0001221506-21-000001.txt : 20210115
0001221506-21-000001.hdr.sgml : 20210115
20210115170930
ACCESSION NUMBER: 0001221506-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210106
FILED AS OF DATE: 20210115
DATE AS OF CHANGE: 20210115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIGGINS ALFRED C
CENTRAL INDEX KEY: 0001221506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25969
FILM NUMBER: 21532918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: URBAN ONE, INC.
CENTRAL INDEX KEY: 0001041657
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 521166660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
BUSINESS PHONE: 3014293200
MAIL ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE, INC.
DATE OF NAME CHANGE: 20091203
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE INC
DATE OF NAME CHANGE: 19970626
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-01-06
0
0001041657
URBAN ONE, INC.
UONE/UONEK
0001221506
LIGGINS ALFRED C
1
1
1
0
CEO
Class D Common Stock
2021-01-06
4
M
0
512536
A
15675294
D
Class D Common Stock
0
2021-01-06
4
M
0
512536
0
A
Class D Common Stock
512536
0
D
Class D Common Stock
2
2021-01-06
4
A
0
316406
0
A
2021-01-06
2030-06-05
Class D Common Stock
316406
316406
D
Restricted stock units convert into common stock on a one-for-one basis.
The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (2) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (5) 3,325,207 shares of Class D common stock held by Alfred C. Liggins; (6) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (cont.)
(9) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (10) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information about Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.
This total excludes the number of stock options held. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.
Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On June 12, 2019, the Compensation Committee granted Mr. Liggins 711,914 restricted shares of Class D Common Stock and stock options to purchase 316,406 shares of Class D Common Stock. The grants were effective June 5, 2020 and vested on January 6, 2021. On the vesting date, 199,378 shares were withheld to cover income taxes attributable to the vesting.
Not applicable
Karen Wishart
2021-01-15