0001175204-20-000004.txt : 20200630 0001175204-20-000004.hdr.sgml : 20200630 20200630092511 ACCESSION NUMBER: 0001175204-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200106 FILED AS OF DATE: 20200630 DATE AS OF CHANGE: 20200630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANTOR DAVID M CENTRAL INDEX KEY: 0001175204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 201000705 MAIL ADDRESS: STREET 1: 750 W JOHN CARPENTER PWY STREET 2: SUITE 700 CITY: IRVING STATE: TX ZIP: 75019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-01-06 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001175204 KANTOR DAVID M 1010 WAYNE AVENUE 14TH FLOOR SILVER SPRING MD 20910 0 1 0 0 CEO, Radio Division Class D Common Stock 2020-01-06 4 M 0 139084 0 A 272758 D Class D Common Stock 2020-06-17 4 S 0 272758 5.39 D 0 D Class D Common Stock 2020-06-17 4 M 0 250981 2.04 A 250981 D Class D Common Stock 2020-06-17 4 M 0 49019 2.04 A 300000 D Class D Common Stock 2020-06-17 4 M 0 50000 1.9 A 350000 D Class D Common Stock 2020-06-17 4 M 0 86774 2.17 A 436774 D Class D Common Stock 2020-06-17 4 S 0 250981 6.15 D 185793 D Class D Common Stock 2020-06-17 4 S 0 49019 6.15 D 136774 D Class D Common Stock 2020-06-17 4 S 0 50000 6.15 D 86744 D Class D Common Stock 2020-06-17 4 S 0 86774 6.15 D 0 D Stock Option 2.04 2020-06-17 4 M 0 250981 6.15 D 2015-11-05 2025-11-05 Class D Common Stock 250981 250981 D Stock Option 2.04 2020-06-17 4 M 0 49019 6.15 D 2015-11-05 2025-11-05 Class D Common Stock 49019 49019 D Stock Option 1.9 2020-06-17 4 M 0 50000 6.15 D 2017-08-07 2027-08-07 Class D Common Stock 50000 50000 D Stock Option 2.17 2020-06-17 4 M 0 86774 6.15 D 2019-07-05 2027-07-05 Class D Common Stock 86774 86774 D As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29, 2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 195,242 restricted shares of the Company's Class D common stock and the 139,084 represents the retained amounts after the withholding of 56,158 shares for taxes. All transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Karen Wishart, Attorney-In-Fact 2020-06-30