-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KMeU9IN72Dn2ndYjrejhOBfhXj422LZ6sb75heTuyEpsI08FZIYwwdaoEJwmfq16 KWKBHwzNrKie4v0UxcIAEQ== 0000928385-98-000434.txt : 19980311 0000928385-98-000434.hdr.sgml : 19980311 ACCESSION NUMBER: 0000928385-98-000434 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980206 ITEM INFORMATION: FILED AS OF DATE: 19980310 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOPFED BANCORP INC CENTRAL INDEX KEY: 0001041550 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 561995728 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-23667 FILM NUMBER: 98561848 BUSINESS ADDRESS: STREET 1: 2700 FORT CAMPBELL BLVD CITY: HOPKINSVILLE STATE: KY ZIP: 72240 BUSINESS PHONE: 5028851171 MAIL ADDRESS: STREET 1: 2700 FORT CAMPBELL BLVD CITY: HOPKINSVILLE STATE: KY ZIP: 72240 8-K 1 CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 1998 HOPFED BANCORP, INC. ------------------------------------------------------ (Exact name of Registrant as specified in its charter) Delaware 000-23667 Applied For - ---------------------------- ----------- ------------------- (State or other jurisdiction (Commission (I.R.S. employer of incorporation) file number) identification no.)
2700 Fort Campbell Boulevard, Hopkinsville, Kentucky 42440 ----------------------------------------------------------- (Address of principal executive offices) (502) 885-1171 -------------------------------------------------- Registrant's telephone number, including area code Not Applicable ------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS. On February 6, 1998, HopFed Bancorp, Inc. (the "Company") and Hopkinsville Federal Savings Bank (the "Bank") completed the conversion of the Bank to a stock savings bank as a wholly owned subsidiary of the Company. The Common Stock of the Company began trading on the Nasdaq Stock Market under the symbol "HFBC" on February 9, 1998. The final appraisal of the pro forma market value of the Common Stock the Company indicated a value of $40,336,250, or 4,033,625 shares of Common Stock, at a price of $10.00 per share. The initial Subscription and Community Offering terminated on November 19, 1997. Subsequent thereto, an amended appraisal was prepared in accordance with the Bank's Plan of Conversion (the "Plan") and federal regulations, and the Company and the Bank resolicited all subscribers in the Subscription and Community Offerings ( the "Resolicitation"). In the conversion, shares were allocated among the subscribing Eligible Account Holders in accordance with the Plan and federal regulations. The allocation was based on the respective Qualifying Deposits of Eligible Account Holders, as compared to the total Qualifying Deposits of all subscribing Eligible Account Holders. Thus, the number of shares subscribed for was relevant only if it was less than the number of shares available for allocation to the Eligible Account Holder; an increase in an order did not otherwise result in an increase in the allocation. The Company's Prospectus Supplement dated December 23, 1997 included information regarding the approximate number of shares of Common Stock intended to be purchased by directors and officers of the Bank, including their associates. The following table updates such information to disclose shares purchased by such persons.
Name Proposed Purchases (1) Shares Purchased - ---- ---------------------- ---------------- WD Kelley 50,000 20,374 Bruce Thomas 50,000 5,721 Peggy R. Noel 50,000 17,190 Boyd M. Clark 50,000 10,772 Clifton H. Cochran 22,500 25,000 Drury R. Embry 4,500 4,500 Walton G. Ezell 50,000 23,336 John Noble Hall, Jr. 20,000 23,385 Chester K. Wood 10,000 10,000 ------- ------- Total 307,000 140,278 ======= =======
- ------------------ (1) See "Proposed Management Purchases" on page 19 of the Prospectus Supplement. 1 After the Resolicitation, 2,772 orders were received in the Subscription Offering. Of those orders, 2,536 were received from Eligible Account Holders. After the Resolicitation, 15,662,893 shares were subscribed for. Of those shares, 15,040,340 were subscribed by Eligible Account Holders. A total of 13 persons, including one director, received an allocation of 25,000 shares or more. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. HOPFED BANCORP, INC. Date: March 10, 1998 By: /s/ Bruce Thomas -------------------------------- Bruce Thomas President 2
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