0001221506-22-000003.txt : 20220930 0001221506-22-000003.hdr.sgml : 20220930 20220930162406 ACCESSION NUMBER: 0001221506-22-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220927 FILED AS OF DATE: 20220930 DATE AS OF CHANGE: 20220930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIGGINS ALFRED C CENTRAL INDEX KEY: 0001221506 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 221284363 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2022-09-27 2022-09-29 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001221506 LIGGINS ALFRED C 1 1 1 0 CEO Class D Common Stock 2022-09-27 4 A 0 336602 0 A 12453245 D Class D Common Stock 2022-09-27 4 F 0 128391 4.23 D 12324854 D Restricted Stock Units (Class A) 0 2022-09-27 4 A 0 468750 0 A 2025-01-05 Class A Common Stock 468750 468750 D Stock Option (Class D) 4.23 2022-09-27 4 A 0 169503 0 A 2022-09-27 2032-09-26 Class D Common Stock 169503 2049149 D Stock Option (Class D) 4.23 2022-09-27 4 A 0 156250 0 A 2025-01-05 2032-09-26 Class D Common Stock 156250 2205399 D Award vested immediately upon pricing. Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 179 shares. Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of the Class A RSUs reported herein); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,526,448 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote) (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II. No expiration date. Karen Wishart, Attorney-in-Fact 2022-09-30