH CORPORATION COMMON 82655210 342 3665 SH OTR 0 0 3665 SIGNATURE BANK, NY COMMON 82669G10 211 1682 SH OTR 0 0 1682 SILVERCREST MINES INC COMMON 82836510 670 364374 SH OTR 210368 0 154006 SIMON PROPERTY GROUP INC COMMON 82880610 215 1313 SH OTR 0 0 1313 SMUCKER JM CO NEW COMMON 83269640 3869 39798 SH OTR 0 0 39798 SOUTH JERSEY INDUSTRIES INC. COMMON 83851810 576 10270 SH OTR 0 0 10270 SOUTHERN COMPANY COMMON 84258710 347 7918 SH OTR 0 0 7918 SPECTRA ENERGY CORP COMMON 84756010 3094 83764 SH OTR 0 0 83764 SPROTT PHYSICAL PLATINUM PAL COMMON 85207Q10 96 10000 SH OTR 10000 0 0 STANLEY BLACK & DECKER INC COMMON 85450210 257 3165 SH OTR 0 0 3165 STATE STREET CORPORATION COMMON 85747710 356 5120 SH OTR 800 0 4320 STRATUS PROPERTIES INC NEW COMMON 86316720 22581 1292582 SH OTR 455 0 1292127 STRAYER EDUCATION INC COMMON 86323610 512 11028 SH OTR 0 0 11028 STRYKER CORP COMMON 86366710 1229 15090 SH OTR 0 0 15090 SUNCOR ENERGY INC NEW COMMON 86722410 3574 102240 SH OTR 4400 0 97840 SUPERVALU INC COMMON 86853610 620 90668 SH OTR 10000 0 80668 SUPPORT.COM INC COMMON 86858W10 1044 409791 SH OTR 3700 0 406091 SYMANTEC CORP COMMON 87150310 280 14043 SH OTR 0 0 14043 SYNGENTA AG SPONSORED ADR COMMON 87160A10 543 7175 SH OTR 0 0 7175 SYSCO CORPORATION COMMON 87182910 235 6514 SH OTR 0 0 6514 SYSTEMAX INC COMMON 87185110 1970 132193 SH OTR 3000 0 129193 TECO ENERGY, INC COMMON 87237510 265 15497 SH OTR 0 0 15497 TALISMAN ENERGY INC COMMON 87425E10 126 12725 SH OTR 0 0 12725 TARGET CORP COMMON 87612E10 229 3800 SH OTR 0 0 3800 TASEKO MINES LTD COMMON 87651110 270 137081 SH OTR 45000 0 92081 TELUS CORP COMMON 87971M10 230 6400 SH OTR 0 0 6400 TETRA TECH INC COMMON 88162G10 334 11300 SH OTR 0 0 11300 TEXAS INSTRUMENTS INC. COMMON 88250810 748 15865 SH OTR 0 0 15865 THERAVANCE INC COMMON 88338T10 245 7920 SH OTR 0 0 7920 THOMSON CORPORATION (THE) COMMON 88490310 698 20418 SH OTR 0 0 20418 3M COMPANY COMMON 88579Y10 1822 13432 SH OTR 0 0 13432 TIME WARNER INC NEW COMMON 88731730 347 5320 SH OTR 0 0 5320 TIMMINS GOLD CORP COMMON 88741P10 811 645000 SH OTR 220000 0 425000 TORCHMARK CORP COMMON 89102710 9310 118307 SH OTR 0 0 118307 TORONTO-DOMINION BANK COMMON 89116050 269 5744 SH OTR 0 0 5744 TOTAL S.A. COMMON 89151E10 391 5970 SH OTR 0 0 5970 TRACTOR SUPPLY CO COMMON 89235610 1519 21510 SH OTR 0 0 21510 TRANSCANADA CORP COMMON 89353D10 309 6800 SH OTR 0 0 6800 UGI CORP COMMON 90268110 346 7600 SH OTR 0 0 7600 US BANCORP DEL NEW COMMON 90297330 222 5200 SH OTR 0 0 5200 USEC INC CV CORP BND 90333EAC 265 680000 PRN OTR 0 0 680000 UNILEVER PLC(NEW)ADS(RP4 ORD) COMMON 90476770 5765 134775 SH OTR 0 0 134775 UNILEVER NV NEW COMMON 90478470 9962 242270 SH OTR 0 0 242270 UNION PACIFIC CORPORATION COMMON 90781810 4808 25621 SH OTR 0 0 25621 UNITED PARCEL SVC INC. COMMON 91131210 522 5366 SH OTR 0 0 5366 UNITED TECHNOLOGIES CORP COMMON 91301710 19602 167774 SH OTR 1600 0 166174 UNIVERSAL ELECTRONICS INC COMMON 91348310 261 6800 SH OTR 0 0 6800 UNIVERSAL HEALTH SVCS CL B COMMON 91390310 246 3000 SH OTR 0 0 3000 URANERZ ENERGY CORP COMMON 91688T10 25 14447 SH OTR 0 0 14447 VALERO ENERGY 'NEW' COMMON 91913Y10 497 9366 SH OTR 0 0 9366 VANGUARD FTSE ALL-WORLD EX-U COMMON 92204277 238 4740 SH OTR 0 0 4740 VECTREN CORP COMMON 92240G10 677 17200 SH OTR 0 0 17200 VERIZON COMMUNICATIONS COMMON 92343V10 14959 314469 SH OTR 2523 0 311946 VERISK ANALYTICS COMMON 92345Y10 1102 18388 SH OTR 0 0 18388 VERMILION ENERGY INC COMMON 92372510 2751 44039 SH OTR 1500 0 42539 VIACOM INC COMMON 92553P20 713 8399 SH OTR 0 0 8399 VICAL INCORPORATED COMMON 92560210 14 11600 SH OTR 2600 0 9000 VISA INC COMMON 92826C83 1230 5702 SH OTR 0 0 5702 VMWARE INC COMMON 92856340 1147 10625 SH OTR 0 0 10625 VODAFONE GROUP PLC-SP ADR COMMON 92857W30 18710 508301 SH OTR 6434 0 501867 WADDELL & REED FINANCIAL COMMON 93005910 3631 49323 SH OTR 0 0 49323 WAL-MART STORES, INC COMMON 93114210 2070 27096 SH OTR 0 0 27096 WALGREEN CO COMMON 93142210 559 8475 SH OTR 0 0 8475 WASTE MANAGEMENT NEW COMMON 94106L10 1176 27970 SH OTR 0 0 27970 WATERS CORP COMMON 94184810 214 1975 SH OTR 0 0 1975 WATSCO INC COMMON 94262220 258 2583 SH OTR 0 0 2583 WELLS FARGO & CO NEW COMMON 94974610 2689 54074 SH OTR 2600 0 51474 WEYERHAEUSER CO COMMON 96216610 1532 52215 SH OTR 0 0 52215 WILLIAMS COMPANIES, INC COMMON 96945710 103842 2558961 SH OTR 43109 0 2515852 WORLD ACCEPTANCE CORPORATION COMMON 98141910 7335 97702 SH OTR 6500 0 91202 WPX ENERGY INC COMMON 98212B10 12057 668757 SH OTR 61546 0 607211 XCEL ENERGY INC COMMON 98389B10 362 11944 SH OTR 0 0 11944 XEROX CORP COMMON 98412110 359 31800 SH OTR 0 0 31800 YAHOO INC COMMON 98433210 285 7960 SH OTR 0 0 7960 YAMANA GOLD INC COMMON 98462Y10 1681 191500 SH OTR 7000 0 184500 ZIMMER HOLDINGS COMMON 98956P10 2482 26252 SH OTR 0 0 26252