0001209191-18-010834.txt : 20180216
0001209191-18-010834.hdr.sgml : 20180216
20180216161854
ACCESSION NUMBER: 0001209191-18-010834
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUGHES CATHERINE L
CENTRAL INDEX KEY: 0001106637
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25969
FILM NUMBER: 18621418
MAIL ADDRESS:
STREET 1: 5900 PRINCESS GARDEN PARKWAY 8TH FL
CITY: LANHAM
STATE: MD
ZIP: 20706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: URBAN ONE, INC.
CENTRAL INDEX KEY: 0001041657
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 521166660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
BUSINESS PHONE: 3014293200
MAIL ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE, INC.
DATE OF NAME CHANGE: 20091203
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE INC
DATE OF NAME CHANGE: 19970626
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2017-12-31
0
0
0
0001041657
URBAN ONE, INC.
ROIA/ROIAK
0001106637
HUGHES CATHERINE L
1010 WAYNE AVENUE
14TH FLOOR
SILVER SPRING
MD
20910
1
1
1
0
Chairperson and Secretary
Class D Common Stock
2018-01-05
5
A
0
474609
1.70
A
7913214
D
Options
1.70
2018-01-05
5
A
0
223346
1.70
A
2019-01-05
2028-01-05
Class D
223346
8136560
D
The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,913,214 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; and (9) 1,861,111 shares of Class D common stock held by Catherine L. Hughes
Options to purchase Class D common stock that will vest 100% on January 5, 2019.
The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 8,136,560 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; (9) 1,861,111 shares of Class D common stock held by Catherine L. Hughes; and
CONTINUED: (10) options to purchase 223,346 shares of Class D common stock that will vest 100% on January 5, 2019
Karen Wishart, Attorney-In-Fact
2018-02-16