0001127602-17-033105.txt : 20171121
0001127602-17-033105.hdr.sgml : 20171121
20171121202328
ACCESSION NUMBER: 0001127602-17-033105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171121
DATE AS OF CHANGE: 20171121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTON JIM C
CENTRAL INDEX KEY: 0001219106
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06991
FILM NUMBER: 171218223
MAIL ADDRESS:
STREET 1: C/O WALTON ENTERPRISES, INC.
STREET 2: P.O. BOX 1860
CITY: BENTONVILLE
STATE: AR
ZIP: 72712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAL MART STORES INC
CENTRAL INDEX KEY: 0000104169
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 710415188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 702 SOUTHWEST 8TH ST
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
BUSINESS PHONE: 5012734000
MAIL ADDRESS:
STREET 1: 702 SOUTHWEST 8TH STREET
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-11-17
0000104169
WAL MART STORES INC
WMT
0001219106
WALTON JIM C
P.O. BOX 1860
BENTONVILLE
AR
72712
1
Common Stock
2017-11-17
4
S
0
1477187
97.1711
D
95212752
I
By Trust
Common Stock
2017-11-17
4
S
0
735910
98.0022
D
94476842
I
By Trust
Common Stock
2017-11-17
4
S
0
639512
98.973
D
93837330
I
By Trust
Common Stock
2017-11-17
4
S
0
48070
99.9137
D
93789260
I
By Trust
Common Stock
2017-11-20
4
S
0
983710
96.222
D
92805550
I
By Trust
Common Stock
2017-11-20
4
S
0
18500
96.7897
D
92787050
I
By Trust
Common Stock
10507224
D
Common Stock
1415891131
I
By Limited Liability Company
This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $96.58 to $97.575, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $97.58 to $98.57, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $98.58 to $99.57, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $99.58 to $100.10, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $95.76 to $96.75, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This sale from the Trust was executed in multiple trades at prices ranging from $96.76 to $96.84, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The reporting person is a trustee of the Trust, the entity that owns 92,787,050 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.
The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.
/s/ Jennifer F. Rudolph, by Power of Attorney
2017-11-21