0000769993-20-000237.txt : 20200518
0000769993-20-000237.hdr.sgml : 20200518
20200518210710
ACCESSION NUMBER: 0000769993-20-000237
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200507
FILED AS OF DATE: 20200518
DATE AS OF CHANGE: 20200518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23071
FILM NUMBER: 20891450
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC
CENTRAL INDEX KEY: 0000769993
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23071
FILM NUMBER: 20891451
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: GOLDMAN SACHS & CO
DATE OF NAME CHANGE: 19931102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Childrens Place, Inc.
CENTRAL INDEX KEY: 0001041859
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651]
IRS NUMBER: 311241495
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 500 PLAZA DRIVE
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
BUSINESS PHONE: 2015582400
MAIL ADDRESS:
STREET 1: 500 PLAZA DRIVE
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
FORMER COMPANY:
FORMER CONFORMED NAME: CHILDRENS PLACE RETAIL STORES INC
DATE OF NAME CHANGE: 19970702
3
1
ownershipdoc05112020033436.xml
X0206
3
2020-05-07-04:00
0
0001041859
Childrens Place, Inc.
PLCE
0000886982
GOLDMAN SACHS GROUP INC
200 WEST STREET
NEW YORK
NY
10282
false
false
true
false
0000769993
GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
false
false
true
false
Common Shares
1620365
I
See footnote
Equity Swap
Common Shares
85
I
See footnote
Equity Swap
Common Shares
621
I
See footnote
Equity Swap
Common Shares
16154
I
See footnote
Equity Swap
Common Shares
706
I
See footnote
Equity Swap
Common Shares
14592
I
See footnote
Equity Swap
Common Shares
91
I
See footnote
Equity Swap
Common Shares
5702
I
See footnote
Equity Swap
Common Shares
5858
I
See footnote
Equity Swap
Common Shares
12162
I
See foonote
Equity Swap
Common Shares
27000
I
See footnote
Equity Swap
Common Shares
40000
I
See footnote
Equity Swap
Common Shares
5857
I
See footnote
Equity Swap
Common Shares
11000
I
See footnote
Equity Swap
Common Shares
35000
I
See footnote
Equity Swap
Common Shares
273.47
I
See footnote
Equity Swap
Common Shares
282.29
I
See footnote
Equity Swap
Common Shares
414.61
I
See footnote
Equity Swap
Common Shares
405.79
I
See footnote
Equity Swap
Common Shares
5381.1
I
See footnote
Equity Swap
Common Shares
838.04
I
See footnote
Equity Swap
Common Shares
643.97
I
See footnote
Equity Swap
Common Shares
267.74
I
See footnote
Equity Swap
Common Shares
254.92
I
See footnote
Equity Swap
Common Shares
227.13
I
See footnote
Equity Swap
Common Shares
1755.39
I
See footnote
Equity Swap
Common Shares
80.35
I
See footnote
Equity Swap
Common Shares
908.54
I
See footnote
Options
20
2020-06-19-04:00
2020-06-19-04:00
Common Shares
50000
I
See footnote
This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. On May 8, 2020, the Reporting Persons experienced a decrease in their beneficial ownership that reduced their beneficial ownership to below 10% due to a reduction in excess securities borrows.
The Common Shares of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.
Goldman Sachs may exercise all or a portion of the Options for Common Shares of the Issuer on a 1 - for - 1 basis.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 05/01/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $49.98 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $49.98 per share, in each case, based on a notional amount of 908.54 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 05/01/2023, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $49.98 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $49.98 per share, in each case, based on a notional amount of 80.35 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/01/2021, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $49.98 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $49.98 per share, in each case, based on a notional amount of 1,755.39 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 05/06/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $47.25 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $47.25 per share, in each case, based on a notional amount of 227.13 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 09/19/2022, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $97.58 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $97.58 per share, in each case, based on a notional amount of 254.92 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 09/19/2022, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $94.15 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $94.15 per share, in each case, based on a notional amount of 267.74 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/12/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $58.92 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $58.92 per share, in each case, based on a notional amount of 643.97 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/12/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $58.92 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $58.92 per share, in each case, based on a notional amount of 838.04 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/12/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $58.92 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $58.92 per share, in each case, based on a notional amount of 5,381.10 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/26/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $54.48 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $54.48 per share, in each case, based on a notional amount of 405.79 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/26/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $54.48 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $54.48 per share, in each case, based on a notional amount of 414.61 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/27/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $51.61 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $51.61 per share, in each case, based on a notional amount of 282.29 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/27/2030, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $51.61 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $51.61 per share, in each case, based on a notional amount of 273.47 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 07/02/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $9.09 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $9.09 per share, in each case, based on a notional amount of 35,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 07/29/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $146.48 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $146.48 per share, in each case, based on a notional amount of 11,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/01/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $63.56 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $63.56 per share, in each case, based on a notional amount of 5,857 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 08/05/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $71.23 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $71.23 per share, in each case, based on a notional amount of 40,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/04/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $10.03 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $10.03 per share, in each case, based on a notional amount of 27,000 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 08/06/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $47.22 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $47.22 per share, in each case, based on a notional amount of 12,162 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 06/09/2020, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $53.01 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $53.01 per share, in each case, based on a notional amount of 5,858 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 12/20/2021, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $107.40 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $107.40 per share, in each case, based on a notional amount of 5,702 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 12/08/2025, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares above $97.14 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Shares below $97.14 per share, in each case, based on a notional amount of 91 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 2/23/2023, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $13.92 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $13.92 per share, in each case, based on a notional amount of 14,592 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/20/2030, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $19.81 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $19.81 per share, in each case, based on a notional amount of 706 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 03/07/2029, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $20.07 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $20.07 per share, in each case, based on a notional amount of 16,154 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 2/23/2023, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $27.66 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $27.66 per share, in each case, based on a notional amount of 621 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on 2/23/2023, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $27.67 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $27.67 per share, in each case, based on a notional amount of 85 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
/s/ Nathan R. Burby, Attorney-in-fact
2020-05-18-04:00
/s/ Nathan R. Burby, Attorney-in-fact
2020-05-18-04:00