0001209191-18-046863.txt : 20180815 0001209191-18-046863.hdr.sgml : 20180815 20180815172336 ACCESSION NUMBER: 0001209191-18-046863 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIGGINS ALFRED C CENTRAL INDEX KEY: 0001221506 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 181021794 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-08-15 2018-06-01 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001221506 LIGGINS ALFRED C 1010 WAYNE AVENUE 14TH FLOOR SILVER SPRING MD 20910 1 1 1 0 CEO Class D Common Stock 2018-06-01 4 M 0 1150000 1.41 A 15093799 D Class D Common Stock 2018-06-01 4 F 0 944245 2.00 D 14149554 D Class D Common Stock 2018-06-01 4 J 0 205755 2.00 D 13943799 D Options 1.41 2018-06-01 4 M 0 1150000 0.00 D 2008-06-05 2018-06-05 Class D Common Stock 1150000 0 D This Form 4/A is being filed to add the line reporting the acquisition of 1,150,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions. Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations. Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by issuer. The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,943,799 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) becomes 9,817,208 Class D Shares, including 920,059 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Liggins ownership is included in our most recent proxy filed April 30, 2018. Karen Wishart, Attorney-In-Fact 2018-08-15