0001127602-15-032607.txt : 20151125 0001127602-15-032607.hdr.sgml : 20151125 20151125190928 ACCESSION NUMBER: 0001127602-15-032607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20151125 DATE AS OF CHANGE: 20151125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUKE MICHAEL T CENTRAL INDEX KEY: 0001194698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 151257032 MAIL ADDRESS: STREET 1: WAL-MART STORES, INC. STREET 2: 702 S.W. 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-24 0000104169 WAL MART STORES INC WMT 0001194698 DUKE MICHAEL T 702 S.W. 8TH STREET BENTONVILLE AR 72716-0215 1 Common Stock 2015-11-24 4 M 0 118188 60.0881 A 575029.4654 D Common Stock 2015-11-24 4 D 0 101802 60.0881 D 473227.4654 D Common Stock 400000 I By LLC Common Stock 2600 I By Trust for Wife Common Stock 50400 I By Wife's Trust for Children Common Stock 27300 I By Reporting Person's Trust for Children Stock Option 45.69 2015-11-24 4 M 0 118188 0 D 2016-01-04 Common Stock 118188 0 D These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person. Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement. These options became exercisable in five equal annual installments beginning on January 5, 2007. /s/ Geoffrey W. Edwards, by Power of Attorney 2015-11-25