0001221506-23-000003.txt : 20231023
0001221506-23-000003.hdr.sgml : 20231023
20231023203713
ACCESSION NUMBER: 0001221506-23-000003
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230206
FILED AS OF DATE: 20231023
DATE AS OF CHANGE: 20231023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIGGINS ALFRED C
CENTRAL INDEX KEY: 0001221506
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25969
FILM NUMBER: 231340937
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: URBAN ONE, INC.
CENTRAL INDEX KEY: 0001041657
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 521166660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
BUSINESS PHONE: 3014293200
MAIL ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE, INC.
DATE OF NAME CHANGE: 20091203
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE INC
DATE OF NAME CHANGE: 19970626
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4/A
2023-02-06
2023-02-17
0
0001041657
URBAN ONE, INC.
UONE/UONEK
0001221506
LIGGINS ALFRED C
1
1
1
0
CEO
0
Class D Common Stock
2023-02-06
4
A
0
276472
0
A
12601327
D
Class D Common Stock
2023-02-06
4
F
0
82702
5.15
D
12518625
D
Stock Option (Class D)
5.15
2023-02-06
4
A
0
168786
5.15
A
2023-02-06
2033-02-06
Class D Common Stock
168786
2374185
D
This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation methodology in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 10,240 shares and option ownership by 6,251 options to purchase Class D shares.
Award vested immediately upon pricing.
Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,713,487 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)
(continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.
The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.
Karen Wishart
2023-10-23