0001162953-21-000001.txt : 20210520 0001162953-21-000001.hdr.sgml : 20210520 20210520165812 ACCESSION NUMBER: 0001162953-21-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARMSTRONG D GEOFFREY CENTRAL INDEX KEY: 0001162953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 21945207 MAIL ADDRESS: STREET 1: 5900 PRINCESS GARDEN PARKWAY STREET 2: 7TH FL CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-05-18 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001162953 ARMSTRONG D GEOFFREY 5900 PRINCESS GARDEN PARKWAY 7TH FL LANHAM MD 20706 1 0 0 0 Class D Common Stock 2021-05-18 4 M 0 21929 D 245150 D Class D Common Stock 2021-05-18 4 S 0 35298 3.59 D 209852 D Restricted Stock Unit 0 2021-05-18 4 M 0 21929 0 D Class D common stock 21929 0 D Stock Option to purchase Class D Common Stock 1.87 2021-05-18 4 A 0 13369 0 D 2011-06-06 2021-06-06 Class D common stock 13369 13369 D Represents vesting of a grant of restricted stock units pursuant to our director compensation policy; our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 209,852 shares of Urban One, Inc. common stock as follows: (1) 10,000 shares of Class A common stock; and (2) 199,852 shares of Class D common stock. This total includes options to purchase 53,055 shares of Class D common stock held by Mr. Armstrong. Mr. Armstrong holds options for 22.935 Class D shares with an exercise price of $1.09 per share, and options for 30,120 Class D shares with an exercise price of $0.83 per share. Represents a grant of restricted stock units under the company's board compensation plan. On June 14, 2013, Mr. Armstrong was granted 21,929 shares of restricted Class D common stock in accordance with our board compensation policy. The number of shares was determined by dividing $2.28, the closing price of our Class D common stock on June 14, 2013 into $50,000 and vested in equal parts over a two year period. Not applicable Karen Wishart 2021-05-18