0001106637-22-000001.txt : 20220929 0001106637-22-000001.hdr.sgml : 20220929 20220929182540 ACCESSION NUMBER: 0001106637-22-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220927 FILED AS OF DATE: 20220929 DATE AS OF CHANGE: 20220929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES CATHERINE L CENTRAL INDEX KEY: 0001106637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 221281765 MAIL ADDRESS: STREET 1: 5900 PRINCESS GARDEN PARKWAY 8TH FL CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-09-27 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001106637 HUGHES CATHERINE L 5900 PRINCESS GARDEN PARKWAY 8TH FL LANHAM MD 20706 1 1 1 0 Chairperson and Secretary Class D Common Stock 2022-09-27 4 A 0 201961 0 A 4598176 D Class D Common Stock 2022-09-27 4 F 0 66970 4.23 D 4531206 D Restricted Stock Units (Class A) 0 2022-09-27 4 A 0 281250 0 A 2025-01-05 Class A Common Stock 281250 281250 D Stock Option (Class D) 4.23 2022-09-27 4 A 0 101702 0 A 2022-09-27 2032-09-26 Class D Common Stock 101702 1170289 D Stock Option (Class D) 4.23 2022-09-27 4 A 0 93750 0 A 2025-01-05 2032-09-26 Class D Common Stock 93750 1264039 D Award vests immediately upon pricing. Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported herein), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote) (continued from previous footnote) (6) 719,170 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II. n/a Karen Wishart, Attorney-in-Fact 2022-09-29