13F-HR 1 s.txt 4 Q 2001 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended:12/31/2001 Check here if Amendment [ ]; Amendment Number: Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INGALLS & SNYDER Address: 61 BROADWAY 31ST FLOOR NEW YORK, N.Y. 10006 13F File Number: 08-01865 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: ED OBERST Title: MANAGING DIRECTOR Phone: (212) 269-7812 Signature, Place, and Date of Signing ED OBERST New York, New York Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 58,998 Form 13F Information Table Value Total: $1,153,037 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x 1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- -------- -------- ------- --- ---- ------- -------- ---- ------ ---- ACE LIMITED COMMON G0070K10 2979 74205 SH OTHER 800 73405 ANNUITY & LIFE RE HLDGS LTD COMMON G0391010 1288 51325 SH OTHER 1300 50025 EVEREST RE GROUP LTD COMMON G3223R10 6882 97350 SH OTHER 97350 XL CAPITAL LTD COMMON G9825510 3185 34864 SH OTHER 300 34564 SBS BROADCASTING SA COMMON L8137F10 3373 186390 SH OTHER 186390 FLEXTRONICS INTERNATIONAL LTD COMMON Y2573F10 106546 4441288 SH OTHER 738582 3702706 AFLAC INC COMMON 00105510 261 10632 SH OTHER 10632 AGL RESOURCES INC [HOLDING CO] COMMON 00120410 237 10300 SH OTHER 10300 A G SERVICES OF AMERICA INC COMMON 00125010 4620 420046 SH OTHER 420046 AOL TIME WARNER, INC COMMON 00184A10 3236 100811 SH OTHER 465 100346 AT & T CORP COMMON 00195710 1742 96039 SH OTHER 1000 95039 ASV INC COMMON 00196310 3905 334912 SH OTHER 10387 324525 AVX CORP COMMON 00244410 346 14700 SH OTHER 14700 ABBOTT LABORATORIES COMMON 00282410 13167 236182 SH OTHER 47600 188582 ABBEY NATIONAL PLC PFD A COMMON 00292020 771 30000 SH OTHER 30000 ABERDEEN ASIA PAC INCOME FUND COMMON 00300910 54 14200 SH OTHER 14200 ABRAXAS PETE CORP COMMON 00383010 596 451520 SH OTHER 275393 176127 ADELPHIA COMMUNICATIONS CL A COMMON 00684810 572 18375 SH OTHER 1300 17075 ADVANCED MAGNETICS INC COMMON 00753P10 265 72812 SH OTHER 72812 ADVANCED SWITCHING COMM INC COMMON 00757V10 28 25100 SH OTHER 25100 AGILENT TECHNOLOGIES INC. COMMON 00846U10 236 8306 SH OTHER 8306 AIR PRODUCTS & CHEMICALS INC COMMON 00915810 1642 35020 SH OTHER 1000 34020 AIRBORNE INC (HLG CO) COMMON 00926910 1594 107500 SH OTHER 7400 100100 ALDILA, INC COMMON 01438410 11 11000 SH OTHER 11000 ALEXANDER & BALDWIN INC COMMON 01448210 390 14620 SH OTHER 14620 ALLEGHENY ENERGY INC COMMON 01736110 640 17671 SH OTHER 17671 ALLIANT ENERGY CORP COMMON 01880210 245 8072 SH OTHER 8072 ALLIED RESEARCH CORP COMMON 01948310 146 10500 SH OTHER 10500 ALLMERICA FINANCIAL CORP COMMON 01975410 481 10807 SH OTHER 10000 807 ALLSTATE CORP COMMON 02000210 237 7059 SH OTHER 7059 ALLTEL CORPORATION COMMON 02003910 535 8674 SH OTHER 8674 ALPHANET SOLUTIONS INC COMMON 02078710 62 30500 SH OTHER 30500 AMERICAN ELECTRIC POWER INC COMMON 02553710 599 13777 SH OTHER 13777 AMERICAN EXPRESS CO COMMON 02581610 8543 239374 SH OTHER 3150 236224 AMERICAN HOME PRODUCTS CORP COMMON 02660910 11094 180805 SH OTHER 450 180355 AMER INTERNATIONAL GROUP INC COMMON 02687410 41815 526641 SH OTHER 217214 309427 AMERICAN TOWER SYSTEMS CORP COMMON 02991220 101 10700 SH OTHER 10700 AMGEN INC COMMON 03116210 2670 47315 SH OTHER 620 46695 ANADARKO PETROLEUM CORP COMMON 03251110 853 15005 SH OTHER 15005 ANALOG DEVICES INC COMMON 03265410 275 6200 SH OTHER 6200 ANHEUSER-BUSCH COMPANIES, INC COMMON 03522910 980 21683 SH OTHER 200 21483 AON CORP COMMON 03738910 2578 72601 SH OTHER 72601 APOGENT TECHNOLOGIES INC. COMMON 03760A10 664 25775 SH OTHER 1250 24525 APPLIED EXTRUSION TECHNOLOGIES COMMON 03819610 549 77200 SH OTHER 77200 APPLIED MATERIALS INC COMMON 03822210 928 23159 SH OTHER 500 22659 ATCHISON CASTING CORPORATION COMMON 04661310 429 252565 SH OTHER 3250 249315 ATMOS ENERGY CORPORATION COMMON 04956010 206 9700 SH OTHER 9700 AUTOMATIC DATA PROCESSING INC COMMON 05301510 4766 80920 SH OTHER 500 80420 AVALONBAY COMMUNITIES INC NEW COMMON 05348410 963 20366 SH OTHER 20366 AVANTGO INC COMMON 05349M10 126 72400 SH OTHER 72400 AXONYX INC COMMON 05461R10 56 16000 SH OTHER 16000 BP PLC COMMON 05562210 8483 182397 SH OTHER 4033 178364 BNS CO. NEW CL-A COMMON 05596130 446 196910 SH OTHER 3400 193510 BANK OF AMERICA CORP NEW COMMON 06050510 893 14189 SH OTHER 14189 BANK OF NEW YORK CO INC COMMON 06405710 9527 233521 SH OTHER 233521 BANK ONE CORPORATION COMMON 06423A10 1804 46205 SH OTHER 9290 36915 BARPOINT.COM INC COMMON 06829610 10 34900 SH OTHER 34900 BEAZER HOMES USA, INC COMMON 07556Q10 325 4450 SH OTHER 4450 BECTON, DICKINSON & CO COMMON 07588710 305 9218 SH OTHER 9218 BELLSOUTH CORPORATION COMMON 07986010 3519 92262 SH OTHER 92262 BERKSHIRE HATHAWAY INC CL B COMMON 08467020 6177 2459 SH OTHER 53 2406 BLACK BOX CORPORATION COMMON 09182610 289 5470 SH OTHER 200 5270 BLACK HILLS CORP COMMON 09211310 216 6400 SH OTHER 6400 BOEING COMPANY COMMON 09702310 217 5615 SH OTHER 5615 BOSTON PROPERTIES INC COMMON 10112110 1817 47840 SH OTHER 700 47140 BRASS EAGLE INC COMMON 10553F10 443 80550 SH OTHER 80550 BRISTOL-MYERS SQUIBB CO COMMON 11012210 18983 372224 SH OTHER 97030 275194 BROADWING CUM CV PR B COMMON 11162040 1385 40750 SH OTHER 300 40450 BROWN FORMAN CORP CL B COMMON 11563720 250 4000 SH OTHER 4000 BURLINGTON INDUSTRIES INC COMMON 12169310 3 109250 SH OTHER 40100 69150 BURLINGTON NORTHERN SANTA FE COMMON 12189T10 320 11227 SH OTHER 11227 BURLINGTON RESOURCES, INC COMMON 12201410 3164 84307 SH OTHER 2565 81742 BURNHAM PACIFIC PPTYS INC COMMON 12232C10 603 146500 SH OTHER 500 146000 CIGNA CORPORATION COMMON 12550910 207 2236 SH OTHER 2236 CNA FINANCIAL CORP COMMON 12611710 2254 77300 SH OTHER 77300 CSX CORPORATION COMMON 12640810 674 19246 SH OTHER 1200 18046 CALGON CARBON CORP COMMON 12960310 840 100630 SH OTHER 1200 99430 CALICO COMMERCE INC COMMON 12989710 15 90000 SH OTHER 90000 CAMDEN PROPERTY TRUST-SBI COMMON 13313110 677 18464 SH OTHER 18464 CANADIAN 88 ENERGY CORP COMMON 13566G50 9359 7999800 SH OTHER 861350 7138450 CANADIAN NATURAL RES LTD COMMON 13638510 1347 55230 SH OTHER 1350 53880 CARRAMERICA REALTY CORP COMMON 14441810 1408 46780 SH OTHER 46780 CASCADE NATURAL GAS CORP COMMON 14733910 411 18657 SH OTHER 18657 CATALINA MARKETING CORP COMMON 14886710 5871 169196 SH OTHER 14100 155096 CATELLUS DEVELOPMENT CORP COMMON 14911110 275 14950 SH OTHER 14950 CATERPILLAR INC COMMON 14912310 526 10086 SH OTHER 10086 CENTEX CORPORATION COMMON 15231210 285 5000 SH OTHER 5000 CHARTER COMMUNICATIONS CL A COMMON 16117M10 287 17500 SH OTHER 2300 15200 CHESAPEAKE UTILITIES CORP COMMON 16530310 685 34632 SH OTHER 34632 CHUBB CORPORATION COMMON 17123210 947 13732 SH OTHER 10 13722 CITIGROUP INC NEW COMMON 17296710 10090 199893 SH OTHER 649 199244 CLEAR CHANNEL COMMUNICATIONS COMMON 18450210 212 4174 SH OTHER 4174 COCA-COLA COMPANY COMMON 19121610 6044 128200 SH OTHER 20000 108200 COLGATE PALMOLIVE COMPANY COMMON 19416210 2609 45188 SH OTHER 45188 COMCAST CORP CLASS A SPECIAL COMMON 20030020 725 20150 SH OTHER 20150 COMERICA, INC COMMON 20034010 330 5764 SH OTHER 5764 COMPAQ COMPUTER CORP COMMON 20449310 1035 106100 SH OTHER 4510 101590 COMPUTER SCIENCES CORP COMMON 20536310 645 13175 SH OTHER 100 13075 COMSTOCK RESOURCES INC COMMON 20576820 220 31500 SH OTHER 200 31300 CONSECO INC COMMON 20846410 334 75072 SH OTHER 7100 67972 CONSOLIDATED EDISON INC NEW COMMON 20911510 1899 47072 SH OTHER 47072 CONVERA CORP COMMON 21191910 222 66400 SH OTHER 18800 47600 CONVERGYS CORP COMMON 21248510 224 6000 SH OTHER 6000 COPART INC COMMON 21720410 1784 49065 SH OTHER 2000 47065 CORNERSTONE REALTY INC TRUST COMMON 21922V10 182 16104 SH OTHER 16104 CORNING INCORPORATED COMMON 21935010 1204 134993 SH OTHER 850 134143 COX COMMUNICATIONS CL A NEW COMMON 22404410 423 10100 SH OTHER 10100 CREDIT ACCEPTANCE CORPORATION COMMON 22531010 5719 642631 SH OTHER 28100 614531 CRESCENT REAL ESTATE COMMON 22575610 2678 147925 SH OTHER 1000 146925 CYTEC INDUSTRIES INC COMMON 23282010 333 12350 SH OTHER 1700 10650 D.R. HORTON INC COMMON 23331A10 1671 51500 SH OTHER 51500 DTE ENERGY CO COMMON 23333110 544 12991 SH OTHER 12991 DANA CORP COMMON 23581110 623 44940 SH OTHER 44940 DAYTON MINING CORP NEW COMMON 23990220 3 11900 SH OTHER 11900 DELL COMPUTER CORP COMMON 24702510 1441 53041 SH OTHER 700 52341 DELPHI AUTOMOTIVE SYS CORP COMMON 24712610 2346 171792 SH OTHER 5500 166292 DEVON ENERGY CORP NEW COMMON 25179M10 1719 44482 SH OTHER 400 44082 AMEX DIAMONDS COMMON 25278710 1060 10622 SH OTHER 10622 DISNEY WALT (HOLDING CO) COMMON 25468710 5282 254961 SH OTHER 42767 212194 DOMINION RESOURCES INC NEW COMMON 25746U10 910 15146 SH OTHER 700 14446 DOVER CORPORATION COMMON 26000310 396 10690 SH OTHER 10690 DOW CHEMICAL COMPANY COMMON 26054310 2667 78954 SH OTHER 100 78854 DRYCLEAN USA INC COMMON 26243210 7 14000 SH OTHER 12000 2000 DUPONT E I DE NEMOURS & CO COMMON 26353410 1313 30900 SH OTHER 30900 DUCOMMUN INC COMMON 26414710 999 90000 SH OTHER 5500 84500 DUKE ENERGY CORP COMMON 26439910 722 18393 SH OTHER 18393 DURBAN ROODEPOORT DEEP LTD COMMON 26659730 69 50000 SH OTHER 25000 25000 EMC CORP COMMON 26864810 3688 274448 SH OTHER 13980 260468 EASTMAN KODAK COMPANY COMMON 27746110 314 10674 SH OTHER 10674 EL PASO CORP COMMON 28336L10 1010 22658 SH OTHER 1000 21658 ELAN CORPORATION PLC ADR COMMON 28413120 2248 49907 SH OTHER 49907 EMERSON ELECTRIC CO COMMON 29101110 3038 53219 SH OTHER 53219 ENERGEN CORP COMMON 29265N10 324 13160 SH OTHER 13160 EQUITY INNS INC COMMON 29470310 99 15000 SH OTHER 15000 EQUITY OIL CO COMMON 29474910 31 17500 SH OTHER 5500 12000 EQUITY RESIDENTIAL PPTYS TR COMMON 29476L10 236 8240 SH OTHER 8240 L.M. ERICSSON TELEPHONE CO ADR COMMON 29482140 1169 224120 SH OTHER 21000 203120 EXXON MOBIL CORP. COMMON 30231G10 39091 994696 SH OTHER 6952 987744 FAIRMONT HTLS & RESORTS INC COMMON 30520410 4721 197535 SH OTHER 6800 190735 FANNIE MAE COMMON 31358610 3580 45036 SH OTHER 1000 44036 FEDERAL REALTY INVT TRUST COMMON 31374720 455 19800 SH OTHER 19800 FIDELITY NATIONAL FINANCIAL COMMON 31632610 952 38418 SH OTHER 38418 FIFTH THIRD BANCORP COMMON 31677310 304 4973 SH OTHER 130 4843 FINLAY ENTERPRISES INC COMMON 31788420 781 94000 SH OTHER 94000 FIRST DATA CORP COMMON 31996310 4677 59626 SH OTHER 59626 FIRST FINANCIAL FUND INC COMMON 32022810 215 17250 SH OTHER 2550 14700 FLAMEL TECHNOLOGIES SA COMMON 33848810 27 10000 SH OTHER 10000 FLEETBOSTON FINANCIAL CORP COMMON 33903010 802 21985 SH OTHER 21985 FORD MOTOR CO NEW COMMON 34537086 1177 74891 SH OTHER 600 74291 FOREST CITY ENTERPRISES CL A COMMON 34555010 8629 222982 SH OTHER 222982 FOREST CITY ENTERPRISES INC COMMON 34555030 264 6750 SH OTHER 6750 FOREST LABORATORIES INC COMMON 34583810 778 9500 SH OTHER 9500 FORTUNE BRANDS INC COMMON 34963110 447 11300 SH OTHER 11300 FRANKLIN RESOURCES INC COMMON 35461310 1079 30619 SH OTHER 1980 28639 FRONTIER OIL CORP COMMON 35914P10 50528 3036584 SH OTHER 235216 2801368 GANNETT CO INC COMMON 36473010 845 12569 SH OTHER 12569 GENERAL AMERICAN INVESTORS CO COMMON 36880210 211 6326 SH OTHER 6326 GENERAL ELECTRIC COMPANY COMMON 36960410 35979 897704 SH OTHER 1190 896514 GENERAL MOTORS CORPORATION COMMON 37044210 1797 36976 SH OTHER 1302 35674 GENISIS MICROCHIP INC COMMON 37193310 231 3500 SH OTHER 3500 GENZYME CORPORATION COMMON 37291710 476 7952 SH OTHER 7952 GETTY REALTY CORP NEW COMMON 37429710 9792 519520 SH OTHER 35950 483570 GILLETTE CO COMMON 37576610 548 16410 SH OTHER 800 15610 GLAXOSMITHKLINE PLC ADS COMMON 37733W10 279 5618 SH OTHER 5618 GREATER COMMUNITY BANCORP COMMON 39167M10 242 20648 SH OTHER 20648 GUITAR CENTER INC. COMMON 40204010 817 59945 SH OTHER 59945 HRPT PROPERTIES TRUST SBI COMMON 40426W10 122 14200 SH OTHER 14200 HALLIBURTON COMPANY COMMON 40621610 1548 118222 SH OTHER 4200 114022 HANCOCK, JOHN INCOME SECS TR COMMON 41012310 250 17100 SH OTHER 17100 HEIDRICK & STRUGGLES INTL COMMON 42281910 867 47782 SH OTHER 47782 HELIX TECHNOLOGY CORPORATION COMMON 42331910 418 18550 SH OTHER 18550 HEWLETT-PACKARD COMPANY COMMON 42823610 2504 121925 SH OTHER 200 121725 HEXCEL CORP COMMON 42829110 5755 1868800 SH OTHER 315100 1553700 HIGH SPEED ACCESS CORP COMMON 42979U10 29 53400 SH OTHER 53400 HOLLY CORP COMMON 43575830 2348 122000 SH OTHER 122000 HOME DEPOT, INC COMMON 43707610 14571 285666 SH OTHER 600 285066 HOMESEEKERS.COM INC COMMON 43760510 16 282021 SH OTHER 282021 HONEYWELL INTERNATIONAL NEW COMMON 43851610 357 10580 SH OTHER 10580 HOWELL CORPORATION COMMON 44305110 3923 377305 SH OTHER 151700 225605 HOWELL CORPORATION $3.50 CVPRA COMMON 44305120 2167 52230 SH OTHER 41500 10730 HUDSON HOTELS CORP COMMON 44379420 2 10000 SH OTHER 5000 5000 IDEC PHARMACEUTICALS CORP COMMON 44937010 290 4218 SH OTHER 4218 INT MEDIA GROUP INC COMMON 44979N10 319 168330 SH OTHER 14230 154100 IMS HEALTH INCORP COMMON 44993410 751 38521 SH OTHER 15000 23521 IDACORP INC COMMON 45110710 256 6320 SH OTHER 6320 ILLINOIS TOOL WORKS INC COMMON 45230810 7284 107564 SH OTHER 56125 51439 IMMUNOGEN INC COMMON 45253H10 459 27695 SH OTHER 1000 26695 IMPERIAL CREDIT INDUSTRIES INC COMMON 45272910 10 22014 SH OTHER 19122 2892 INTEL CORPORATION COMMON 45814010 6346 201781 SH OTHER 1100 200681 INTL BUSINESS MACHINES CORP COMMON 45920010 17093 141318 SH OTHER 95 141223 INTERNATIONAL PAPER CO. COMMON 46014610 4430 109795 SH OTHER 109795 INTERPUBLIC GROUP OF COMPANIES COMMON 46069010 217 7346 SH OTHER 7346 IRON MOUNTAIN INC COMMON 46284610 6554 149646 SH OTHER 7525 142121 JDS UNIPHASE CORP COMMON 46612J10 94 10912 SH OTHER 10912 JLG INDUSTRIES, INC COMMON 46621010 19221 1804843 SH OTHER 88155 1716688 JNI CORP COMMON 46622G10 127 15300 SH OTHER 15300 J P MORGAN CHASE & CO COMMON 46625H10 11993 329943 SH OTHER 3900 326043 JABIL CIRCUIT INC COMMON 46631310 585 25780 SH OTHER 25780 JOHNSON & JOHNSON COMMON 47816010 20925 354072 SH OTHER 61340 292732 KB HOME COMMON 48666K10 4218 105200 SH OTHER 105200 KEANE, INC COMMON 48666510 646 35830 SH OTHER 3000 32830 KELLOGG COMPANY COMMON 48783610 1035 34400 SH OTHER 34400 KEYSPAN CORP COMMON 49337W10 4830 139414 SH OTHER 1300 138114 KIMBERLY-CLARK CORPORATION COMMON 49436810 1213 20296 SH OTHER 20296 KONINKLIJKE ELECTRON N.V. NEW COMMON 50047230 2072 71201 SH OTHER 71201 LSI LOGIC CORPORATION COMMON 50216110 909 57643 SH OTHER 4950 52693 LA SALLE HOTEL PROP COMMON 51794210 117 10000 SH OTHER 10000 LECTEC CORP COMMON 52325110 45 35000 SH OTHER 35000 LENNAR CORP COMMON 52605710 234 5000 SH OTHER 5000 LILLY, ELI & CO COMMON 53245710 1719 21897 SH OTHER 21897 LINCOLN NATIONAL CORP. COMMON 53418710 600 12370 SH OTHER 12370 LONGVIEW FIBRE CO COMMON 54321310 3281 277850 SH OTHER 277850 LOOKSMART LIMITED COMMON 54344210 44 32000 SH OTHER 32000 LOWES COMPANIES, INC COMMON 54866110 7927 170804 SH OTHER 170804 LUCENT TECHNOLOGIES INC COMMON 54946310 481 76401 SH OTHER 76401 LUMINEX CORP COMMON 55027E10 245 14500 SH OTHER 14500 LYONDELL PETROCHEMICAL CO COMMON 55207810 386 27000 SH OTHER 27000 MBIA, INC COMMON 55262C10 1816 33875 SH OTHER 33875 MBNA CORP COMMON 55262L10 3410 96903 SH OTHER 800 96103 MAGNUM SPORTS & ENTERTAINMENT COMMON 55972X10 2 20000 SH OTHER 20000 MARITRANS, INC COMMON 57036310 16598 1388967 SH OTHER 34024 1354943 MARSH & MCLENNAN COMPANIES INC COMMON 57174810 1066 9926 SH OTHER 9926 MARRIOTT INTL INC CLASS A NEW COMMON 57190320 2119 52133 SH OTHER 700 51433 MAXIM INTEGRATED PRODUCTS INC COMMON 57772K10 556 10600 SH OTHER 10600 MAXTOR CORP COMMON 57772920 546 86256 SH OTHER 10900 75356 MAY DEPARTMENT STORES CO COMMON 57777810 417 11300 SH OTHER 11300 MCDONALD'S CORPORATION COMMON 58013510 393 14866 SH OTHER 14866 MCGRAW-HILL COMPANIES, INC COMMON 58064510 2123 34820 SH OTHER 34820 MEDTRONIC, INC COMMON 58505510 2741 53536 SH OTHER 600 52936 MELLON FINANCIAL CORP COMMON 58551A10 221 5900 SH OTHER 5900 MEMBERWORKS INC COMMON 58600210 1086 77564 SH OTHER 6500 71064 MERCANTILE BANKSHARES CORP COMMON 58740510 430 10000 SH OTHER 10000 MERCK & CO, INC COMMON 58933110 25225 429004 SH OTHER 27825 401179 MERRILL LYNCH & CO, INC COMMON 59018810 2001 38399 SH OTHER 80 38319 MESABI TRUST CTFS OF BEN INT COMMON 59067210 315 103300 SH OTHER 3000 100300 MICROSOFT CORP COMMON 59491810 4239 63991 SH OTHER 130 63861 MID-AMERICA APARTMENT CMNTS. COMMON 59522J10 754 28700 SH OTHER 28700 MILLENNIUM PHARMACEUTICALS COMMON 59990210 1093 44620 SH OTHER 44620 MILLER, HERMAN INC COMMON 60054410 1383 58474 SH OTHER 58474 MINNESOTA MINING & MFG CO COMMON 60405910 1420 12015 SH OTHER 12015 MISSION WEST PROPERTIES INC. COMMON 60520310 12295 966616 SH OTHER 45755 920861 MONTANA POWER CO COMMON 61208510 83 14450 SH OTHER 3000 11450 MOODYS CORP COMMON 61536910 349 8771 SH OTHER 8771 MORGAN STANLEY HIGH YIELD COMMON 61744M10 392 48800 SH OTHER 48800 MORGAN STANLEY DEAN WITTER COMMON 61744644 3311 59202 SH OTHER 400 58802 MOTOROLA, INC COMMON 62007610 7003 466309 SH OTHER 47200 419109 PUTS MOTOROLA JAN 15 PUT 620077MC 6 10000 SH PUT OTHER 10000 MUELLER INDUSTRIES INC COMMON 62475610 702 21125 SH OTHER 2700 18425 NASDAQ 100 TRUST COMMON 63110010 291 7479 SH OTHER 7479 PUTS NASDAQ 100 TRUST JAN 41 PUT 631101MO 26 10000 SH PUT OTHER 10000 NATIONAL EQUIPTMENT SVCS INC COMMON 63584710 102 51250 SH OTHER 25000 26250 NATIONAL VISION INC COMMON 63845P10 86 75500 SH OTHER 39500 36000 NEOTHERAPEUTICS INC COMMON 64065610 6905 1886651 SH OTHER 246322 1640329 NET PERCEPTIONS INC COMMON 64107U10 43 25300 SH OTHER 25300 NEW PLAN EXCEL REALTY TR INC COMMON 64805310 1751 91950 SH OTHER 91950 NEW YORK TIMES CO. CLASS A COMMON 65011110 842 19484 SH OTHER 19484 NEWPARK RESOURCES INC COMMON 65171850 292 37000 SH OTHER 37000 NEXTEL COMMUNICATIONS INC COMMON 65332V10 178 16294 SH OTHER 250 16044 NISOURCE INC COMMON 65473P10 662 28747 SH OTHER 1000 27747 NITCHES INC. COMMON 65476M10 72 12700 SH OTHER 12700 NOKIA CORP ADS COMMON 65490220 2053 83728 SH OTHER 100 83628 NORFOLK SOUTHERN CORPORATION COMMON 65584410 605 33035 SH OTHER 33035 NORTEL NETWORKS (HLDG CO) NEW COMMON 65656810 469 62960 SH OTHER 2000 60960 NORTH FORK BANCORPORATION INC COMMON 65942410 283 8852 SH OTHER 8852 NORTHWEST NATURAL GAS CO COMMON 66765510 6207 243415 SH OTHER 1800 241615 NVIDIA CORP COMMON 67066G10 541 8100 SH OTHER 300 7800 OCTEL CORP COMMON 67572710 734 40800 SH OTHER 6000 34800 OFFICEMAX INC COMMON 67622M10 128 28650 SH OTHER 10500 18150 ON SEMICONDUCTOR CORP COMMON 68218910 20 10000 SH OTHER 10000 ORACLE CORP COMMON 68389X10 529 38315 SH OTHER 3250 35065 ORTHODONTIC CENTER OF AMERICA COMMON 68750P10 2625 86070 SH OTHER 5000 81070 OXFORD HEALTH PLANS, INC COMMON 69147110 207 6900 SH OTHER 6900 PNC BANK CORP COMMON 69347510 269 4804 SH OTHER 4804 PACIFIC AMERICAN INCOME SHARES COMMON 69379610 462 31750 SH OTHER 31750 PARAMETRIC TECHNOLOGY CORP COMMON 69917310 164 21030 SH OTHER 2050 18980 PARKER-HANNIFIN CORPORATION COMMON 70109410 480 10474 SH OTHER 10474 PAXAR CORPORATION COMMON 70422710 1769 124625 SH OTHER 5875 118750 PEGASUS SYSTEMS INC. COMMON 70590610 975 68700 SH OTHER 68700 PENN OCTANE CORP COMMON 70757310 351 95000 SH OTHER 3000 92000 PENNFED FINANCIAL SERVICES INC COMMON 70816710 3103 125035 SH OTHER 6600 118435 PEPSICO INC COMMON 71344810 3268 67120 SH OTHER 67120 PETROLEUM GEO SVCS ASA ADR COMMON 71659710 122 15350 SH OTHER 15350 PETROQUEST ENERGY INC COMMON 71674810 57 10900 SH OTHER 1000 9900 PETSMART INC COMMON 71676810 1733 176200 SH OTHER 176200 PFIZER INC COMMON 71708110 12120 304159 SH OTHER 700 303459 PHARMACIA CORP COMMON 71713U10 900 21121 SH OTHER 800 20321 PHILADELPHIA SUBURBAN CORP COMMON 71800960 317 14091 SH OTHER 14091 PHILIP MORRIS COMPANIES, INC COMMON 71815410 4271 93169 SH OTHER 1000 92169 PHILLIPS PETROLEUM COMPANY COMMON 71850710 910 15105 SH OTHER 15105 PIONEER INTEREST SHARES, INC COMMON 72370310 152 13400 SH OTHER 13400 POLYONE CORP COMMON 73179P10 100 10280 SH OTHER 9600 680 POPULAR INC COMMON 73317410 232 8000 SH OTHER 8000 POST PROPERTIES, INC COMMON 73746410 222 6276 SH OTHER 6276 PRICE COMMUNICATIONS CORP COMMON 74143730 288 15100 SH OTHER 300 14800 PRICE T ROWE GROUP INC COMMON 74144T10 1857 53485 SH OTHER 600 52885 PROGRESS ENERGY INC COMMON 74326310 553 12295 SH OTHER 1000 11295 PUTNAM PREMIER INCOME TRUST COMMON 74685310 258 43000 SH OTHER 43000 PUTNAM MASTER INTERMEDIATE COMMON 74690910 151 25204 SH OTHER 25204 QUALCOMM, INC COMMON 74752510 524 10393 SH OTHER 30 10363 QWEST COMM INTL INC COMMON 74912110 583 41276 SH OTHER 2200 39076 RAMTRON INTERNATIONAL CORP. COMMON 75190730 112 25000 SH OTHER 25000 RARE MEDIUM CORP COMMON 75382N10 87 118000 SH OTHER 118000 RAYTEL MEDICAL CORP COMMON 75510720 139 18500 SH OTHER 18500 RESEARCH IN MOTION LIMITED COMMON 76097510 559 23575 SH OTHER 1200 22375 ROPER INDUSTRIES, INC NEW COMMON 77669610 67042 1354395 SH OTHER 270010 1084385 ROYAL DUTCH PETROLEUM CO COMMON 78025780 3329 67916 SH OTHER 67916 ROYCE VALUE TRUST, INC COMMON 78091010 241 15367 SH OTHER 15367 STANDARD & POOR DEP RCPT UNITS COMMON 78462F10 962 8423 SH OTHER 8423 CHARLES SCHWAB CORP COMMON 80851310 1570 101497 SH OTHER 1600 99897 SEMPRA ENERGY COMMON 81685110 219 8926 SH OTHER 8926 SIEBEL SYSTEMS INC COMMON 82617010 1188 42487 SH OTHER 600 41887 SOLECTRON CORPORATION COMMON 83418210 60034 5322203 SH OTHER 879660 4442543 SOLUTIA INC COMMON 83437610 1303 93000 SH OTHER 93000 SOUTHERN COMPANY COMMON 84258710 332 13098 SH OTHER 13098 SOUTHWEST AIRLINES CO COMMON 84474110 256 13892 SH OTHER 13892 SOVEREIGN BANCORP COMMON 84590510 6660 544160 SH OTHER 17900 526260 SPRINT CORP COMMON 85206110 2001 99700 SH OTHER 4000 95700 STAMPS.COM INC COMMON 85285710 153 42900 SH OTHER 42900 STATE STREET CORPORATION COMMON 85747710 2996 57357 SH OTHER 500 56857 STONE ENERGY CORP COMMON 86164210 718 18200 SH OTHER 18200 STRATUS PROPERTIES INC NEW COMMON 86316720 11594 1364050 SH OTHER 187900 1176150 SUN COMMUNITIES, INC COMMON 86667410 264 7100 SH OTHER 7100 CALLS SUN MICROSYS JAN 37 1/2 CALL 866810AU 12100 SH CALL OTHER 12100 SUN MICROSYSTEMS INC COMMON 86681010 13005 1057398 SH OTHER 54600 1002798 SUNGARD DATA SYSTEMS INC COMMON 86736310 3229 111634 SH OTHER 100 111534 PUTS SYBASE JAN 15 PUT 871131MC 4 10000 SH PUT OTHER 10000 SYMBOL TECHNOLOGIES INC COMMON 87150810 1835 115605 SH OTHER 1475 114130 SYSCO CORPORATION COMMON 87182910 868 33125 SH OTHER 33125 TECO ENERGY, INC COMMON 87237510 558 21300 SH OTHER 21300 T=NETIX INC COMMON 87259710 427 128250 SH OTHER 128250 TXU CORP COMMON 87316810 620 13161 SH OTHER 13161 TECHNE CORP COMMON 87837710 1296 35170 SH OTHER 800 34370 TELEFONICA DE ESPANA, SA ADR COMMON 87938220 244 6099 SH OTHER 6099 TENNECO AUTOMOTIVE INC COMMON 88034910 3690 1809250 SH OTHER 112100 1697150 TEXAS INSTRUMENTS INC. COMMON 88250810 1993 71202 SH OTHER 5000 66202 THORATEC LABS CORP 'NEW' COMMON 88517530 845 49737 SH OTHER 49737 TIDEWATER INC COMMON 88642310 6152 181500 SH OTHER 5000 176500 TORCHMARK CORP COMMON 89102710 5422 137868 SH OTHER 137868 TRANSATLANTIC HOLDINGS, INC COMMON 89352110 297 3270 SH OTHER 3270 TRAVELOCITY.COM INC COMMON 89395310 2212 77050 SH OTHER 500 76550 TRIMBLE NAVIGATION LTD COMMON 89623910 7402 456670 SH OTHER 22000 434670 TRUSTCO BANK CORP NY COMMON 89834910 709 56423 SH OTHER 16565 39858 TYCO INTERNATIONAL NEW COMMON 90212410 3276 55621 SH OTHER 600 55021 USX-MARATHON GROUP COMMON 90290582 242 8086 SH OTHER 8086 US BANCORP DEL NEW COMMON 90297330 474 22663 SH OTHER 22663 UNION PACIFIC CORPORATION COMMON 90781810 444 7804 SH OTHER 7804 UNISYS CORPORATION COMMON 90921410 267 21300 SH OTHER 200 21100 UNITED RENTALS INC COMMON 91136310 1395 61460 SH OTHER 2400 59060 UNITED TECHNOLOGIES CORP COMMON 91301710 739 11447 SH OTHER 11447 UNUMPROVIDENT CORPORATION COMMON 91529Y10 811 30617 SH OTHER 30617 V-ONE CORP. COMMON 91827810 17 12000 SH OTHER 12000 VANGUARD AIRLINES INC NEW COMMON 92201B20 45 91356 SH OTHER 91356 VERIZON COMMUNICATIONS COMMON 92343V10 5040 106199 SH OTHER 106199 VINTAGE PETROLEUM INC COMMON 92746010 224 15550 SH OTHER 200 15350 VISTEON CORP COMMON 92839U10 1947 129520 SH OTHER 6956 122564 VODAFONE GROUP PLC COMMON 92857W10 3985 155200 SH OTHER 25370 129830 VORNADO REALTY TRUST COMMON 92904210 270 6500 SH OTHER 6500 WADDELL & REED FINANCIAL COMMON 93005910 1617 50242 SH OTHER 50242 WAL-MART STORES, INC COMMON 93114210 9590 166645 SH OTHER 32600 134045 WALGREEN CO COMMON 93142210 7638 226932 SH OTHER 500 226432 WASHINGTON MUTUAL INC COMMON 93932210 4866 148818 SH OTHER 148818 WASTE MANAGEMENT NEW COMMON 94106L10 1084 33995 SH OTHER 33995 WATERS CORP COMMON 94184810 209 5400 SH OTHER 5400 WEGENER CORP COMMON 94858510 10 10000 SH OTHER 2000 8000 WEINGARTEN REALTY INVS SBI COMMON 94874110 2001 41700 SH OTHER 41700 WELLS FARGO & CO NEW COMMON 94974610 857 19729 SH OTHER 19729 WESTERN GAS RESOURCES IPO COMMON 95825910 2016 62400 SH OTHER 2900 59500 WEYERHAEUSER CO COMMON 96216610 270 5000 SH OTHER 5000 WHOLE FOODS MARKET INC COMMON 96683710 4047 92915 SH OTHER 5000 87915 WILLIAMS COMM GROUP INC. COMMON 96945510 338 143891 SH OTHER 2000 141891 WILLIAMS COMPANIES, INC COMMON 96945710 563 22093 SH OTHER 1000 21093 WILMINGTON TRUST CORP COMMON 97180710 444 7026 SH OTHER 115 6911 WIND RIVER SYSTEMS INC COMMON 97314910 192 10750 SH OTHER 10750 WORLD ACCEPTANCE CORPORATION COMMON 98141910 360 49405 SH OTHER 4000 45405 WORLDCOM INC. COMMON 98157D10 1130 80303 SH OTHER 1000 79303 XCEL ENERGY INC COMMON 98389B10 853 30760 SH OTHER 30760 XEROX CORP COMMON 98412110 288 27650 SH OTHER 27650 ZIONS BANCORP COMMON 98970110 872 16600 SH OTHER 16600