0001221506-22-000003.txt : 20220930
0001221506-22-000003.hdr.sgml : 20220930
20220930162406
ACCESSION NUMBER: 0001221506-22-000003
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220927
FILED AS OF DATE: 20220930
DATE AS OF CHANGE: 20220930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIGGINS ALFRED C
CENTRAL INDEX KEY: 0001221506
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25969
FILM NUMBER: 221284363
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: URBAN ONE, INC.
CENTRAL INDEX KEY: 0001041657
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 521166660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
BUSINESS PHONE: 3014293200
MAIL ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE, INC.
DATE OF NAME CHANGE: 20091203
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE INC
DATE OF NAME CHANGE: 19970626
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2022-09-27
2022-09-29
0
0001041657
URBAN ONE, INC.
UONE/UONEK
0001221506
LIGGINS ALFRED C
1
1
1
0
CEO
Class D Common Stock
2022-09-27
4
A
0
336602
0
A
12453245
D
Class D Common Stock
2022-09-27
4
F
0
128391
4.23
D
12324854
D
Restricted Stock Units (Class A)
0
2022-09-27
4
A
0
468750
0
A
2025-01-05
Class A Common Stock
468750
468750
D
Stock Option (Class D)
4.23
2022-09-27
4
A
0
169503
0
A
2022-09-27
2032-09-26
Class D Common Stock
169503
2049149
D
Stock Option (Class D)
4.23
2022-09-27
4
A
0
156250
0
A
2025-01-05
2032-09-26
Class D Common Stock
156250
2205399
D
Award vested immediately upon pricing.
Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 179 shares.
Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of the Class A RSUs reported herein); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,526,448 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)
(continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.
No expiration date.
Karen Wishart, Attorney-in-Fact
2022-09-30