0000769993-20-000237.txt : 20200518 0000769993-20-000237.hdr.sgml : 20200518 20200518210710 ACCESSION NUMBER: 0000769993-20-000237 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200507 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23071 FILM NUMBER: 20891450 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23071 FILM NUMBER: 20891451 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Childrens Place, Inc. CENTRAL INDEX KEY: 0001041859 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 311241495 FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 500 PLAZA DRIVE CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 2015582400 MAIL ADDRESS: STREET 1: 500 PLAZA DRIVE CITY: SECAUCUS STATE: NJ ZIP: 07094 FORMER COMPANY: FORMER CONFORMED NAME: CHILDRENS PLACE RETAIL STORES INC DATE OF NAME CHANGE: 19970702 3 1 ownershipdoc05112020033436.xml X0206 3 2020-05-07-04:00 0 0001041859 Childrens Place, Inc. PLCE 0000886982 GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282 false false true false 0000769993 GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false false true false Common Shares 1620365 I See footnote Equity Swap Common Shares 85 I See footnote Equity Swap Common Shares 621 I See footnote Equity Swap Common Shares 16154 I See footnote Equity Swap Common Shares 706 I See footnote Equity Swap Common Shares 14592 I See footnote Equity Swap Common Shares 91 I See footnote Equity Swap Common Shares 5702 I See footnote Equity Swap Common Shares 5858 I See footnote Equity Swap Common Shares 12162 I See foonote Equity Swap Common Shares 27000 I See footnote Equity Swap Common Shares 40000 I See footnote Equity Swap Common Shares 5857 I See footnote Equity Swap Common Shares 11000 I See footnote Equity Swap Common Shares 35000 I See footnote Equity Swap Common Shares 273.47 I See footnote Equity Swap Common Shares 282.29 I See footnote Equity Swap Common Shares 414.61 I See footnote Equity Swap Common Shares 405.79 I See footnote Equity Swap Common Shares 5381.1 I See footnote Equity Swap Common Shares 838.04 I See footnote Equity Swap Common Shares 643.97 I See footnote Equity Swap Common Shares 267.74 I See footnote Equity Swap Common Shares 254.92 I See footnote Equity Swap Common Shares 227.13 I See footnote Equity Swap Common Shares 1755.39 I See footnote Equity Swap Common Shares 80.35 I See footnote Equity Swap Common Shares 908.54 I See footnote Options 20 2020-06-19-04:00 2020-06-19-04:00 Common Shares 50000 I See footnote This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. On May 8, 2020, the Reporting Persons experienced a decrease in their beneficial ownership that reduced their beneficial ownership to below 10% due to a reduction in excess securities borrows. The Common Shares of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Goldman Sachs may exercise all or a portion of the Options for Common Shares of the Issuer on a 1 - for - 1 basis. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 05/01/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $49.98 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $49.98 per share, in each case, based on a notional amount of 908.54 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 05/01/2023, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $49.98 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $49.98 per share, in each case, based on a notional amount of 80.35 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/01/2021, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $49.98 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $49.98 per share, in each case, based on a notional amount of 1,755.39 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 05/06/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $47.25 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $47.25 per share, in each case, based on a notional amount of 227.13 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 09/19/2022, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $97.58 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $97.58 per share, in each case, based on a notional amount of 254.92 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 09/19/2022, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $94.15 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $94.15 per share, in each case, based on a notional amount of 267.74 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/12/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $58.92 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $58.92 per share, in each case, based on a notional amount of 643.97 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/12/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $58.92 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $58.92 per share, in each case, based on a notional amount of 838.04 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/12/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $58.92 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $58.92 per share, in each case, based on a notional amount of 5,381.10 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/26/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $54.48 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $54.48 per share, in each case, based on a notional amount of 405.79 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/26/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $54.48 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $54.48 per share, in each case, based on a notional amount of 414.61 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/27/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $51.61 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $51.61 per share, in each case, based on a notional amount of 282.29 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/27/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $51.61 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $51.61 per share, in each case, based on a notional amount of 273.47 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 07/02/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $9.09 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $9.09 per share, in each case, based on a notional amount of 35,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 07/29/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $146.48 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $146.48 per share, in each case, based on a notional amount of 11,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/01/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $63.56 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $63.56 per share, in each case, based on a notional amount of 5,857 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 08/05/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $71.23 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $71.23 per share, in each case, based on a notional amount of 40,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/04/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $10.03 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $10.03 per share, in each case, based on a notional amount of 27,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 08/06/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $47.22 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $47.22 per share, in each case, based on a notional amount of 12,162 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/09/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $53.01 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $53.01 per share, in each case, based on a notional amount of 5,858 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 12/20/2021, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $107.40 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $107.40 per share, in each case, based on a notional amount of 5,702 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 12/08/2025, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $97.14 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $97.14 per share, in each case, based on a notional amount of 91 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 2/23/2023, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $13.92 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $13.92 per share, in each case, based on a notional amount of 14,592 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/20/2030, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $19.81 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $19.81 per share, in each case, based on a notional amount of 706 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/07/2029, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $20.07 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $20.07 per share, in each case, based on a notional amount of 16,154 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 2/23/2023, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $27.66 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $27.66 per share, in each case, based on a notional amount of 621 Common Shares and any additional costs and charges including any payments with respect to financial dividends. Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 2/23/2023, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $27.67 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $27.67 per share, in each case, based on a notional amount of 85 Common Shares and any additional costs and charges including any payments with respect to financial dividends. /s/ Nathan R. Burby, Attorney-in-fact 2020-05-18-04:00 /s/ Nathan R. Burby, Attorney-in-fact 2020-05-18-04:00