0001127602-20-032299.txt : 20201223
0001127602-20-032299.hdr.sgml : 20201223
20201223182527
ACCESSION NUMBER: 0001127602-20-032299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201221
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTON ALICE L
CENTRAL INDEX KEY: 0001013440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06991
FILM NUMBER: 201413904
MAIL ADDRESS:
STREET 1: 110 N.W. SECOND STREET
STREET 2: SUITE 300
CITY: BENTONVILLE
STATE: AR
ZIP: 72712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walmart Inc.
CENTRAL INDEX KEY: 0000104169
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 710415188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 702 SOUTHWEST 8TH ST
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
BUSINESS PHONE: 5012734000
MAIL ADDRESS:
STREET 1: 702 SOUTHWEST 8TH STREET
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
FORMER COMPANY:
FORMER CONFORMED NAME: WAL MART STORES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-21
0000104169
Walmart Inc.
WMT
0001013440
WALTON ALICE L
P.O. BOX 1860
BENTONVILLE
AR
72712
1
Common Stock
2020-12-21
4
S
0
817469
145.688
D
381211499
I
By Trust
Common Stock
2020-12-21
4
S
0
287531
146.3153
D
380923968
I
By Trust
Common Stock
2020-12-21
4
J
0
904000
0
D
380019968
I
By Trust
Common Stock
2020-12-21
5
G
0
E
425000
0
D
6748580
D
Common Stock
2020-12-22
4
S
0
124898
143.6242
D
379895070
I
By Trust
Common Stock
2020-12-22
4
S
0
198281
144.9296
D
379696789
I
By Trust
Common Stock
2020-12-22
4
S
0
53219
145.3257
D
379643570
I
By Trust
Common Stock
2020-12-22
4
J
0
129000
0
D
379514570
I
By Trust
Common Stock
2020-12-23
4
S
0
327630
143.0929
D
379186940
I
By Trust
Common Stock
2020-12-23
4
S
0
220972
143.6192
D
378965968
I
By Trust
Common Stock
1000891131
I
By Limited Liability Company
This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $145.10 to $146.095, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $146.10 to $146.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The transaction is a distribution of 904,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust.
On December 21, 2020, the reporting person made a charitable gift of 425,000 shares of Common Stock.
This sale from the Trust was executed in multiple trades at prices ranging from $143.15 to $144.14, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $144.15 to $145.145, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $145.15 to $145.96, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The transaction is a distribution of 129,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust.
This sale from the Trust was executed in multiple trades at prices ranging from $142.40 to $143.395, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $143.40 to $144.20, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The reporting person is a trustee of the Trust, the entity that holds 378,965,968 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein.
The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.
/s/ Jennifer F. Rudolph, by Power of Attorney
2020-12-23