0001127602-16-056907.txt : 20160701 0001127602-16-056907.hdr.sgml : 20160701 20160701173022 ACCESSION NUMBER: 0001127602-16-056907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160629 FILED AS OF DATE: 20160701 DATE AS OF CHANGE: 20160701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREWER ROSALIND G CENTRAL INDEX KEY: 0001357855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 161747726 MAIL ADDRESS: STREET 1: C/O MOLSON COORS BREWING COMPANY STREET 2: 1225 17TH STREET, SUITE 3200 CITY: DENVER STATE: CO ZIP: 80202 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-06-29 0000104169 WAL MART STORES INC WMT 0001357855 BREWER ROSALIND G 702 S.W. 8TH STREET BENTONVILLE AR 72716-0215 1 Executive Vice President Common 2016-06-29 4 M 0 8071 48.32 A 285749 D Common 2016-06-29 4 M 0 2723 47.26 A 288472 D Common 2016-06-29 4 S 0 10794 71.65 D 277678 D Stock Option 48.32 2016-06-29 4 M 0 8071 0 D 2016-10-14 Common Stock 8071 0 D Stock Option 47.26 2016-06-29 4 M 0 2723 0 D 2017-03-11 Common Stock 2723 0 D These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the resulting 10,794 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership. These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the resulting 10,794 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership. These options became exercisable in five equal annual installments beginning on October 16, 2007. These options became exercisable in five equal annual installments beginning on March 12, 2008. /s/ Geoffrey W. Edwards, by power of attorney 2016-07-01