0001127602-15-032210.txt : 20151120 0001127602-15-032210.hdr.sgml : 20151120 20151120182805 ACCESSION NUMBER: 0001127602-15-032210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151119 FILED AS OF DATE: 20151120 DATE AS OF CHANGE: 20151120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON JIM C CENTRAL INDEX KEY: 0001219106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 151247820 MAIL ADDRESS: STREET 1: C/O WALTON ENTERPRISES, INC. STREET 2: P.O. BOX 1860 CITY: BENTONVILLE STATE: AR ZIP: 72712 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-19 0000104169 WAL MART STORES INC WMT 0001219106 WALTON JIM C 702 SW 8TH STREET BENTONVILLE AR 72716-0215 1 1 Common Stock 2015-11-19 4 J 0 9971069 0 D 184028931 I By Trust Common Stock 10506917.9265 D Common Stock 1415891131 I By Limited Liability Company The transaction is a distribution of 9,971,069 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust (the "Distribution"). The reporting person is a trustee of the Trust, the entity that owns 184,028,931 shares of Common Stock following the Distribution. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein. Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. The reporting person is a member of Walton Enterprises, LLC, the entity that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. /s/ Jennifer F. Rudolph, by Power of Attorney 2015-11-20