0001127602-21-002280.txt : 20210121
0001127602-21-002280.hdr.sgml : 20210121
20210121182125
ACCESSION NUMBER: 0001127602-21-002280
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210119
FILED AS OF DATE: 20210121
DATE AS OF CHANGE: 20210121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lore Marc E.
CENTRAL INDEX KEY: 0001684616
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06991
FILM NUMBER: 21543158
MAIL ADDRESS:
STREET 1: 221 RIVER STREET, 8TH FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walmart Inc.
CENTRAL INDEX KEY: 0000104169
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 710415188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 702 SOUTHWEST 8TH ST
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
BUSINESS PHONE: 5012734000
MAIL ADDRESS:
STREET 1: 702 SOUTHWEST 8TH STREET
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
FORMER COMPANY:
FORMER CONFORMED NAME: WAL MART STORES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-01-19
0000104169
Walmart Inc.
WMT
0001684616
Lore Marc E.
221 RIVER STREET, 8TH FLOOR
HOBOKEN
NJ
07030
1
Executive Vice President
Common
2021-01-19
4
F
0
44446
144.64
D
1228283
D
Common
2021-01-19
4
F
0
7004
144.64
D
1221279
D
Common
2021-01-21
4
S
0
31027
144.9598
D
1190252
D
Common
2021-01-21
4
S
0
3973
145.3296
D
1186279
D
Represents stock units withheld to satisfy tax withholding obligations upon the partial vesting of previously reported 3,554,093 restricted stock units (the "RSUs") that were granted to the Reporting Person on September 19, 2016, in connection with, and in consideration of, the Issuer's acquisition of Jet.com, Inc. and the Reporting Person becoming an employee and executive officer of the Issuer. The Reporting Person cannot exercise voting rights over the remaining portion of the unvested RSUs.
Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock.
This sale was executed pursuant to a Rule 10b5-1 plan that was entered into by the Reporting Person during an open trading window and was disclosed by the Issuer on Form 8-K on 9-14-2020.
This sale was executed in multiple trades ranging from $144.27 to $145.26, inclusive. The price reported reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was affected.
This sale was executed in multiple trades ranging from $145.27 to $145.645, inclusive. The price reported reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was affected.
/s/ Kristopher A. Isham, by power of attorney
2021-01-21