0001127602-21-025700.txt : 20210922 0001127602-21-025700.hdr.sgml : 20210922 20210922183900 ACCESSION NUMBER: 0001127602-21-025700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210920 FILED AS OF DATE: 20210922 DATE AS OF CHANGE: 20210922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON ALICE L CENTRAL INDEX KEY: 0001013440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 211270520 MAIL ADDRESS: STREET 1: 110 N.W. SECOND STREET STREET 2: SUITE 300 CITY: BENTONVILLE STATE: AR ZIP: 72712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walmart Inc. CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 FORMER COMPANY: FORMER CONFORMED NAME: WAL MART STORES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-09-20 0000104169 Walmart Inc. WMT 0001013440 WALTON ALICE L P.O. BOX 1860 BENTONVILLE AR 72712 1 Common Stock 2021-09-20 4 J 0 3955000 0 D 307892068 I By Trust Common Stock 2021-09-20 4 J 0 555000 0 A 7303580 D Common Stock 2021-09-20 4 S 0 233927 142.4149 D 307658141 I By Trust Common Stock 2021-09-20 4 S 0 74000 142.7982 D 307584141 I By Trust Common Stock 2021-09-21 4 S 0 268887 143.2711 D 307315254 I By Trust Common Stock 2021-09-21 4 S 0 115186 144.0721 D 307200068 I By Trust Common Stock 2021-09-22 4 J 0 208000 0 D 306992068 I By Trust Common Stock 2021-09-22 5 G 0 E 555000 0 D 6748580 D Common Stock 1000891131 I By Limited Liability Company The transaction is a distribution of 3,955,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust. The transaction is the receipt of 555,000 shares of Common Stock, for no consideration, in a distribution from the Trust. This sale from the Trust was executed in multiple trades at prices ranging from $141.75 to $142.745, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $142.75 to $142.87, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $142.70 to $143.69, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $143.70 to $144.57, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. The transaction is a distribution of 208,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust. The reporting person is a trustee of the Trust, the entity that holds 306,992,068 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein. On September 22, 2021, the reporting person made a charitable gift of 555,000 shares of Common Stock. The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein. /s/ Jennifer F. Rudolph, by Power of Attorney 2021-09-22