0001127602-15-014317.txt : 20150410 0001127602-15-014317.hdr.sgml : 20150410 20150410162717 ACCESSION NUMBER: 0001127602-15-014317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150408 FILED AS OF DATE: 20150410 DATE AS OF CHANGE: 20150410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON JIM C CENTRAL INDEX KEY: 0001219106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 15764714 MAIL ADDRESS: STREET 1: C/O WALTON ENTERPRISES, INC. STREET 2: P.O. BOX 1860 CITY: BENTONVILLE STATE: AR ZIP: 72712 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-04-08 0000104169 WAL MART STORES INC WMT 0001219106 WALTON JIM C 702 SW 8TH STREET BENTONVILLE AR 72716-0215 1 1 Common Stock 2015-04-08 5 J 0 E 194000000 0 D 1415891131 I By Limited Liability Company Common Stock 2015-04-08 5 J 0 E 194000000 0 A 194000000 I By Trust Common Stock 10504280.1467 D The reporting person is a member of Walton Enterprises, LLC ("Walton Enterprises"). The securities were contributed by Walton Enterprises to the Walton Family Holdings Trust (the "Trust"), a trust established for the benefit of the holders of the membership interests of Walton Enterprises, on April 8, 2015 (the "Transaction"). Following the Transaction, Walton Enterprises owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by Walton Enterprises except to the extent of his pecuniary interest therein. The reporting person is a trustee of the Trust, the entity that owns 194,000,000 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein. Represents shares held directly and phantom shares held through the issuer's director compensation plan. /s/ Jennifer F. Rudolph, by Power of Attorney 2015-04-10