0001127602-19-007800.txt : 20190222 0001127602-19-007800.hdr.sgml : 20190222 20190222181009 ACCESSION NUMBER: 0001127602-19-007800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON ALICE L CENTRAL INDEX KEY: 0001013440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 19627579 MAIL ADDRESS: STREET 1: 110 N.W. SECOND STREET STREET 2: SUITE 300 CITY: BENTONVILLE STATE: AR ZIP: 72712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walmart Inc. CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 FORMER COMPANY: FORMER CONFORMED NAME: WAL MART STORES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-20 0000104169 Walmart Inc. WMT 0001013440 WALTON ALICE L P.O. BOX 1860 BENTONVILLE AR 72712 1 Common Stock 2019-02-20 4 S 0 705786 99.1252 D 39898072 I By Trust Common Stock 2019-02-20 4 S 0 247703 100.1778 D 39650369 I By Trust Common Stock 2019-02-20 4 S 0 127012 101.1125 D 39523357 I By Trust Common Stock 2019-02-20 4 S 0 59195 101.9675 D 39464162 I By Trust Common Stock 2019-02-21 4 S 0 716173 99.3126 D 38747989 I By Trust Common Stock 2019-02-22 4 J 0 6688795 0 D 32059194 I By Trust Common Stock 2019-02-22 4 J 0 1688795 0 A 8872375 D Common Stock 1415891131 I By Limited Liability Company This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $98.665 to $99.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $99.67 to $100.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $100.67 to $101.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $101.67 to $102.31, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Trust was executed in multiple trades at prices ranging from $98.91 to $99.68, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. The transaction is a distribution of 6,688,795 shares of Common Stock, for no consideration, by the Trust to certain beneficiaries of the Trust. The reporting person is a trustee of the Trust, the entity that holds 32,059,194 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein. The transaction is the receipt of 1,688,795 shares of Common Stock, for no consideration, in a distribution from the Trust. The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein. /s/ Jennifer F. Rudolph, by Power of Attorney 2019-02-22