-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ThpOZ8sf5Q7W4J6wXCoaBQ+kt7Fdeg24WCNAntmbyhL8Jm1EnygAybin80MT9PUP m5vAfQ6jlP1zPlx8YWBbHA== 0001036050-99-000317.txt : 19990217 0001036050-99-000317.hdr.sgml : 19990217 ACCESSION NUMBER: 0001036050-99-000317 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PMA CAPITAL CORP CENTRAL INDEX KEY: 0001041665 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 232217932 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53303 FILM NUMBER: 99542455 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET SUITE 2800 CITY: PHILADELPHIA STATE: PA ZIP: 19103-7590 BUSINESS PHONE: 2156655046 MAIL ADDRESS: STREET 1: 1735 MARKET STREET SUITE 2800 CITY: PHILADELPHIA STATE: PA ZIP: 19103-7590 FORMER COMPANY: FORMER CONFORMED NAME: PENNSYLVANIA MANUFACTURERS CORP DATE OF NAME CHANGE: 19970702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MALONE JAMES F III CENTRAL INDEX KEY: 0001055629 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1655 CROOKED OAK DRIVE CITY: LANCASTER STATE: PA ZIP: 17601-4299 MAIL ADDRESS: STREET 1: NORTHRIDGE OFFICE PLAZA STREET 2: 17 VIP DRIVE, SUITE 310 CITY: WEXFORD STATE: PA ZIP: 15090 SC 13G/A 1 SCHEDULE 13G/A - JAMES F. MALONE III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* PMA Capital Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $5 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 693419202 ------------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 693419202 PAGE 2 OF 6 Pages --------- --- --- =========================== ========================= - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James F. Malone III - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Citizen of the United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,244,000 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,244,000 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,244,000 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 11.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ SCHEDULE 13G CUSIP No. 693419202 PAGE 3 OF 6 Pages --------- --- --- =========================== =========================== Item 1(a) Name of Issuer: PMA Capital Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 1735 Market Street, Philadelphia, Pennsylvania 19103-7590 Item 2(a) Name of Person Filing: James F. Malone III Item 2(b) Address of Principal Business Office or, If None, Residence: Northridge Office Plaza, 117 VIP drive, Suite 310, Wexford, PA 15090 Item 2(c) Citizenship: Citizen of the United States of America Item 2(d) Title of Class of Securities: Class A Common Stock, $5 par value per share Item 2(e) CUSIP Number: 693419202 --------- Item 3. If this Statement is filed pursuant to 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. SCHEDULE 13G CUSIP No. 693419202 PAGE 4 OF 6 Pages --------- --- --- =========================== =========================== Item 4. Ownership: (a) Amount Beneficially Owned: 1,244,000 shares (1) (b) Percent of Class: 11.6% (1) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,244,000 shares (1) (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 1,244,000 shares (1) (iv) shared power to dispose or to direct the disposition of: 0 ---------------------- (1) Represents (i) 845,800 shares of the Company's Common Stock, $5 par value per share, or 6.3% of the outstanding shares of the Company's Common Stock, which are convertible into 845,800 shares of the Company's Class A Common Stock, and (ii) 398,200 shares of the Company's Class A Common Stock. On each matter submitted to the Company's shareholders for a vote, holders of the Company's Common Stock are entitled to ten votes per share, and holders of the Company's Class A Common Stock are entitled to one vote per share. Therefore, based upon total shares outstanding of 13,520,261 shares of Common Stock and 9,837,963 shares of Class A Common Stock, which information has been supplied by the Company, and assuming no conversions of shares of Common Stock into Class A Common Stock, Mr. Malone is entitled to cast 6.1% of the total votes that could be cast on a matter submitted to the Company's shareholders for a vote. Item 5. Ownership of Five Percent or Less of a Class: Not applicable. SCHEDULE 13G CUSIP No. 693419202 PAGE 5 OF 6 Pages --------- --- --- =========================== =========================== Item 6. Ownership of More Than Five Percent on Behalf of Another Person: No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Class A Common Stock and Common Stock beneficially owned by Mr. Malone. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of a Group: Not applicable. Item 10. Certification: Not applicable. SCHEDULE 13G CUSIP No. 693419202 PAGE 6 OF 6 Pages --------- --- --- =========================== =========================== SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1999 /s/ James F. Malone III ------------------------ ------------------------------- James F. Malone III -----END PRIVACY-ENHANCED MESSAGE-----