0001127602-16-070848.txt : 20161222 0001127602-16-070848.hdr.sgml : 20161222 20161222182954 ACCESSION NUMBER: 0001127602-16-070848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161220 FILED AS OF DATE: 20161222 DATE AS OF CHANGE: 20161222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON ALICE L CENTRAL INDEX KEY: 0001013440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 162067704 MAIL ADDRESS: STREET 1: ALICE L WALTON STREET 2: 110 N.W. 2ND STREET CITY: BENTONVILLE STATE: AR ZIP: 72712 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-20 0000104169 WAL MART STORES INC WMT 0001013440 WALTON ALICE L P.O. BOX 1860 BENTONVILLE AR 72712 1 Common Stock 2016-12-20 4 J 0 911500 0 D 148506019 I By Trust Common Stock 2016-12-20 4 J 0 71500 0 A 6820080 D Common Stock 2016-12-22 5 G 0 E 71500 0 D 6748580 D Common Stock 1415891131 I By Limited Liability Company The transaction is a distribution of 911,500 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust (the "Distribution"). The reporting person is a trustee of the Trust, the entity that holds 148,506,019 shares of Common Stock following the Distribution. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein. The transaction is the receipt of 71,500 shares of Common Stock, for no consideration, in the Distribution. On December 22, 2016, the reporting person made a charitable gift of 71,500 shares of Common Stock. The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein. /s/ Jennifer F. Rudolph, by Power of Attorney 2016-12-22