0001127602-21-002280.txt : 20210121 0001127602-21-002280.hdr.sgml : 20210121 20210121182125 ACCESSION NUMBER: 0001127602-21-002280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210119 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lore Marc E. CENTRAL INDEX KEY: 0001684616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 21543158 MAIL ADDRESS: STREET 1: 221 RIVER STREET, 8TH FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walmart Inc. CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 FORMER COMPANY: FORMER CONFORMED NAME: WAL MART STORES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-19 0000104169 Walmart Inc. WMT 0001684616 Lore Marc E. 221 RIVER STREET, 8TH FLOOR HOBOKEN NJ 07030 1 Executive Vice President Common 2021-01-19 4 F 0 44446 144.64 D 1228283 D Common 2021-01-19 4 F 0 7004 144.64 D 1221279 D Common 2021-01-21 4 S 0 31027 144.9598 D 1190252 D Common 2021-01-21 4 S 0 3973 145.3296 D 1186279 D Represents stock units withheld to satisfy tax withholding obligations upon the partial vesting of previously reported 3,554,093 restricted stock units (the "RSUs") that were granted to the Reporting Person on September 19, 2016, in connection with, and in consideration of, the Issuer's acquisition of Jet.com, Inc. and the Reporting Person becoming an employee and executive officer of the Issuer. The Reporting Person cannot exercise voting rights over the remaining portion of the unvested RSUs. Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock. This sale was executed pursuant to a Rule 10b5-1 plan that was entered into by the Reporting Person during an open trading window and was disclosed by the Issuer on Form 8-K on 9-14-2020. This sale was executed in multiple trades ranging from $144.27 to $145.26, inclusive. The price reported reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was affected. This sale was executed in multiple trades ranging from $145.27 to $145.645, inclusive. The price reported reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was affected. /s/ Kristopher A. Isham, by power of attorney 2021-01-21