-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1HnrM+jrBNM+Go9oK+6snDHqsfb/VlgHAoq+GMIsRrNvkVlXL9+DROWkRtWmRzh 6IFojtOvTfC1SGyizpM6HQ== 0001194701-03-000012.txt : 20030325 0001194701-03-000012.hdr.sgml : 20030325 20030325115907 ACCESSION NUMBER: 0001194701-03-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20030325 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GLASS DAVID D CENTRAL INDEX KEY: 0001194701 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: ACCEL PARTNERS STREET 2: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: CA ZIP: 94301 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 03615240 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 4 1 edgar.txt FORM 4 - 03-31-2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person David D. Glass 702 Southwest 8th Street AR, Bentonville 72716 2. Issuer Name and Ticker or Trading Symbol Wal-Mart Stores, Inc. (WMT) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 3/31/2001 5. If Amendment, Date of Original (Month/Year) 3/31/2001 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman, Exec Com of the Board 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |3/1/ 2|F | |51 |D |48.34 |2097882 |D | | |001 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |189374 |I |By ESOP | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Options |50.70 |3/8/ |A | |39448 |A |03/08|3/08/|Common Stock|39448 | |39448 |D | | | |2001 | | | | |/02 |11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |11.4375 | | | | | | |01/30|Common Stock| | |129180 |D | | | | | | | | | |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |11.7500 | | | | | | |11/16|Common Stock| | |132128 |D | | | | | | | | | |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |12.6250 | | | | | | |01/20|Common Stock| | |109900 |D | | | | | | | | | |/04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |13.6250 | | | | | | |01/20|Common Stock| | |8816 |D | | | | | | | | | |/02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |14.8750 | | | | | | |01/11|Common Stock| | |80000 |D | | | | | | | | | |/03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |19.9687 | | | | | | |01/14|Common Stock| | |174272 |D | | | | | | | | | |/08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |39.8750 | | | | | | |01/13|Common Stock| | |122382 |D | | | | | | | | | |/09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |54.5625 | | | | | | |01/27|Common Stock| | |93104 |D | | | | | | | | | |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |12.0000 | | | | | | |01/09|Common Stock| | |271250 |D | | | | | | | | | |/07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |19.9687 | | | | | | |07/31|Common Stock| | |58090 |D | | | | | | | | | |/08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses:
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