0001127602-23-011063.txt : 20230322 0001127602-23-011063.hdr.sgml : 20230322 20230322182237 ACCESSION NUMBER: 0001127602-23-011063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230320 FILED AS OF DATE: 20230322 DATE AS OF CHANGE: 20230322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON ALICE L CENTRAL INDEX KEY: 0001013440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 23754011 MAIL ADDRESS: STREET 1: 110 N.W. SECOND STREET STREET 2: SUITE 300 CITY: BENTONVILLE STATE: AR ZIP: 72712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walmart Inc. CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 FORMER COMPANY: FORMER CONFORMED NAME: WAL MART STORES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-03-20 0000104169 Walmart Inc. WMT 0001013440 WALTON ALICE L P.O. BOX 1860 BENTONVILLE AR 72712 1 0 Common Stock 2023-03-20 4 S 0 1789566 140.6827 D 256141327 I By Trust Common Stock 2023-03-20 4 S 0 167811 141.1324 D 255973516 I By Trust Common Stock 2023-03-21 4 S 0 550680 140.4027 D 255422836 I By Trust Common Stock 2023-03-21 4 S 0 50069 141.083 D 255372767 I By Trust Common Stock 2023-03-22 4 J 0 146000 0 D 255226767 I By Trust Common Stock 2023-03-22 4 S 0 446780 140.689 D 254779987 I By Trust Common Stock 2023-03-22 4 S 0 31984 141.0467 D 254748003 I By Trust Common Stock 6748580 D Common Stock 1000891131 I By Limited Liability Company This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $140.00 to $140.995, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $141.00 to $141.71, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $140.00 to $140.995, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $141.00 to $141.25, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. The transaction is a distribution of 146,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust. This sale from the Trust was executed in multiple trades at prices ranging from $140.00 to $140.995, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $141.00 to $141.17, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. The reporting person is a trustee of the Trust, the entity that holds 254,748,003 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein. The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein. /s/ Jennifer F. Rudolph, by Power of Attorney 2023-03-22