0001062993-19-002789.txt : 20190702 0001062993-19-002789.hdr.sgml : 20190702 20190702161220 ACCESSION NUMBER: 0001062993-19-002789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soma Nitin CENTRAL INDEX KEY: 0001302353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31203 FILM NUMBER: 19937444 MAIL ADDRESS: STREET 1: 4TH FLOOR, NORTH WING, PRESIDENT PLACE STREET 2: CNR JAN SMUTS AVENUE, ROSEBANK CITY: JOHANNESBURG STATE: T3 ZIP: RSA ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NET 1 UEPS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001041514 STANDARD INDUSTRIAL CLASSIFICATION: FUNCTIONS RELATED TO DEPOSITORY BANKING, NEC [6099] IRS NUMBER: 980171860 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4TH FLOOR, PRESIDENT PLACE STREET 2: CNR. JAN SMUTS & BOLTON CITY: ROSEBANK, JOHANNESBURG STATE: T3 ZIP: 00000 BUSINESS PHONE: 27 11 343 2000 MAIL ADDRESS: STREET 1: 4TH FLOOR, PRESIDENT PLACE STREET 2: CNR. JAN SMUTS & BOLTON CITY: ROSEBANK, JOHANNESBURG STATE: T3 ZIP: 00000 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2019-06-30 1 0001041514 NET 1 UEPS TECHNOLOGIES INC UEPS 0001302353 Soma Nitin CNR JAN SMUTS AVENUE AND BOLTON ROAD PRESIDENT PLACE, 4TH FLOOR ROSEBANK, JOHANNESBURG FC T3 T3 SOUTH AFRICA 0 1 0 0 VP - Information Technology Common Stock 2019-06-30 4 D 0 15000 0.0 D 60000 D Common Stock 2019-06-30 4 D 0 30000 0.0 D 30000 D Common Stock 2019-06-30 4 D 0 30000 0.0 D 0 D Represents forfeiture of restricted stock in connection with Mr. Soma's resignation, as vesting was subject to Mr. Soma's on-going services to the Company through August 23, 2020. Represents forfeiture of restricted stock in connection with Mr. Soma's resignation, as vesting was subject to: (a) Mr. Soma's employment by the Company on a full-time basis when the condition in (b) is met; and (b) the price of the Company's shares equal or exceed certain stock price levels during a specific measurement period. Represents forfeiture of restricted stock in connection with Mr. Soma's resignation, as vesting was subject to: (a) Mr. Soma's employment by the Company on a full-time basis when the condition in (b) is met; and (b) the trading price the Company's shares equal or exceed certain agreed certain stock price levels during a measurement period commencing on the date that the Company files its Annual Report on Form 10-K for the fiscal year ended 2021 and ending on December 31, 2021. Effective June 30, 2019, Mr. Soma resigned from his position as Vice President - Information Technology of Net 1 UEPS Technologies, Inc. (the "Company"). /s/ Alex M.R. Smith, Attorney-in-Fact for Nitin Soma 2019-07-02