0001209191-17-049725.txt : 20170821
0001209191-17-049725.hdr.sgml : 20170821
20170821165736
ACCESSION NUMBER: 0001209191-17-049725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170807
FILED AS OF DATE: 20170821
DATE AS OF CHANGE: 20170821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIGGINS ALFRED C
CENTRAL INDEX KEY: 0001221506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25969
FILM NUMBER: 171043539
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: URBAN ONE, INC.
CENTRAL INDEX KEY: 0001041657
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 521166660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
BUSINESS PHONE: 3014293200
MAIL ADDRESS:
STREET 1: 1010 WAYNE AVENUE
STREET 2: 14TH FL
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE, INC.
DATE OF NAME CHANGE: 20091203
FORMER COMPANY:
FORMER CONFORMED NAME: RADIO ONE INC
DATE OF NAME CHANGE: 19970626
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-07
0
0001041657
URBAN ONE, INC.
ROIA/ROIAK
0001221506
LIGGINS ALFRED C
1010 WAYNE AVENUE
14TH FLOOR
SILVER SPRING
MD
20910
1
1
1
0
CEO
Class D Common Stock
2017-08-07
4
A
0
749383
1.90
A
13077208
D
Option
1.90
2017-08-07
4
A
0
333059
1.90
A
2018-08-07
2028-08-07
Class D
333059
13410267
D
The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,077,208 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D
CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,958,946 shares of Class D common stock held by Alfred C. Liggins.
Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.
Options to purchase Class D common stock that will vest in increments of 33.33% over three years
The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,410,267 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D
CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; (10) 2,542,622 shares of Class D common stock held by Alfred C. Liggins; and (11) options to purchase 333,059 shares of Class D common stock as reported on Form 8K on August 17, 2017
Linda J. Vilardo, Attorney-In-Fact
2017-08-21