0001106637-23-000003.txt : 20231023 0001106637-23-000003.hdr.sgml : 20231023 20231023205327 ACCESSION NUMBER: 0001106637-23-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230206 FILED AS OF DATE: 20231023 DATE AS OF CHANGE: 20231023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES CATHERINE L CENTRAL INDEX KEY: 0001106637 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 231340968 MAIL ADDRESS: STREET 1: 5900 PRINCESS GARDEN PARKWAY 8TH FL CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0508 4/A 2023-02-06 2023-02-17 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001106637 HUGHES CATHERINE L 5900 PRINCESS GARDEN PARKWAY 8TH FL LANHAM MD 20706 1 1 1 0 Chairperson & Secretary 0 Class D Common Stock 2023-02-06 4 A 0 165883 0 A 4697088 D Class D Common Stock 2023-02-06 4 F 0 55008 5.15 D 4642080 D Stock Option (Class D) 5.15 2023-02-06 4 A 0 101272 0 A 2023-02-06 2033-02-06 Class D Common Stock 101272 1365311 D This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation method in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 6,144 shares and option ownership by 3,751 options to purchase Class D shares. Award vested immediately upon pricing. Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote) (continued from previous footnote) (6) 825,938 shares of Class D common stock held by the Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) and (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D Common Stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds 281,250 Restricted Class A Stock Units in addition to the derivative securities reported in Table II. Karen Wishart 2023-10-23